Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Knuff & Co LLC | 21,486 | $5.15M | 2.19% | 00.0% | Unchanged |
| Ellsworth Advisors, LLC | 20,321 | $5.14M | 1.93% | +20+0.1% | Added |
| LMCG Investments, LLC | 21,386 | $5.12M | 0.36% | +21,386 | New |
| B & T Capital Management DBA Alpha Capital Management | 21,384 | $5.12M | 1.28% | −420−1.9% | Reduced |
| Pathstone Family Office, LLC | 29,395 | $5.07M | 0.10% | +10,212+53.2% | Added |
| Trinity Legacy Partners, LLC | 21,159 | $5.07M | 2.02% | +988+4.9% | Added |
| Lincoln National Corp | 21,123 | $5.06M | 0.11% | +985+4.9% | Added |
| Searle & Co. | 21,064 | $5.05M | 1.72% | 00.0% | Unchanged |
| Neville Rodie & Shaw Inc | 21,044 | $5.04M | 0.47% | −125−0.6% | Reduced |
| Narwhal Capital Management | 21,032 | $5.04M | 0.67% | −1,235−5.5% | Reduced |
| Quantinno Capital Management LP | 20,838 | $4.99M | 0.37% | +11,163+115.4% | Added |
| FIL Ltd | 20,780 | $4.98M | 0.01% | +1,468+7.6% | Added |
| Community Bank, N.A. | 20,773 | $4.98M | 0.69% | −110−0.5% | Reduced |
| Allworth Financial LP | 20,624 | $4.94M | 0.05% | +5,324+34.8% | Added |
| Banque Pictet & Cie SA | 20,619 | $4.94M | 0.05% | −2,558−11.0% | Reduced |
| Northeast Investment Management | 20,613 | $4.94M | 0.31% | −144−0.7% | Reduced |
| Financial & Tax Architects, LLC | 19,765 | $4.94M | 1.68% | −4,751−19.4% | Reduced |
| Family Legacy, Inc. | 19,084 | $4.93M | 2.16% | +167+0.9% | Added |
| Central Bank & Trust Co | 20,492 | $4.91M | 0.93% | +1,016+5.2% | Added |
| Boit C F David | 20,400 | $4.89M | 3.48% | 00.0% | Unchanged |
| FORA Capital, LLC | 20,336 | $4.87M | 0.79% | −11,668−36.5% | Reduced |
| Dakota Wealth Management | 20,296 | $4.86M | 0.35% | −197−1.0% | Reduced |
| Caldwell Trust Co | 20,287 | $4.86M | 0.69% | +179+0.9% | Added |
| Ieq Capital, LLC | 20,245 | $4.85M | 0.14% | +3,070+17.9% | Added |
| Romano Brothers and Company | 20,187 | $4.84M | 0.73% | −121−0.6% | Reduced |
| Generali Powszechne Towarzystwo Emerytalne | 20,118 | $4.82M | 4.77% | 00.0% | Unchanged |
| Twin Capital Management Inc | 20,042 | $4.80M | 0.62% | −529−2.6% | Reduced |
| Columbia Asset Management | 19,823 | $4.75M | 1.17% | −414−2.0% | Reduced |
| Mark Asset Management LP | 19,769 | $4.74M | 1.12% | +19,769 | New |
| Asset Dedication, LLC | 19,727 | $4.71M | 0.48% | +833+4.4% | Added |
| Burney Co | 19,655 | $4.71M | 0.24% | −8,438−30.0% | Reduced |
| Argyle Capital Management Inc. | 19,635 | $4.70M | 1.62% | −63−0.3% | Reduced |
| Allstate Corp | 19,591 | $4.69M | 0.14% | +288+1.5% | Added |
| Allstate Investment Management Co | 19,591 | $4.69M | 0.14% | +19,591 | New |
| Retirement Group, LLC | 19,577 | $4.69M | 2.28% | −561−2.8% | Reduced |
| Bridge Creek Capital Management LLC | 19,576 | $4.69M | 1.83% | −237−1.2% | Reduced |
| King Luther Capital Management Corp | 19,551 | $4.68M | 0.03% | −779−3.8% | Reduced |
| Kiley Juergens Wealth Management, LLC | 19,485 | $4.67M | 1.96% | −393−2.0% | Reduced |
| Crestwood Advisors Group LLC | 19,376 | $4.64M | 0.16% | −22−0.1% | Reduced |
| Colonial Trust Advisors | 19,363 | $4.64M | 0.57% | +151+0.8% | Added |
| Putnam Investments LLC | 19,286 | $4.62M | 0.01% | −2,185−10.2% | Reduced |
| Bleakley Financial Group, LLC | 19,263 | $4.61M | 0.17% | +19,263 | New |
| Buckingham Strategic Wealth, LLC | 19,201 | $4.60M | 0.08% | +1,168+6.5% | Added |
| BKD Wealth Advisors, LLC | 19,133 | $4.58M | 0.16% | −700−3.5% | Reduced |
| Mathes Company, Inc. | 18,128 | $4.54M | 2.29% | −40−0.2% | Reduced |
| Summitry LLC | 18,927 | $4.53M | 0.33% | +80.0% | Added |
| Kentucky Retirement Systems Insurance Trust Fund | 18,919 | $4.53M | 0.39% | 00.0% | Unchanged |
| Sargent Bickham Lagudis LLC | 18,864 | $4.52M | 0.37% | −1,160−5.8% | Reduced |
| Reliant Investment Management, LLC | 18,855 | $4.52M | 2.69% | −870−4.4% | Reduced |
| Ipswich Investment Management Co., Inc. | 18,829 | $4.51M | 1.29% | −488−2.5% | Reduced |
| Terry L. Blaker | 18,693 | $4.48M | 0.41% | +810+4.5% | Added |
| Achmea Investment Management B.V. | 19,935 | $4.47M | 0.15% | +716+3.7% | Added |
| Horizon Investments, LLC | 18,649 | $4.45M | 0.13% | +11,148+148.6% | Added |
| Bank of the West | 18,475 | $4.43M | 0.52% | −10.0% | Reduced |
| Global Retirement Partners, LLC | 18,332 | $4.39M | 0.30% | −399−2.1% | Reduced |
| CWM, LLC | 18,276 | $4.38M | 0.03% | +3,618+24.7% | Added |
| Physicians Financial Services, Inc. | 18,220 | $4.37M | 1.97% | −71−0.4% | Reduced |
| HBK Sorce Advisory LLC | 18,202 | $4.36M | 0.12% | +10,237+128.5% | Added |
| Monument Capital Management | 18,125 | $4.34M | 1.48% | +592+3.4% | Added |
| Aries Wealth Management | 18,028 | $4.32M | 1.86% | 00.0% | Unchanged |
| Mairs & Power Inc | 17,955 | $4.30M | 0.05% | −140−0.8% | Reduced |
| Vestcor Inc | 17,871 | $4.28M | 0.16% | +5,304+42.2% | Added |
| Montgomery Investment Management Inc | 17,854 | $4.28M | 1.52% | −40−0.2% | Reduced |
| Hodges Capital Management Inc. | 17,847 | $4.28M | 0.37% | +4,937+38.2% | Added |
| Oak Harbor Wealth Partners, LLC | 17,815 | $4.27M | 1.63% | +30.0% | Added |
| Beese Fulmer Investment Management, Inc. | 17,778 | $4.26M | 0.51% | −173−1.0% | Reduced |
| Drexel Morgan & Co. | 17,746 | $4.25M | 0.87% | 00.0% | Unchanged |
| Kinneret Advisory, LLC | 17,589 | $4.21M | 0.56% | −10,744−37.9% | Reduced |
| Two Sigma Securities, LLC | 17,584 | $4.21M | 0.60% | +14,228+424.0% | Added |
| Stonebridge Capital Management Inc | 17,511 | $4.20M | 2.00% | −498−2.8% | Reduced |
| Altrius Capital Management Inc | 17,433 | $4.18M | 1.31% | −219−1.2% | Reduced |
| Schonfeld Strategic Advisors LLC | 17,283 | $4.14M | 0.03% | −6,752−28.1% | Reduced |
| LeJeune Puetz Investment Counsel LLC | 17,281 | $4.14M | 1.55% | −10−0.1% | Reduced |
| Investment Management Corp of Ontario | 17,261 | $4.14M | 0.20% | +17,261 | New |
| Stillwater Investment Management, LLC | 17,178 | $4.12M | 1.16% | −66−0.4% | Reduced |
| Williams Jones Wealth Management, LLC. | 17,073 | $4.09M | 0.07% | +42+0.2% | Added |
| Compagnie Lombard Odier SCmA | 17,060 | $4.09M | 0.11% | −332−1.9% | Reduced |
| Country Club Bank | 16,952 | $4.06M | 0.35% | +867+5.4% | Added |
| FRG Family Wealth Advisors LLC | 16,856 | $4.04M | 0.96% | −584−3.3% | Reduced |
| Essex Investment Management Co LLC | 16,807 | $4.03M | 0.63% | −3,348−16.6% | Reduced |
| Marketfield Asset Management LLC | 16,719 | $4.01M | 3.82% | 00.0% | Unchanged |
| Abbrea Capital, LLC | 16,610 | $3.98M | 0.72% | +14+0.1% | Added |
| Pallas Capital Advisors LLC | 15,920 | $3.98M | 0.40% | +209+1.3% | Added |
| Canandaigua National Corp | 16,571 | $3.97M | 0.67% | −57−0.3% | Reduced |
| Private Advisor Group, LLC | 73,809 | $3.95M | 0.20% | +966+1.3% | Added |
| Equitable Trust Co | 16,463 | $3.94M | 0.31% | −2,855−14.8% | Reduced |
| Transform Wealth, LLC | 16,458 | $3.94M | 0.44% | +11,728+247.9% | Added |
| Two Sigma Investments, LP | 16,356 | $3.92M | 0.01% | −456,160−96.5% | Reduced |
| Bailard, Inc. | 16,353 | $3.92M | 0.15% | +596+3.8% | Added |
| Pinebridge Investments, L.P. | 16,327 | $3.91M | 0.05% | −57,891−78.0% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 16,311 | $3.91M | 0.10% | −3,297−16.8% | Reduced |
| Prime Capital Investment Advisors, LLC | 16,252 | $3.89M | 0.15% | +7,028+76.2% | Added |
| Cutler Group LP | 16,225 | $3.89M | 0.47% | +6,042+59.3% | Added |
| Malaga Cove Capital, LLC | 16,137 | $3.87M | 2.11% | −161−1.0% | Reduced |
| Stonnington Group, LLC | 15,246 | $3.82M | 1.05% | +3,401+28.7% | Added |
| Goelzer Investment Management, Inc. | 15,942 | $3.82M | 0.33% | +3,983+33.3% | Added |
| Silvercrest Asset Management Group LLC | 15,907 | $3.81M | 0.03% | −580−3.5% | Reduced |
| Siemens Fonds Invest GmbH | 15,821 | $3.79M | 0.38% | −1,166−6.9% | Reduced |
| Lake Street Advisors Group, LLC | 15,800 | $3.79M | 0.25% | +222+1.4% | Added |
| Callan Family Office, LLC | 15,752 | $3.78M | 1.22% | +15,752 | New |