Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ascent Wealth Partners, LLC | 15,790 | $3.78M | 0.81% | +1,835+13.1% | Added |
| Hixon Zuercher, LLC | 15,745 | $3.77M | 2.32% | +36+0.2% | Added |
| North Star Investment Management Corp. | 15,627 | $3.74M | 0.33% | +22+0.1% | Added |
| Permanens Capital L.P. | 15,600 | $3.74M | 0.91% | −2,020−11.5% | Reduced |
| Iowa State Bank | 15,564 | $3.73M | 0.94% | +340+2.2% | Added |
| Fund Management at Engine No. 1 LLC | 15,540 | $3.72M | 0.91% | +10,464+206.1% | Added |
| Parcion Private Wealth LLC | 15,522 | $3.72M | 0.40% | −159−1.0% | Reduced |
| KMG Fiduciary Partners, LLC | 15,501 | $3.71M | 0.61% | +882+6.0% | Added |
| EagleClaw Capital Managment, LLC | 15,500 | $3.71M | 0.90% | 00.0% | Unchanged |
| Roundview Capital LLC | 15,495 | $3.71M | 0.42% | +240+1.6% | Added |
| Stamos Capital Partners, L.P. | 15,400 | $3.69M | 1.17% | −21,430−58.2% | Reduced |
| Beach Investment Counsel Inc | 15,154 | $3.63M | 0.45% | +13,441+784.6% | Added |
| Mutual Advisors, LLC | 15,152 | $3.63M | 0.16% | −1,633−9.7% | Reduced |
| Eukles Asset Management | 15,145 | $3.63M | 2.12% | +10.0% | Added |
| Advocate Group LLC | 15,113 | $3.62M | 0.78% | −1,520−9.1% | Reduced |
| Wetherby Asset Management Inc | 15,079 | $3.61M | 0.23% | +1,143+8.2% | Added |
| Kinloch Capital, LLC | 15,074 | $3.61M | 2.10% | +445+3.0% | Added |
| Industrial Alliance Investment Management Inc. | 15,070 | $3.61M | 0.10% | +15,070 | New |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $3.59M | 1.12% | 00.0% | Unchanged |
| RBF Capital, LLC | 15,000 | $3.59M | 0.27% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 14,983 | $3.59M | 0.07% | −96−0.6% | Reduced |
| Leuthold Group, LLC | 14,956 | $3.58M | 0.48% | +14,956 | New |
| Freestone Capital Holdings, LLC | 14,910 | $3.57M | 0.16% | −741−4.7% | Reduced |
| Robertson Stephens Wealth Management, LLC | 14,882 | $3.57M | 0.35% | +545+3.8% | Added |
| Ogorek Anthony Joseph | 14,884 | $3.56M | 1.55% | −77−0.5% | Reduced |
| Greenleaf Trust | 14,869 | $3.56M | 0.05% | +1,825+14.0% | Added |
| TCI Wealth Advisors, Inc. | 14,849 | $3.56M | 0.49% | +115+0.8% | Added |
| Sandy Spring Bank | 14,847 | $3.56M | 0.21% | −917−5.8% | Reduced |
| Tower View Investment Management & Research LLC | 14,839 | $3.56M | 2.49% | −145−1.0% | Reduced |
| Empowered Funds, LLC | 14,819 | $3.55M | 0.23% | +14,819 | New |
| Park Avenue Securities LLC | 14,792 | $3.54M | 0.06% | +2,525+20.6% | Added |
| Robbins Farley LLC | 14,791 | $3.54M | 2.74% | −5,612−27.5% | Reduced |
| Valeo Financial Advisors, LLC | 14,767 | $3.54M | 0.19% | +267+1.8% | Added |
| Webster Bank, N. A. | 14,671 | $3.51M | 0.48% | −106−0.7% | Reduced |
| DT Investment Partners, LLC | 14,635 | $3.51M | 0.46% | +40+0.3% | Added |
| Griffin Asset Management, Inc. | 14,619 | $3.50M | 0.53% | 00.0% | Unchanged |
| Guyasuta Investment Advisors Inc | 14,588 | $3.49M | 0.28% | +1,805+14.1% | Added |
| Sowell Financial Services LLC | 14,513 | $3.48M | 0.23% | +14,513 | New |
| Kames Capital plc | 14,256 | $3.42M | 0.06% | +4,506+46.2% | Added |
| Empirical Finance, LLC | 14,236 | $3.41M | 0.35% | +1,041+7.9% | Added |
| Pflug Koory, LLC | 14,232 | $3.41M | 1.90% | −273−1.9% | Reduced |
| Investment Management of Virginia LLC | 14,186 | $3.40M | 0.67% | −294−2.0% | Reduced |
| Agf Management Ltd | 14,146 | $3.39M | 0.02% | +14,146 | New |
| Arrow Financial Corp | 14,114 | $3.38M | 0.46% | −301−2.1% | Reduced |
| Hayek Kallen Investment Management | 14,049 | $3.37M | 1.55% | −3,069−17.9% | Reduced |
| Castellan Group, LLC | 14,014 | $3.36M | 2.34% | +14,014 | New |
| Gould Capital, LLC | 14,006 | $3.36M | 2.68% | −253−1.8% | Reduced |
| Blue Edge Capital, LLC | 13,969 | $3.35M | 0.76% | +93+0.7% | Added |
| Burleson & Company, LLC | 13,909 | $3.33M | 0.83% | +5,489+65.2% | Added |
| Metis Global Partners, LLC | 13,863 | $3.32M | 0.30% | +5,940+75.0% | Added |
| Plimoth Trust Co LLC | 13,811 | $3.31M | 1.07% | −594−4.1% | Reduced |
| Brown Brothers Harriman & Co | 13,753 | $3.29M | 0.03% | −733−5.1% | Reduced |
| First Horizon Advisors, Inc. | 13,705 | $3.28M | 0.12% | −3,782−21.6% | Reduced |
| Trustcore Financial Services, LLC | 13,704 | $3.28M | 0.29% | −48−0.3% | Reduced |
| Ameritas Investment Partners, Inc. | 13,271 | $3.26M | 0.13% | +380+2.9% | Added |
| Stratos Wealth Partners, LTD. | 13,565 | $3.25M | 0.08% | +85+0.6% | Added |
| Graphene Investments SAS | 13,500 | $3.23M | 2.19% | +13,500 | New |
| Ellis Investment Partners, LLC | 13,451 | $3.22M | 0.88% | −293−2.1% | Reduced |
| Trifecta Capital Advisors, LLC | 13,416 | $3.21M | 1.28% | +13,416 | New |
| Kavar Capital Partners Group, LLC | 13,383 | $3.21M | 0.74% | +286+2.2% | Added |
| New Hampshire Trust | 13,371 | $3.20M | 0.85% | +13,371 | New |
| Pendal Group Limited | 13,368 | $3.20M | 0.03% | +13,368 | New |
| Richard Bernstein Advisors LLC | 13,294 | $3.18M | 0.07% | 00.0% | Unchanged |
| Monetary Management Group Inc | 13,292 | $3.18M | 0.99% | −4,525−25.4% | Reduced |
| International Assets Investment Management, LLC | 13,145 | $3.15M | 0.33% | +9,839+297.6% | Added |
| FourThought Financial Partners, LLC | 13,095 | $3.14M | 0.45% | +13,095 | New |
| Assetmark, Inc | 13,089 | $3.14M | 0.01% | +716+5.8% | Added |
| Studio Investment Management LLC | 13,029 | $3.12M | 1.01% | −331−2.5% | Reduced |
| AAFMAA Wealth Management & Trust LLC | 13,019 | $3.12M | 2.81% | −3,808−22.6% | Reduced |
| Foster & Motley Inc | 12,944 | $3.10M | 0.26% | +1,915+17.4% | Added |
| Applied Capital LLC | 12,851 | $3.08M | 3.07% | +12,851 | New |
| Brinker Capital Investments, LLC | 12,850 | $3.08M | 0.06% | −58−0.4% | Reduced |
| Stoneridge Investment Partners LLC | 12,739 | $3.05M | 1.68% | −3,744−22.7% | Reduced |
| Trust Co of Vermont | 12,721 | $3.05M | 0.22% | −184−1.4% | Reduced |
| Hennessy Advisors Inc | 12,700 | $3.04M | 0.20% | −800−5.9% | Reduced |
| Sound View Wealth Advisors Group, LLC | 10,263 | $3.03M | 0.33% | +6,217+153.7% | Added |
| Wakefield Asset Management LLLP | 12,648 | $3.03M | 1.28% | +12,648 | New |
| Barbara Oil Co. | 12,500 | $2.99M | 1.43% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 12,469 | $2.99M | 0.13% | −64−0.5% | Reduced |
| Azimuth Capital Investment Management LLC | 12,465 | $2.99M | 0.15% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 12,422 | $2.98M | 0.18% | +672+5.7% | Added |
| J.P. Marvel Investment Advisors, LLC | 12,419 | $2.98M | 0.70% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 12,389 | $2.97M | 0.22% | +4,477+56.6% | Added |
| Worldquant Millennium Advisors LLC | 12,269 | $2.94M | 0.07% | +12,269 | New |
| MAI Capital Management | 12,267 | $2.94M | 0.05% | +2,955+31.7% | Added |
| ICA Group Wealth Management, LLC | 12,203 | $2.93M | 0.69% | −5,178−29.8% | Reduced |
| Sturgeon Ventures LLP | 12,217 | $2.93M | 2.36% | +12,217 | New |
| Coldstream Capital Management Inc | 12,162 | $2.91M | 0.11% | +12,162 | New |
| South Dakota Investment Council | 12,155 | $2.91M | 0.07% | −600−4.7% | Reduced |
| Spirit of America Management Corp | 12,040 | $2.88M | 0.65% | +400+3.4% | Added |
| Cambridge Advisors Inc. | 11,993 | $2.87M | 0.77% | −345−2.8% | Reduced |
| BLB&B Advisors, LLC | 11,970 | $2.87M | 0.22% | −488−3.9% | Reduced |
| Providence Wealth Advisors, LLC | 11,812 | $2.84M | 2.11% | −109−0.9% | Reduced |
| Essex Financial Services, Inc. | 11,850 | $2.84M | 0.31% | +195+1.7% | Added |
| Ronald Blue Trust, Inc. | 17,238 | $2.83M | 0.05% | +191+1.1% | Added |
| Mission Creek Capital Partners, Inc. | 11,793 | $2.83M | 1.01% | −299−2.5% | Reduced |
| Arabesque Asset Management Ltd | 11,771 | $2.82M | 0.95% | 00.0% | Unchanged |
| NewEdge Wealth, LLC | 11,725 | $2.81M | 0.12% | +83+0.7% | Added |
| Viewpoint Capital Management LLC | 11,658 | $2.79M | 2.70% | −80−0.7% | Reduced |
| NEIRG Wealth Management, LLC | 11,607 | $2.78M | 0.52% | −493−4.1% | Reduced |