Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Prospera Financial Services Inc | 34,490 | $8.26M | 0.41% | −4,181−10.8% | Reduced |
| Shelter Mutual Insurance Co | 34,200 | $8.19M | 2.35% | 00.0% | Unchanged |
| Asahi Life Asset Management Co., Ltd. | 33,834 | $8.11M | 2.68% | −11,915−26.0% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 33,786 | $8.09M | 0.05% | +33,786 | New |
| Louisiana State Employees Retirement System | 33,600 | $8.05M | 0.22% | −200−0.6% | Reduced |
| Welch Group, LLC | 33,421 | $8.01M | 0.46% | +385+1.2% | Added |
| Bokf, NA | 33,109 | $7.93M | 0.15% | −1,303−3.8% | Reduced |
| Brookstone Capital Management | 31,486 | $7.84M | 0.16% | −105−0.3% | Reduced |
| Pearl River Capital, LLC | 32,550 | $7.80M | 1.32% | +6,207+23.6% | Added |
| Rafferty Asset Management, LLC | 32,005 | $7.67M | 0.06% | +15,179+90.2% | Added |
| Dai-Ichi Life Insurance Company, Ltd | 31,704 | $7.60M | 0.18% | −4,718−13.0% | Reduced |
| Longbow Finance SA | 31,295 | $7.50M | 1.01% | +31,295 | New |
| Segall Bryant & Hamill, LLC | 30,649 | $7.34M | 0.08% | −265−0.9% | Reduced |
| JustInvest LLC | 30,578 | $7.33M | 0.30% | +8,106+36.1% | Added |
| Becker Capital Management Inc | 30,407 | $7.28M | 0.34% | −15,420−33.6% | Reduced |
| Consolidated Planning Corp | 30,296 | $7.26M | 2.01% | +595+2.0% | Added |
| Dodge & Cox | 30,049 | $7.20M | 0.00% | −1,388−4.4% | Reduced |
| HB Wealth Management, LLC | 30,040 | $7.20M | 0.13% | +2,154+7.7% | Added |
| Ameritas Advisory Services, LLC | 30,038 | $7.20M | 0.33% | +11,904+65.6% | Added |
| Kanawha Capital Management LLC | 29,677 | $7.11M | 0.70% | −72−0.2% | Reduced |
| Cannell Peter B & Co Inc | 29,558 | $7.08M | 0.25% | −1,124−3.7% | Reduced |
| Gluskin Sheff & Assoc Inc | 29,386 | $7.04M | 0.40% | +247+0.8% | Added |
| Metropolitan Life Insurance Co | 29,367 | $7.04M | 0.31% | −2,063−6.6% | Reduced |
| Ferguson Wellman Capital Management, Inc | 29,345 | $7.03M | 0.18% | +1,744+6.3% | Added |
| German American Bancorp, Inc. | 29,124 | $6.98M | 1.10% | +197+0.7% | Added |
| Capital Group Investment Management Pte. Ltd. | 28,689 | $6.87M | 0.26% | +28,689 | New |
| Eagle Global Advisors LLC | 28,535 | $6.84M | 0.47% | −135−0.5% | Reduced |
| Lyell Wealth Management, LP | 28,463 | $6.82M | 1.08% | +8,028+39.3% | Added |
| Avantax Advisory Services, Inc. | 28,373 | $6.80M | 0.09% | +1,901+7.2% | Added |
| Ethic Inc. | 28,271 | $6.77M | 0.37% | +13,845+96.0% | Added |
| Consolidated Capital Management, LLC | 28,141 | $6.74M | 4.02% | −1,689−5.7% | Reduced |
| Welch & Forbes LLC | 27,988 | $6.70M | 0.12% | −61−0.2% | Reduced |
| Miracle Mile Advisors, LLC | 27,923 | $6.69M | 0.23% | +768+2.8% | Added |
| Integris Wealth Management, LLC | 27,808 | $6.66M | 2.60% | +27,808 | New |
| Spinnaker Trust | 27,724 | $6.64M | 0.52% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 27,564 | $6.60M | 0.27% | +24+0.1% | Added |
| Pinnacle Financial Partners Inc | 27,303 | $6.54M | 0.19% | +6,290+29.9% | Added |
| Oak Harvest Investment Services | 26,929 | $6.45M | 1.68% | −9,123−25.3% | Reduced |
| Silver Oak Securities, Inc | 26,913 | $6.45M | 1.21% | +4,147+18.2% | Added |
| Barometer Capital Management Inc. | 26,961 | $6.43M | 1.90% | +26,961 | New |
| Signet Financial Management, LLC | 26,686 | $6.39M | 1.14% | −91−0.3% | Reduced |
| Uniplan Investment Counsel, Inc. | 26,657 | $6.39M | 0.45% | −671−2.5% | Reduced |
| Addenda Capital Inc. | 26,574 | $6.37M | 0.28% | −345−1.3% | Reduced |
| Sigma Investment Counselors Inc | 26,500 | $6.35M | 0.52% | −974−3.5% | Reduced |
| Logan Capital Management Inc | 26,458 | $6.34M | 0.33% | +13,085+97.8% | Added |
| Independent Wealth Network Inc. | 26,419 | $6.33M | 4.33% | −45−0.2% | Reduced |
| Financial Partners Group, LLC | 26,296 | $6.30M | 3.72% | +26,296 | New |
| Kestra Private Wealth Services, LLC | 26,087 | $6.25M | 0.32% | −3,189−10.9% | Reduced |
| First Financial Bank - Trust Division | 26,066 | $6.25M | 0.67% | −3,319−11.3% | Reduced |
| Koshinski Asset Management, Inc. | 25,986 | $6.23M | 0.60% | −684−2.6% | Reduced |
| La Banque Postale Asset Management SA | 25,961 | $6.22M | 0.18% | +25,961 | New |
| Money Concepts Capital Corp | 25,955 | $6.22M | 0.28% | +3,379+15.0% | Added |
| Veritable, L.P. | 25,915 | $6.21M | 0.11% | +3,872+17.6% | Added |
| Banque Cantonale Vaudoise | 25,837 | $6.19M | 0.32% | −6,590−20.3% | Reduced |
| Crossmark Global Holdings, Inc. | 25,729 | $6.16M | 0.15% | +465+1.8% | Added |
| Northwest Investment Counselors, LLC | 25,543 | $6.12M | 1.77% | +203+0.8% | Added |
| CIBC Private Wealth Group, LLC | 46,947 | $6.08M | 0.02% | +489+1.1% | Added |
| Knights of Columbus Asset Advisors LLC | 25,286 | $6.06M | 0.63% | −4,071−13.9% | Reduced |
| ARS Wealth Advisors Group, LLC | 25,151 | $6.03M | 0.99% | −1,925−7.1% | Reduced |
| Aull & Monroe Investment Management Corp | 25,145 | $6.02M | 3.00% | −330−1.3% | Reduced |
| PGGM Investments | 25,075 | $6.01M | 0.11% | +7,070+39.3% | Added |
| Andra AP-fonden | 25,000 | $5.99M | 0.18% | −6,700−21.1% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 24,934 | $5.97M | 0.27% | −51−0.2% | Reduced |
| New Mexico Educational Retirement Board | 24,802 | $5.94M | 0.32% | −2,500−9.2% | Reduced |
| Wesbanco Bank Inc | 24,314 | $5.83M | 0.26% | +15,190+166.5% | Added |
| Biechele Royce Advisors | 24,309 | $5.82M | 2.37% | −420−1.7% | Reduced |
| Sigma Planning Corp | 24,248 | $5.81M | 0.21% | −7,433−23.5% | Reduced |
| American National Bank | 24,207 | $5.80M | 1.19% | −1,573−6.1% | Reduced |
| Savant Capital, LLC | 25,162 | $5.78M | 0.14% | +12,251+94.9% | Added |
| National Asset Management, Inc. | 24,080 | $5.77M | 0.16% | −238−1.0% | Reduced |
| Fusion Capital, LLC | 24,064 | $5.76M | 3.40% | +463+2.0% | Added |
| Ilmarinen Mutual Pension Insurance Co | 24,000 | $5.75M | 0.09% | −90,000−78.9% | Reduced |
| Massmutual Trust Co FSB | 23,803 | $5.70M | 0.23% | +408+1.7% | Added |
| Paradiem, LLC | 23,678 | $5.67M | 2.10% | −26−0.1% | Reduced |
| Sandhill Capital Partners LLC | 23,585 | $5.65M | 0.60% | −293−1.2% | Reduced |
| TownSquare Capital, LLC | 23,520 | $5.63M | 0.14% | +1,404+6.3% | Added |
| Principle Wealth Partners LLC | 23,418 | $5.61M | 0.64% | −1,075−4.4% | Reduced |
| Hartford Financial Management Inc. | 23,124 | $5.54M | 1.46% | −954−4.0% | Reduced |
| Monte Financial Group, LLC | 22,896 | $5.48M | 2.82% | −2,934−11.4% | Reduced |
| Community Bank & Trust, Waco, Texas | 22,759 | $5.45M | 1.78% | −92−0.4% | Reduced |
| Hallmark Capital Management Inc | 22,755 | $5.45M | 0.51% | −2,145−8.6% | Reduced |
| City Holding Co | 22,575 | $5.41M | 1.01% | −385−1.7% | Reduced |
| Tiaa, FSB | 22,557 | $5.40M | 0.02% | +335+1.5% | Added |
| Citizens National Bank Trust Department | 22,439 | $5.38M | 1.52% | −475−2.1% | Reduced |
| Tower Research Capital LLC (TRC) | 22,315 | $5.35M | 0.22% | −56,661−71.7% | Reduced |
| Wedbush Securities Inc | 22,307 | $5.34M | 0.29% | +22+0.1% | Added |
| NBT Bank N A | 22,236 | $5.33M | 0.78% | −48−0.2% | Reduced |
| GWM Advisors LLC | 57,983 | $5.32M | 0.14% | +3,219+5.9% | Added |
| Bank of Hawaii | 22,160 | $5.31M | 0.32% | −893−3.9% | Reduced |
| Meridian Wealth Management, LLC | 22,160 | $5.31M | 0.52% | −1,118−4.8% | Reduced |
| Highland Capital Management, LLC | 22,121 | $5.30M | 0.37% | +980+4.6% | Added |
| Advisor Partners II, LLC | 22,071 | $5.29M | 0.33% | +2,274+11.5% | Added |
| Raymond James Trust N.A. | 21,951 | $5.26M | 0.18% | +2,662+13.8% | Added |
| Vestmark Advisory Solutions, Inc. | 21,934 | $5.25M | 0.26% | +190+0.9% | Added |
| Beacon Investment Advisory Services, Inc. | 21,819 | $5.23M | 0.27% | +5,046+30.1% | Added |
| Avidian Wealth Solutions, LLC | 21,799 | $5.22M | 0.34% | +6,082+38.7% | Added |
| Creative Financial Designs Inc | 21,799 | $5.22M | 0.77% | −3,272−13.1% | Reduced |
| Churchill Management Corp | 21,716 | $5.20M | 0.13% | −15,931−42.3% | Reduced |
| Viking Fund Management LLC | 21,500 | $5.15M | 1.02% | −8,000−27.1% | Reduced |
| Moors & Cabot, Inc. | 21,486 | $5.15M | 0.36% | −348−1.6% | Reduced |