Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Blackhill Capital Inc | 60,000 | $14.4M | 1.67% | 00.0% | Unchanged |
| Laurion Capital Management LP | 59,881 | $14.3M | 0.40% | +44,158+280.8% | Added |
| Jane Street Group, LLC | 59,638 | $14.3M | 0.03% | −177,699−74.9% | Reduced |
| Oppenheimer Asset Management Inc. | 57,396 | $13.7M | 0.22% | +1,138+2.0% | Added |
| Lee Danner & Bass Inc | 57,185 | $13.7M | 1.29% | −2,402−4.0% | Reduced |
| Moran Wealth Management, LLC | 57,122 | $13.7M | 0.52% | +57,122 | New |
| Birmingham Capital Management Co Inc | 56,895 | $13.6M | 5.17% | +50+0.1% | Added |
| D.A. Davidson & Co. | 56,141 | $13.4M | 0.16% | −738−1.3% | Reduced |
| M&G Investment Management Ltd | 55,848 | $13.4M | 0.10% | −3,471−5.9% | Reduced |
| Charter Trust Co | 55,194 | $13.2M | 1.06% | −477−0.9% | Reduced |
| Guggenheim Capital LLC | 54,464 | $13.0M | 0.12% | +14,664+36.8% | Added |
| LaFleur & Godfrey LLC | 53,662 | $12.9M | 2.14% | +103+0.2% | Added |
| Richard C. Young & CO., LTD. | 53,547 | $12.8M | 1.71% | +457+0.9% | Added |
| Edmond de Rothschild Holding S.A. | 53,197 | $12.7M | 0.30% | −38,608−42.1% | Reduced |
| Aptus Capital Advisors, LLC | 52,819 | $12.7M | 0.42% | −6,678−11.2% | Reduced |
| Hartford Investment Management Co | 52,808 | $12.7M | 0.38% | −781−1.5% | Reduced |
| Whittier Trust Co | 52,579 | $12.6M | 0.25% | −1,337−2.5% | Reduced |
| Baader Bank INC | 52,243 | $12.5M | 1.15% | −3,567−6.4% | Reduced |
| Ziegler Capital Management, LLC | 51,538 | $12.4M | 0.52% | −7,352−12.5% | Reduced |
| Dearborn Partners LLC | 50,947 | $12.2M | 0.49% | −314−0.6% | Reduced |
| Clear Harbor Asset Management, LLC | 50,799 | $12.2M | 1.53% | 00.0% | Unchanged |
| Greenwood Gearhart Inc | 50,605 | $12.1M | 1.72% | +632+1.3% | Added |
| Howe & Rusling Inc | 50,580 | $12.1M | 1.52% | +511+1.0% | Added |
| Norinchukin Bank, The | 50,457 | $12.1M | 0.26% | −9,782−16.2% | Reduced |
| Callahan Advisors, LLC | 50,271 | $12.0M | 1.65% | +3,580+7.7% | Added |
| Teachers Retirement System of the State of Kentucky | 49,754 | $11.9M | 0.13% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 49,703 | $11.9M | 0.20% | −1,026−2.0% | Reduced |
| Integrated Advisors Network LLC | 48,299 | $11.6M | 0.75% | −1,427−2.9% | Reduced |
| Hantz Financial Services, Inc. | 48,144 | $11.5M | 0.35% | +2,876+6.4% | Added |
| Meiji Yasuda Asset Management Co Ltd. | 48,077 | $11.5M | 0.57% | +10,519+28.0% | Added |
| CBOE Vest Financial, LLC | 47,775 | $11.4M | 1.81% | −3,057−6.0% | Reduced |
| Chartwell Investment Partners, LLC | 47,594 | $11.4M | 0.45% | −20,512−30.1% | Reduced |
| Cubist Systematic Strategies, LLC | 47,423 | $11.4M | 0.10% | −12,661−21.1% | Reduced |
| Wharton Business Group, LLC | 47,036 | $11.3M | 0.65% | +635+1.4% | Added |
| British Columbia Investment Management Corp | 46,846 | $11.2M | 0.12% | −5,922−11.2% | Reduced |
| Scotia Capital Inc. | 46,752 | $11.2M | 0.09% | +2,594+5.9% | Added |
| Squarepoint Ops LLC | 46,639 | $11.2M | 0.08% | +46,639 | New |
| Central Trust Co | 46,458 | $11.1M | 0.34% | −1,009−2.1% | Reduced |
| Steel Peak Wealth Management LLC | 46,430 | $11.1M | 0.82% | +32,039+222.6% | Added |
| Bank of Nova Scotia | 46,120 | $11.0M | 0.03% | −11,234−19.6% | Reduced |
| Wealthfront Advisers LLC | 46,065 | $11.0M | 0.05% | +6,925+17.7% | Added |
| Quilter Plc | 46,016 | $11.0M | 0.36% | −540−1.2% | Reduced |
| Mastrapasqua Asset Management Inc | 45,980 | $11.0M | 1.45% | +202+0.4% | Added |
| Jacobs & Co | 45,620 | $10.9M | 1.42% | −147−0.3% | Reduced |
| Candriam Luxembourg S.C.A. | 45,396 | $10.9M | 0.07% | −4,574−9.2% | Reduced |
| Westpac Banking Corp | 45,379 | $10.9M | 0.16% | +2,671+6.3% | Added |
| Bogart Wealth, LLC | 45,266 | $10.8M | 0.75% | −4,607−9.2% | Reduced |
| American Assets Investment Management, LLC | 45,000 | $10.8M | 1.25% | 00.0% | Unchanged |
| Clifford Swan Investment Counsel LLC | 44,816 | $10.7M | 0.47% | −74−0.2% | Reduced |
| Snowden Capital Advisors LLC | 44,666 | $10.7M | 0.45% | −91−0.2% | Reduced |
| Texas Capital Bank Wealth Management Services Inc | 44,355 | $10.6M | 1.29% | −1,941−4.2% | Reduced |
| Davenport & Co LLC | 43,678 | $10.5M | 0.09% | −2,842−6.1% | Reduced |
| Securian Asset Management, Inc | 43,474 | $10.4M | 0.29% | +482+1.1% | Added |
| Culbertson A N & Co Inc | 43,433 | $10.4M | 2.19% | +40+0.1% | Added |
| Allied Investment Advisors, LLC | 43,408 | $10.4M | 3.25% | +100.0% | Added |
| Bourgeon Capital Management LLC | 41,964 | $10.1M | 2.47% | +115+0.3% | Added |
| Kentucky Retirement Systems | 41,505 | $9.94M | 0.39% | +181+0.4% | Added |
| Atwater Malick LLC | 41,151 | $9.86M | 4.86% | +354+0.9% | Added |
| McRae Capital Management Inc | 41,143 | $9.86M | 2.88% | −149−0.4% | Reduced |
| Allen Mooney & Barnes Investment Advisors LLC | 41,075 | $9.84M | 2.36% | +434+1.1% | Added |
| Maryland State Retirement & Pension System | 40,895 | $9.80M | 0.29% | −200−0.5% | Reduced |
| Elo Mutual Pension Insurance Co | 40,867 | $9.79M | 0.34% | +807+2.0% | Added |
| Stockman Wealth Management, Inc. | 40,842 | $9.78M | 2.25% | −2,533−5.8% | Reduced |
| Capital Investment Advisors, LLC | 40,571 | $9.72M | 0.29% | −75−0.2% | Reduced |
| LS Investment Advisors, LLC | 40,498 | $9.70M | 1.89% | −1,159−2.8% | Reduced |
| Oregon Public Employees Retirement Fund | 40,449 | $9.69M | 0.13% | −37−0.1% | Reduced |
| Pittenger & Anderson Inc | 40,427 | $9.68M | 0.53% | −308−0.8% | Reduced |
| Atria Investments LLC | 40,323 | $9.66M | 0.20% | +3,811+10.4% | Added |
| Susquehanna Fundamental Investments, LLC | 40,200 | $9.63M | 0.17% | −25,163−38.5% | Reduced |
| First American Trust, FSB | 40,061 | $9.60M | 1.49% | +1,170+3.0% | Added |
| Prio Wealth Limited Partnership | 40,045 | $9.59M | 0.38% | +170+0.4% | Added |
| Advisors Asset Management, Inc. | 39,350 | $9.43M | 0.19% | −5,652−12.6% | Reduced |
| Group One Trading, L.P. | 39,115 | $9.37M | 0.32% | +25,773+193.2% | Added |
| Noesis Capital Mangement Corp | 38,908 | $9.32M | 2.65% | −1,299−3.2% | Reduced |
| Atria Wealth Solutions, Inc. | 38,690 | $9.27M | 0.15% | +3,660+10.4% | Added |
| Cullinan Associates Inc | 38,462 | $9.21M | 0.51% | +7,064+22.5% | Added |
| Advisory Services Network, LLC | 38,429 | $9.21M | 0.28% | +6,889+21.8% | Added |
| Illinois Municipal Retirement Fund | 38,109 | $9.13M | 0.21% | +22,613+145.9% | Added |
| Prudential PLC | 37,977 | $9.10M | 0.11% | +12,328+48.1% | Added |
| Nikko Asset Management Americas, Inc. | 37,661 | $9.02M | 0.13% | −5,646−13.0% | Reduced |
| Whittier Trust Co of Nevada Inc | 37,266 | $8.93M | 0.35% | +74+0.2% | Added |
| Tufton Capital Management | 37,254 | $8.92M | 1.96% | −485−1.3% | Reduced |
| Simmons Bank | 37,117 | $8.89M | 0.76% | +1,400+3.9% | Added |
| Folger Nolan Fleming Douglas Capital Management, Inc | 36,471 | $8.87M | 1.06% | +138+0.4% | Added |
| Synovus Financial Corp | 36,974 | $8.86M | 0.10% | +1,226+3.4% | Added |
| Parsons Capital Management Inc | 36,972 | $8.86M | 0.74% | +1,151+3.2% | Added |
| Handelsbanken Fonder AB | 36,804 | $8.82M | 0.06% | −34,480−48.4% | Reduced |
| James Investment Research Inc | 36,634 | $8.78M | 1.23% | −3,716−9.2% | Reduced |
| Cetera Advisors LLC | 36,349 | $8.71M | 0.16% | +5,114+16.4% | Added |
| Polaris Wealth Advisory Group, LLC | 34,633 | $8.68M | 0.65% | −6,132−15.0% | Reduced |
| Gladius Capital Management LP | 36,000 | $8.62M | 2.73% | +36,000 | New |
| Fayez Sarofim & Co | 35,979 | $8.62M | 0.03% | +500+1.4% | Added |
| Alberta Investment Management Corp | 35,800 | $8.58M | 0.08% | +35,800 | New |
| Kiwi Wealth Investments Limited Partnership | 35,725 | $8.56M | 0.57% | +35,725 | New |
| Philadelphia Trust Co | 35,494 | $8.50M | 0.91% | −3,133−8.1% | Reduced |
| Lido Advisors, LLC | 35,428 | $8.49M | 0.15% | +19,101+117.0% | Added |
| Federation des caisses Desjardins du Quebec | 35,212 | $8.44M | 0.10% | +6,406+22.2% | Added |
| Salem Investment Counselors Inc | 35,151 | $8.42M | 0.36% | +546+1.6% | Added |
| Anderson Hoagland & Co | 34,184 | $8.40M | 1.22% | +556+1.7% | Added |
| Gotham Asset Management, LLC | 34,988 | $8.38M | 0.24% | +18,870+117.1% | Added |