Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pinnacle Holdings, LLC | 11,585 | $2.78M | 1.24% | −1,618−12.3% | Reduced |
| MV Capital Management, Inc. | 11,584 | $2.78M | 0.43% | +181+1.6% | Added |
| Financial Sense Advisors, Inc. | 11,581 | $2.77M | 1.15% | −3,209−21.7% | Reduced |
| Nicholas Hoffman & Company, LLC. | 11,576 | $2.77M | 0.30% | +12+0.1% | Added |
| Leavell Investment Management, Inc. | 11,564 | $2.77M | 0.21% | −445−3.7% | Reduced |
| Whitener Capital Management, Inc. | 11,515 | $2.76M | 1.20% | −120−1.0% | Reduced |
| Intact Investment Management Inc. | 11,500 | $2.75M | 0.12% | −4,300−27.2% | Reduced |
| Procyon Private Wealth Partners, LLC | 11,482 | $2.75M | 0.50% | +2,195+23.6% | Added |
| Donaldson Capital Management, LLC | 11,426 | $2.74M | 0.13% | +56+0.5% | Added |
| Veriti Management LLC | 11,361 | $2.72M | 0.36% | −95−0.8% | Reduced |
| Jacobi Capital Management LLC | 11,253 | $2.70M | 0.34% | −30.0% | Reduced |
| Financial Advisory Service, Inc. | 11,132 | $2.67M | 0.30% | +666+6.4% | Added |
| Ashton Thomas Private Wealth, LLC | 11,127 | $2.67M | 0.26% | +3,871+53.3% | Added |
| Schnieders Capital Management LLC | 11,109 | $2.66M | 0.61% | −2,600−19.0% | Reduced |
| Strategic Advisors LLC | 11,074 | $2.65M | 0.59% | +82+0.7% | Added |
| McGuire Investment Group, LLC | 11,062 | $2.65M | 0.57% | +314+2.9% | Added |
| Commonwealth Retirement Investments LLC | 11,032 | $2.64M | 1.60% | +11,032 | New |
| First Citizens Bank & Trust Co | 10,996 | $2.63M | 0.08% | −803−6.8% | Reduced |
| Liberty One Investment Management, LLC | 10,989 | $2.63M | 0.38% | +310+2.9% | Added |
| MEMBERS Trust Co | 10,921 | $2.62M | 0.08% | 00.0% | Unchanged |
| CPA Asset Management LLC | 10,901 | $2.61M | 2.00% | +10,901 | New |
| Capital Investment Counsel, Inc | 10,898 | $2.61M | 0.62% | +281+2.6% | Added |
| Gateway Wealth Partners, LLC | 10,898 | $2.61M | 0.45% | +10,898 | New |
| Clearbridge Investments, LLC | 10,871 | $2.60M | 0.00% | −4,349−28.6% | Reduced |
| Boyd Watterson Asset Management LLC | 10,808 | $2.59M | 1.07% | 00.0% | Unchanged |
| PFG Advisors | 10,777 | $2.58M | 0.25% | +191+1.8% | Added |
| Cary Street Partner Investment Advisory LLC | 10,772 | $2.58M | 0.19% | +459+4.5% | Added |
| Modus Advisors, LLC | 10,739 | $2.57M | 1.25% | +402+3.9% | Added |
| Asset Management Group, Inc. | 10,734 | $2.57M | 0.60% | +47+0.4% | Added |
| Trust Co of Toledo NA | 10,722 | $2.57M | 0.49% | +203+1.9% | Added |
| Perfromance Wealth Partners, LLC | 10,645 | $2.55M | 0.15% | +322+3.1% | Added |
| Mystic Asset Management, Inc. | 10,618 | $2.54M | 1.45% | −17−0.2% | Reduced |
| Focus Financial Network, Inc. | 10,615 | $2.54M | 0.21% | −332−3.0% | Reduced |
| Evercore Wealth Management, LLC | 10,608 | $2.54M | 0.05% | +83+0.8% | Added |
| McMillion Capital Management Inc | 10,579 | $2.53M | 2.29% | −185−1.7% | Reduced |
| Bowen Hanes & Co Inc | 10,529 | $2.52M | 0.09% | −1,410−11.8% | Reduced |
| Leonteq Securities AG | 10,505 | $2.52M | 0.13% | −16,209−60.7% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 10,462 | $2.51M | 0.85% | −218−2.0% | Reduced |
| Atlantic Union Bankshares Corp | 10,460 | $2.51M | 0.27% | −731−6.5% | Reduced |
| Apollon Wealth Management, LLC | 10,434 | $2.50M | 0.18% | +4,820+85.9% | Added |
| Beck Capital Management, LLC | 10,415 | $2.49M | 1.05% | −286−2.7% | Reduced |
| Ignite Planners, LLC | 9,425 | $2.49M | 1.04% | +782+9.0% | Added |
| Meiji Yasuda Life Insurance Co | 10,403 | $2.49M | 0.05% | 00.0% | Unchanged |
| Alps Advisors Inc | 10,395 | $2.49M | 0.02% | −269−2.5% | Reduced |
| Aire Advisors, LLC | 10,385 | $2.49M | 0.76% | +6,698+181.7% | Added |
| Whalerock Point Partners, LLC | 10,345 | $2.48M | 1.01% | −25−0.2% | Reduced |
| Sequoia Financial Advisors, LLC | 10,315 | $2.47M | 0.06% | +1,039+11.2% | Added |
| Capula Management Ltd | 10,271 | $2.46M | 0.25% | −2,464−19.3% | Reduced |
| Smith, Moore & Co. | 10,262 | $2.46M | 0.34% | +3,087+43.0% | Added |
| Slow Capital, Inc. | 10,205 | $2.44M | 0.54% | +348+3.5% | Added |
| Loudon Investment Management, LLC | 10,203 | $2.44M | 1.76% | −150−1.4% | Reduced |
| Radnor Capital Management, LLC | 10,326 | $2.43M | 0.59% | 00.0% | Unchanged |
| Traynor Capital Management, Inc. | 10,083 | $2.42M | 0.42% | −437−4.2% | Reduced |
| Profund Advisors LLC | 10,072 | $2.41M | 0.16% | +972+10.7% | Added |
| Hudock, Inc. | 10,052 | $2.41M | 0.82% | −22−0.2% | Reduced |
| Icon Advisers Inc | 10,025 | $2.40M | 0.61% | −10,000−49.9% | Reduced |
| Anchor Investment Management, LLC | 10,012 | $2.40M | 0.34% | +920+10.1% | Added |
| Resources Investment Advisors, LLC. | 9,984 | $2.39M | 0.07% | +869+9.5% | Added |
| Truvestments Capital LLC | 9,925 | $2.38M | 1.34% | +795+8.7% | Added |
| Hoylecohen, LLC | 9,923 | $2.38M | 0.24% | −97−1.0% | Reduced |
| Caisse de Depot Et Placement du Quebec | 9,909 | $2.37M | 0.01% | −28,074−73.9% | Reduced |
| Members Capital Advisors Inc | 9,900 | $2.37M | 1.71% | 00.0% | Unchanged |
| Signaturefd, LLC | 9,890 | $2.37M | 0.07% | +1,901+23.8% | Added |
| Mill Capital Management, LLC | 9,866 | $2.36M | 0.26% | −133−1.3% | Reduced |
| Cumberland Advisors Inc | 9,850 | $2.36M | 1.02% | 00.0% | Unchanged |
| Tower Bridge Advisors | 9,842 | $2.36M | 0.20% | 00.0% | Unchanged |
| 1st Source Bank | 9,807 | $2.35M | 0.15% | +100+1.0% | Added |
| Holderness Investments Co | 9,793 | $2.35M | 1.01% | +73+0.8% | Added |
| Berkshire Bank | 9,789 | $2.35M | 0.72% | −573−5.5% | Reduced |
| Adirondack Trust Co | 9,775 | $2.34M | 1.21% | −292−2.9% | Reduced |
| Palisade Asset Management, LLC | 9,740 | $2.33M | 0.27% | +33+0.3% | Added |
| Private Trust Co NA | 9,740 | $2.33M | 0.35% | +6+0.1% | Added |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 9,738 | $2.33M | 0.13% | +4,891+100.9% | Added |
| Sumitomo Life Insurance Co | 9,697 | $2.32M | 0.17% | −211−2.1% | Reduced |
| Richelieu Gestion PLC | 9,686 | $2.32M | 2.43% | −3,156−24.6% | Reduced |
| Kistler-Tiffany Companies, LLC | 9,680 | $2.32M | 0.48% | +14+0.1% | Added |
| Gouws Capital LLC | 9,659 | $2.31M | 2.18% | +105+1.1% | Added |
| Alpha Cubed Investments, LLC | 9,656 | $2.31M | 0.18% | −122−1.2% | Reduced |
| Roman Butler Fullerton & Co | 8,983 | $2.30M | 1.19% | +5,146+134.1% | Added |
| Wellington Shields & Co., LLC | 9,600 | $2.30M | 0.52% | +200+2.1% | Added |
| Boston Private Wealth LLC | 9,588 | $2.30M | 0.03% | +906+10.4% | Added |
| First National Bank & Trust Co of Newtown | 9,577 | $2.29M | 0.52% | 00.0% | Unchanged |
| McKinley Carter Wealth Services, Inc. | 9,516 | $2.28M | 0.19% | +260+2.8% | Added |
| Moody National Bank Trust Division | 9,507 | $2.28M | 0.20% | −855−8.3% | Reduced |
| Naples Global Advisors, LLC | 9,494 | $2.27M | 0.29% | +6+0.1% | Added |
| Lowe Brockenbrough & Co Inc | 9,485 | $2.27M | 0.20% | −2,731−22.4% | Reduced |
| Buckley Wealth Management, LLC | 9,472 | $2.27M | 0.83% | −1,000−9.5% | Reduced |
| Moneta Group Investment Advisors LLC | 8,984 | $2.27M | 0.06% | +1,500+20.0% | Added |
| FLC Capital Advisors | 9,356 | $2.24M | 0.70% | −801−7.9% | Reduced |
| Cresset Asset Management, LLC | 9,842 | $2.24M | 0.03% | −1,405−12.5% | Reduced |
| Baldwin Investment Management, LLC | 9,328 | $2.23M | 0.40% | −15−0.2% | Reduced |
| Heritage Trust Co | 9,296 | $2.23M | 0.36% | −22−0.2% | Reduced |
| Capital Asset Advisory Services LLC | 9,086 | $2.22M | 0.18% | +421+4.9% | Added |
| Ti-Trust, Inc | 9,247 | $2.22M | 2.11% | 00.0% | Unchanged |
| Triad Financial Advisors, Inc. | 9,241 | $2.21M | 0.99% | +9+0.1% | Added |
| Kerrisdale Advisers, LLC | 9,240 | $2.21M | 0.66% | +2,500+37.1% | Added |
| Johnson Investment Counsel Inc | 9,189 | $2.20M | 0.03% | +62+0.7% | Added |
| First Hawaiian Bank | 9,143 | $2.19M | 0.08% | −74−0.8% | Reduced |
| Finer Wealth Management, Inc. | 9,089 | $2.18M | 2.04% | +91+1.0% | Added |
| Wealthcare Advisory Partners LLC | 9,043 | $2.17M | 0.10% | +154+1.7% | Added |