Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisor Group Holdings, Inc. | 324,672 | $77.8M | 0.16% | +14,299+4.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 324,125 | $77.7M | 0.16% | −20,352−5.9% | Reduced |
| Great West Life Assurance Co | 319,528 | $76.8M | 0.20% | −25,655−7.4% | Reduced |
| Public Employees Retirement System of Ohio | 316,482 | $75.8M | 0.33% | −1,441−0.5% | Reduced |
| Assenagon Asset Management S.A. | 314,530 | $75.3M | 0.31% | +222,840+243.0% | Added |
| Huntington National Bank | 313,716 | $75.2M | 0.78% | +458+0.1% | Added |
| Standard Life Aberdeen plc | 313,026 | $75.0M | 0.20% | +22,479+7.7% | Added |
| State of New Jersey Common Pension Fund D | 311,147 | $74.5M | 0.28% | −3,281−1.0% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 306,696 | $73.5M | 0.31% | −25,259−7.6% | Reduced |
| State of Wisconsin Investment Board | 296,236 | $71.0M | 0.23% | −41,281−12.2% | Reduced |
| Asset Management One Co.,Ltd. | 292,731 | $70.3M | 0.34% | −3,555−1.2% | Reduced |
| Toronto Dominion Bank | 292,243 | $70.0M | 0.10% | −27,223−8.5% | Reduced |
| Victory Capital Management Inc | 291,456 | $69.8M | 0.08% | +11,551+4.1% | Added |
| Markel Group Inc.SuperinvestorMarkel Group | 287,500 | $68.9M | 0.92% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 277,864 | $66.6M | 0.26% | +9,607+3.6% | Added |
| Swedbank AB | 277,498 | $66.5M | 0.15% | −12,655−4.4% | Reduced |
| AQR Capital Management LLC | 276,813 | $66.1M | 0.15% | +20,662+8.1% | Added |
| Balyasny Asset Management LLC | 274,003 | $65.6M | 0.23% | +245,327+855.5% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 261,488 | $62.6M | 0.11% | +229,378+714.4% | Added |
| Mn Services Vermogensbeheer B.V. | 258,828 | $62.0M | 0.69% | −38,600−13.0% | Reduced |
| AXA S.A. | 280,205 | $61.9M | 0.22% | +94,742+51.1% | Added |
| Northwestern Mutual Wealth Management Co | 253,228 | $60.7M | 0.09% | −17,950−6.6% | Reduced |
| Fort Washington Investment Advisors Inc | 251,061 | $60.1M | 0.47% | −14,079−5.3% | Reduced |
| Pictet Asset Management SA | 250,749 | $60.1M | 0.09% | −8,916−3.4% | Reduced |
| Storebrand Asset Management AS | 249,941 | $59.9M | 0.33% | +3,361+1.4% | Added |
| Franklin Resources Inc | 239,104 | $57.3M | 0.03% | +50,180+26.6% | Added |
| M&T Bank Corp | 238,635 | $57.2M | 0.23% | +999+0.4% | Added |
| Nomura Asset Management Co Ltd | 236,532 | $56.7M | 0.33% | +3,249+1.4% | Added |
| Treasurer of the State of North Carolina | 234,567 | $56.2M | 0.34% | −163−0.1% | Reduced |
| Truist Financial Corp | 232,413 | $55.7M | 0.10% | +6,662+3.0% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 221,184 | $53.0M | 0.77% | +139,617+171.2% | Added |
| Russell Investments Group, Ltd. | 218,439 | $52.4M | 0.11% | +71,691+48.9% | Added |
| Rockefeller Capital Management L.P. | 213,294 | $51.1M | 0.26% | +8,111+4.0% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 203,590 | $48.8M | 0.26% | −17,091−7.7% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 201,470 | $48.3M | 0.98% | +20,483+11.3% | Added |
| Teacher Retirement System of Texas | 194,547 | $46.6M | 0.34% | +70,940+57.4% | Added |
| Royal London Asset Management Ltd | 192,827 | $46.2M | 0.21% | −371−0.2% | Reduced |
| AMF Pensionsforsakring AB | 190,541 | $45.7M | 0.52% | 00.0% | Unchanged |
| Bollard Group LLC | 190,128 | $45.5M | 1.74% | −7,460−3.8% | Reduced |
| Mariner, LLC | 188,763 | $45.2M | 0.15% | +37,899+25.1% | Added |
| Financial Counselors Inc | 187,389 | $44.9M | 1.01% | −876−0.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 186,497 | $44.7M | 0.23% | −12,400−6.2% | Reduced |
| Country Trust Bank | 186,326 | $44.6M | 1.32% | −28,008−13.1% | Reduced |
| Gateway Investment Advisers LLC | 185,078 | $44.3M | 0.55% | −20,591−10.0% | Reduced |
| Tocqueville Asset Management L.P. | 182,840 | $43.8M | 0.83% | −38,813−17.5% | Reduced |
| InterOcean Capital Group, LLC | 181,458 | $43.5M | 1.59% | +5,365+3.0% | Added |
| Allspring Global Investments Holdings, LLC | 181,077 | $43.4M | 0.07% | −137,898−43.2% | Reduced |
| Calamos Advisors LLC | 175,781 | $42.1M | 0.20% | −31,069−15.0% | Reduced |
| United Capital Financial Advisers, LLC | 171,060 | $41.0M | 0.23% | +2,925+1.7% | Added |
| Nisa Investment Advisors, LLC | 167,508 | $40.1M | 0.32% | −4,915−2.9% | Reduced |
| Parallax Volatility Advisers, L.P. | 167,290 | $40.1M | 1.04% | +32,422+24.0% | Added |
| Forsta Ap-Fonden | 166,700 | $39.9M | 0.45% | +26,400+18.8% | Added |
| Conning Inc. | 164,918 | $39.4M | 1.28% | −35,849−17.9% | Reduced |
| Factory Mutual Insurance Co | 163,400 | $39.1M | 0.59% | −31,100−16.0% | Reduced |
| Creative Planning | 162,135 | $38.8M | 0.06% | +12,248+8.2% | Added |
| Heritage Investors Management Corp | 161,360 | $38.7M | 1.76% | −4,697−2.8% | Reduced |
| Clark Capital Management Group, Inc. | 161,312 | $38.6M | 0.36% | +5,731+3.7% | Added |
| Adage Capital Partners GP, L.L.C. | 161,304 | $38.6M | 0.09% | −15,450−8.7% | Reduced |
| Allianz Asset Management GmbH | 160,334 | $38.4M | 0.09% | −49,411−23.6% | Reduced |
| Hyman Charles D | 160,132 | $38.4M | 2.62% | −164−0.1% | Reduced |
| Rheos Capital Works Inc. | 160,000 | $38.3M | 2.30% | +160,000 | New |
| Varma Mutual Pension Insurance Co | 159,056 | $38.1M | 0.54% | +159,056 | New |
| Umb Bank N A | 155,673 | $37.3M | 0.59% | −8,052−4.9% | Reduced |
| MetLife Investment Management | 153,970 | $36.9M | 0.28% | −5,252−3.3% | Reduced |
| National Bank of Canada | 153,678 | $36.8M | 0.10% | +43,348+39.3% | Added |
| Robeco Institutional Asset Management B.V. | 153,426 | $36.8M | 0.11% | +11,953+8.4% | Added |
| American International Group, Inc. | 153,229 | $36.7M | 0.26% | −13,538−8.1% | Reduced |
| Madison Asset Management, LLC | 153,199 | $36.7M | 0.58% | +65,618+74.9% | Added |
| Federated Hermes, Inc. | 149,233 | $35.8M | 0.10% | +145,026+3,447.3% | Added |
| Acadian Asset Management LLC | 148,721 | $35.6M | 0.18% | +141,234+1,886.4% | Added |
| Minneapolis Portfolio Management Group, LLC | 148,356 | $35.5M | 5.06% | −5,509−3.6% | Reduced |
| Keybank National Association | 148,132 | $35.5M | 0.17% | −2,919−1.9% | Reduced |
| Voloridge Investment Management, LLC | 147,347 | $35.3M | 0.20% | −172,010−53.9% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 144,228 | $34.6M | 0.17% | +117,740+444.5% | Added |
| Arizona State Retirement System | 143,841 | $34.5M | 0.33% | −1,144−0.8% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 143,579 | $34.4M | 0.09% | +11,800+9.0% | Added |
| Gibson Wealth Advisors LLC | 157,500 | $34.3M | 0.66% | +155,000+6,200.0% | Added |
| Meyer Handelman Co | 141,816 | $34.0M | 1.42% | 00.0% | Unchanged |
| State of Michigan Retirement System | 141,472 | $33.9M | 0.24% | −1,400−1.0% | Reduced |
| Amalgamated Bank | 141,045 | $33.8M | 0.30% | −1,912−1.3% | Reduced |
| Vontobel Holding Ltd. | 140,408 | $33.6M | 0.34% | −49,531−26.1% | Reduced |
| Manning & Napier Group, LLC | 139,828 | $33.5M | 0.41% | −4,619−3.2% | Reduced |
| Cerity Partners LLC | 136,872 | $33.4M | 0.22% | +102,001+292.5% | Added |
| Willis Investment Counsel | 136,641 | $32.7M | 2.09% | +249+0.2% | Added |
| ING Groep NV | 135,972 | $32.6M | 0.33% | +79,243+139.7% | Added |
| CIBC World Markets Inc. | 133,925 | $32.1M | 0.13% | +9,653+7.8% | Added |
| MML Investors Services, LLC | 131,283 | $31.4M | 0.21% | +10,248+8.5% | Added |
| Foundry Partners, LLC | 131,130 | $31.4M | 1.73% | −2,127−1.6% | Reduced |
| DnB Asset Management AS | 130,589 | $31.3M | 0.22% | +4,212+3.3% | Added |
| Kestra Advisory Services, LLC | 128,894 | $30.9M | 0.27% | +42,595+49.4% | Added |
| Rathbone Brothers plc | 126,651 | $30.3M | 0.34% | −5,239−4.0% | Reduced |
| Tredje AP-fonden | 124,579 | $29.8M | 0.51% | +2,286+1.9% | Added |
| Blair William & Co | 123,345 | $29.5M | 0.13% | −1,553−1.2% | Reduced |
| Gabelli Funds LLC | 123,140 | $29.5M | 0.23% | −350−0.3% | Reduced |
| Yousif Capital Management, LLC | 121,319 | $29.1M | 0.38% | +614+0.5% | Added |
| S&CO Inc | 119,712 | $28.7M | 2.51% | −753−0.6% | Reduced |
| Aviva PLC | 119,282 | $28.6M | 0.14% | +23,451+24.5% | Added |
| Wesleyan Assurance Society | 118,550 | $28.4M | 3.49% | 00.0% | Unchanged |
| Captrust Financial Advisors | 117,355 | $28.1M | 0.14% | −661−0.6% | Reduced |
| Janus Henderson Group PLC | 117,285 | $28.1M | 0.02% | −404−0.3% | Reduced |