Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| USS Investment Management Ltd | 116,513 | $27.9M | 0.40% | +29,200+33.4% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 115,099 | $27.6M | 0.10% | +6,143+5.6% | Added |
| Cetera Advisor Networks LLC | 114,715 | $27.5M | 0.22% | +18,873+19.7% | Added |
| Colony Group LLC | 113,641 | $27.2M | 0.38% | +13,002+12.9% | Added |
| Commerce Bank | 112,340 | $26.9M | 0.22% | −5,112−4.4% | Reduced |
| Xponance, Inc. | 112,227 | $26.9M | 0.44% | +16,402+17.1% | Added |
| Capital International Ltd | 111,912 | $26.8M | 1.85% | +3,180+2.9% | Added |
| Bradley Foster & Sargent Inc | 110,860 | $26.6M | 0.67% | +2,827+2.6% | Added |
| Macquarie Group Ltd | 110,230 | $26.4M | 0.03% | −155,948−58.6% | Reduced |
| Nichols & Pratt Advisers LLP | 110,021 | $26.4M | 2.12% | −165−0.1% | Reduced |
| AE Wealth Management LLC | 108,988 | $26.1M | 0.19% | +14,524+15.4% | Added |
| O'Shaughnessy Asset Management, LLC | 108,729 | $26.0M | 0.42% | +54,747+101.4% | Added |
| Marshall Wace, LLP | 107,329 | $25.7M | 0.07% | +107,329 | New |
| KBC Group NV | 107,189 | $25.7M | 0.12% | +57,141+114.2% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 104,255 | $25.0M | 0.19% | +6,066+6.2% | Added |
| Daiwa Securities Group Inc. | 97,768 | $24.9M | 0.19% | +4,815+5.2% | Added |
| State of Alaska, Department of Revenue | 102,421 | $24.5M | 0.31% | −1,395−1.3% | Reduced |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 101,769 | $24.4M | 0.35% | −4,200−4.0% | Reduced |
| Vaughan David Investments LLC | 100,645 | $24.1M | 0.72% | −12,405−11.0% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 100,537 | $24.1M | 0.91% | +4,550+4.7% | Added |
| Paralel Advisors LLC | 100,000 | $24.0M | 1.41% | 00.0% | Unchanged |
| Employees Retirement System of Texas | 99,115 | $23.7M | 0.35% | +6,115+6.6% | Added |
| Congress Wealth Management LLC | 98,962 | $23.7M | 0.61% | +165+0.2% | Added |
| Erste Asset Management GmbH | 98,026 | $23.5M | 0.50% | −10,282−9.5% | Reduced |
| Intech Investment Management LLC | 97,919 | $23.5M | 0.18% | −50,456−34.0% | Reduced |
| Associated Banc-Corp | 97,819 | $23.4M | 0.98% | −1,359−1.4% | Reduced |
| Glenmede Trust Co NA | 97,419 | $23.3M | 0.14% | +728+0.8% | Added |
| American Century Companies Inc | 95,859 | $23.0M | 0.02% | +994+1.0% | Added |
| IFM Investors Pty Ltd | 95,464 | $22.9M | 0.38% | +3,403+3.7% | Added |
| Levin Capital Strategies, L.P. | 93,405 | $22.4M | 3.03% | +961+1.0% | Added |
| Front Barnett Associates LLC | 92,729 | $22.2M | 2.81% | +849+0.9% | Added |
| Utah Retirement Systems | 92,458 | $22.1M | 0.35% | −2,100−2.2% | Reduced |
| Chilton Capital Management LLC | 91,888 | $22.0M | 1.37% | −1,761−1.9% | Reduced |
| Stock Yards Bank & Trust Co | 91,831 | $22.0M | 0.86% | −107−0.1% | Reduced |
| Glenview Trust Co | 91,567 | $21.9M | 0.73% | −69,925−43.3% | Reduced |
| Regions Financial Corp | 91,476 | $21.9M | 0.20% | −4,292−4.5% | Reduced |
| Millennium Management LLC | 90,902 | $21.8M | 0.02% | −10,835−10.7% | Reduced |
| Public Employees Retirement Association of Colorado | 89,506 | $21.4M | 0.12% | −2,538−2.8% | Reduced |
| Comerica Bank | 82,807 | $21.2M | 0.16% | −586−0.7% | Reduced |
| Old National Bancorp | 88,119 | $21.1M | 0.66% | −3,333−3.6% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 87,967 | $21.1M | 0.18% | +10,750+13.9% | Added |
| Capital Fund Management S.A. | 87,907 | $21.1M | 0.47% | +87,907 | New |
| New York Life Investment Management LLC | 87,701 | $21.0M | 0.24% | −1,319−1.5% | Reduced |
| Busey Wealth Management | 87,398 | $20.9M | 0.94% | −3,938−4.3% | Reduced |
| Gulf International Bank (UK) Ltd | 87,073 | $20.9M | 0.37% | 00.0% | Unchanged |
| Capital International Sarl | 86,289 | $20.7M | 1.46% | +13,305+18.2% | Added |
| SEI Investments Co | 86,209 | $20.7M | 0.05% | +13,569+18.7% | Added |
| Virginia Retirement Systems Et Al | 86,000 | $20.6M | 0.21% | +2,800+3.4% | Added |
| Jennison Associates LLC | 84,078 | $20.1M | 0.02% | −1,393−1.6% | Reduced |
| United Services Automobile Association | 83,226 | $19.9M | 0.46% | −828−1.0% | Reduced |
| Thrivent Financial for Lutherans | 83,030 | $19.9M | 0.05% | −2,358−2.8% | Reduced |
| ExodusPoint Capital Management, LP | 82,336 | $19.7M | 0.30% | +82,336 | New |
| ARK Investment Management LLCSuperinvestorARK Invest | 82,270 | $19.7M | 0.17% | −13,919−14.5% | Reduced |
| Cutler Investment Counsel LLC | 81,196 | $19.5M | 2.97% | −2,188−2.6% | Reduced |
| Mercer Global Advisors Inc | 80,981 | $19.4M | 0.10% | +1,829+2.3% | Added |
| CIBC Asset Management Inc | 78,888 | $18.9M | 0.08% | +3,843+5.1% | Added |
| Janney Capital Management LLC | 78,724 | $18.9M | 1.35% | +2,937+3.9% | Added |
| Mutual of America Capital Management LLC | 78,553 | $18.8M | 0.23% | +1,065+1.4% | Added |
| Stephens Inc | 77,585 | $18.6M | 0.38% | +4,953+6.8% | Added |
| FineMark National Bank & Trust | 77,319 | $18.5M | 0.83% | +314+0.4% | Added |
| Panagora Asset Management Inc | 77,037 | $18.5M | 0.12% | +39,506+105.3% | Added |
| Meitav Dash Investments Ltd | 75,918 | $18.3M | 0.31% | +1,318+1.8% | Added |
| First National Trust Co | 76,044 | $18.2M | 0.96% | +694+0.9% | Added |
| Banco Santander, S.A. | 75,105 | $18.0M | 0.27% | −1,271−1.7% | Reduced |
| Marco Investment Management LLC | 74,673 | $17.9M | 2.09% | −100−0.1% | Reduced |
| Texas Permanent School Fund | 73,940 | $17.7M | 0.27% | −756−1.0% | Reduced |
| Jefferies Financial Group Inc. | 73,600 | $17.6M | 0.30% | +73,600 | New |
| Westchester Capital Management, Inc. | 73,352 | $17.6M | 5.17% | −4,808−6.2% | Reduced |
| NorthCrest Asset Manangement, LLC | 71,770 | $17.2M | 0.98% | −1,942−2.6% | Reduced |
| Baker Avenue Asset Management, LP | 69,359 | $16.6M | 0.99% | −895−1.3% | Reduced |
| Grassi Investment Management | 69,004 | $16.5M | 2.24% | 00.0% | Unchanged |
| Brown Advisory Inc | 68,749 | $16.5M | 0.03% | +792+1.2% | Added |
| Ausdal Financial Partners, Inc. | 68,267 | $16.4M | 2.38% | −731−1.1% | Reduced |
| Harvest Portfolios Group Inc. | 67,933 | $16.3M | 0.94% | +67,933 | New |
| Peapack Gladstone Financial Corp | 67,686 | $16.2M | 0.32% | −378−0.6% | Reduced |
| Badgley Phelps Wealth Managers, LLC | 67,030 | $16.1M | 0.64% | +1,571+2.4% | Added |
| Pinnacle Associates Ltd | 67,009 | $16.1M | 0.35% | +5,851+9.6% | Added |
| Blue Chip Partners, Inc. | 66,973 | $16.0M | 2.00% | +4,525+7.2% | Added |
| CCM Investment Advisers LLC | 66,442 | $15.9M | 2.53% | −7,675−10.4% | Reduced |
| Oppenheimer & Co Inc | 66,204 | $15.9M | 0.36% | −3,338−4.8% | Reduced |
| Kovitz Investment Group Partners, LLC | 65,749 | $15.8M | 0.31% | −5,136−7.2% | Reduced |
| Cetera Investment Advisers | 65,556 | $15.7M | 0.15% | +30,562+87.3% | Added |
| TD Waterhouse Canada Inc. | 61,850 | $15.7M | 0.17% | +1,549+2.6% | Added |
| Public Sector Pension Investment Board | 64,790 | $15.5M | 0.12% | +8,202+14.5% | Added |
| Fiduciary Trust Co | 64,636 | $15.5M | 0.30% | −37−0.1% | Reduced |
| Capital International Inc | 64,493 | $15.4M | 0.33% | −1,036−1.6% | Reduced |
| Delta Asset Management LLC | 64,088 | $15.4M | 1.67% | −581−0.9% | Reduced |
| Duquesne Family Office LLCSuperinvestorDuquesne Family Office | 63,800 | $15.3M | 0.76% | +63,800 | New |
| Community Bank of Raymore | 62,268 | $14.9M | 5.46% | −2,257−3.5% | Reduced |
| Mizuho Markets Americas LLC | 62,219 | $14.9M | 1.01% | +62,219 | New |
| Beacon Pointe Advisors, LLC | 62,148 | $14.9M | 0.29% | −711−1.1% | Reduced |
| Swiss Life Asset Management Ltd | 62,007 | $14.9M | 0.25% | +5,512+9.8% | Added |
| Gofen & Glossberg LLC | 61,590 | $14.8M | 0.38% | +1,710+2.9% | Added |
| Advisors Capital Management, LLC | 61,201 | $14.7M | 0.40% | +533+0.9% | Added |
| CIBC World Markets Corp | 61,182 | $14.7M | 0.10% | +29,294+91.9% | Added |
| Czech National Bank | 60,914 | $14.6M | 0.39% | −416−0.7% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 60,900 | $14.6M | 0.25% | −14,070−18.8% | Reduced |
| Nissay Asset Management Corp | 60,495 | $14.5M | 0.14% | −497−0.8% | Reduced |
| 1832 Asset Management L.P. | 60,314 | $14.4M | 0.03% | +59,310+5,907.4% | Added |
| KCM Investment Advisors LLC | 60,091 | $14.4M | 0.62% | −1,241−2.0% | Reduced |