Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| RB Capital Management, LLC | 9,006 | $2.16M | 0.79% | −50−0.6% | Reduced |
| Douglass Winthrop Advisors, LLC | 8,995 | $2.15M | 0.06% | −1,500−14.3% | Reduced |
| Merit Financial Group, LLC | 8,995 | $2.15M | 0.08% | +1,743+24.0% | Added |
| Hanson & Doremus Investment Management | 8,979 | $2.15M | 0.46% | +23+0.3% | Added |
| Jag Capital Management, LLC | 8,977 | $2.15M | 0.31% | +7,640+571.4% | Added |
| Meeder Advisory Services, Inc. | 8,967 | $2.15M | 0.27% | +8,967 | New |
| Bryn Mawr Trust Co | 8,964 | $2.15M | 0.10% | 00.0% | Unchanged |
| Old Port Advisors | 8,962 | $2.15M | 0.81% | −13−0.1% | Reduced |
| Venture Visionary Partners LLC | 8,918 | $2.14M | 0.15% | +11+0.1% | Added |
| Emfo, LLC | 8,893 | $2.13M | 2.14% | −510−5.4% | Reduced |
| Hoey Investments, Inc | 8,890 | $2.13M | 0.93% | −432−4.6% | Reduced |
| Spire Wealth Management | 8,869 | $2.13M | 0.12% | −287−3.1% | Reduced |
| Park National Corp | 8,821 | $2.11M | 0.09% | +248+2.9% | Added |
| Tokio Marine Asset Management Co Ltd | 8,809 | $2.11M | 0.16% | +854+10.7% | Added |
| Murphy, Middleton, Hinkle & Parker, Inc. | 8,780 | $2.10M | 1.32% | −137−1.5% | Reduced |
| Westwood Holdings Group Inc. | 8,776 | $2.10M | 0.02% | −12−0.1% | Reduced |
| Avitas Wealth Management LLC | 8,737 | $2.09M | 0.44% | +2,393+37.7% | Added |
| LMG Wealth Partners, LLC | 8,161 | $2.09M | 0.69% | +8,161 | New |
| Pure Financial Advisors, Inc. | 8,726 | $2.09M | 0.11% | −309−3.4% | Reduced |
| Princeton Capital Management LLC | 8,723 | $2.09M | 0.93% | −174−2.0% | Reduced |
| Oxbow Advisors, LLC | 8,700 | $2.08M | 0.39% | −92−1.0% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 8,679 | $2.08M | 0.06% | +3,724+75.2% | Added |
| Smith, Salley & Associates | 8,641 | $2.07M | 0.18% | −53−0.6% | Reduced |
| Court Place Advisors, LLC | 8,599 | $2.06M | 0.75% | 00.0% | Unchanged |
| DFPG Investments, LLC | 8,208 | $2.06M | 0.34% | +1,087+15.3% | Added |
| Moore Capital Management, LP | 8,576 | $2.05M | 0.06% | +8,576 | New |
| Boltwood Capital Management | 8,487 | $2.03M | 0.83% | −20−0.2% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 8,466 | $2.03M | 0.01% | +2,100+33.0% | Added |
| AdvisorNet Financial, Inc | 8,462 | $2.03M | 0.20% | +105+1.3% | Added |
| Thoroughbred Financial Services, LLC | 8,459 | $2.03M | 0.33% | +2,836+50.4% | Added |
| Versor Investments LP | 8,425 | $2.02M | 0.17% | −13,500−61.6% | Reduced |
| Trust Investment Advisors | 8,407 | $2.01M | 1.90% | +296+3.6% | Added |
| Great Valley Advisor Group, Inc. | 8,347 | $2.00M | 0.10% | −1,025−10.9% | Reduced |
| Verdence Capital Advisors LLC | 8,315 | $1.99M | 0.24% | +2,011+31.9% | Added |
| Equitable Holdings, Inc. | 8,311 | $1.99M | 0.03% | −123−1.5% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 8,289 | $1.99M | 0.22% | +42+0.5% | Added |
| First Dallas Securities Inc. | 8,258 | $1.98M | 1.19% | +501+6.5% | Added |
| IHT Wealth Management, LLC | 8,237 | $1.97M | 0.13% | +62+0.8% | Added |
| Caldwell Sutter Capital, Inc. | 8,225 | $1.97M | 1.74% | +8,225 | New |
| Moloney Securities Asset Management, LLC | 8,219 | $1.97M | 0.43% | −249−2.9% | Reduced |
| Ropes Wealth Advisors LLC | 8,207 | $1.97M | 0.35% | +303+3.8% | Added |
| Chapin Davis, Inc. | 8,178 | $1.96M | 1.14% | +8,178 | New |
| Triangle Securities Wealth Management | 8,165 | $1.96M | 0.72% | −125−1.5% | Reduced |
| SeaCrest Wealth Management, LLC | 8,164 | $1.96M | 0.28% | −150−1.8% | Reduced |
| Fruth Investment Management | 8,143 | $1.95M | 0.57% | 00.0% | Unchanged |
| Diversified Trust Co | 8,140 | $1.95M | 0.08% | +2,183+36.6% | Added |
| Buckingham Strategic Partners | 8,130 | $1.95M | 0.15% | +5,711+236.1% | Added |
| Global Trust Asset Management, LLC | 8,125 | $1.95M | 0.98% | −222−2.7% | Reduced |
| Ci Investments Inc. | 8,120 | $1.95M | 0.01% | −1,590−16.4% | Reduced |
| WealthPlan Investment Management, LLC | 7,830 | $1.94M | 0.14% | +633+8.8% | Added |
| MB, Levis & Associates, LLC | 8,099 | $1.94M | 1.52% | +8,099 | New |
| Core Wealth Advisors, Inc. | 8,098 | $1.94M | 0.85% | +405+5.3% | Added |
| V Wealth Advisors LLC | 8,089 | $1.94M | 0.40% | +177+2.2% | Added |
| Cambridge Trust Co | 8,028 | $1.92M | 0.09% | +505+6.7% | Added |
| G&S Capital LLC | 8,027 | $1.92M | 0.85% | −1,508−15.8% | Reduced |
| Investors Asset Management of Georgia Inc | 8,018 | $1.92M | 1.00% | +23+0.3% | Added |
| Townsend Asset Management Corp | 8,010 | $1.92M | 0.96% | 00.0% | Unchanged |
| B.O.S.S. Retirement Advisors, LLC | 8,008 | $1.92M | 0.49% | +8,008 | New |
| Cohen Klingenstein LLC | 8,000 | $1.92M | 0.10% | 00.0% | Unchanged |
| WealthPLAN Partners, LLC | 7,830 | $1.91M | 0.13% | +7,830 | New |
| Cascade Investment Advisors, Inc. | 7,985 | $1.91M | 1.59% | −45−0.6% | Reduced |
| Ibex Wealth Advisors | 7,960 | $1.91M | 0.43% | +7,960 | New |
| Weatherly Asset Management L. P. | 7,953 | $1.91M | 0.26% | −149−1.8% | Reduced |
| TD Private Client Wealth LLC | 7,943 | $1.90M | 0.09% | +9+0.1% | Added |
| Argent Trust Co | 7,935 | $1.90M | 0.13% | −183−2.3% | Reduced |
| Dorsey & Whitney Trust CO LLC | 7,911 | $1.89M | 0.18% | −433−5.2% | Reduced |
| RSM US Wealth Management LLC | 7,879 | $1.89M | 0.09% | +386+5.2% | Added |
| Kempner Capital Management Inc. | 7,842 | $1.88M | 1.14% | −7,950−50.3% | Reduced |
| United Asset Strategies, Inc. | 7,810 | $1.87M | 0.26% | −1,107−12.4% | Reduced |
| Gifford Fong Associates | 7,800 | $1.87M | 0.43% | 00.0% | Unchanged |
| ARGI Investment Services, LLC | 7,712 | $1.85M | 0.06% | −394−4.9% | Reduced |
| Laurel Wealth Advisors, Inc. | 7,697 | $1.84M | 0.18% | +869+12.7% | Added |
| Stone Point Wealth LLC | 7,695 | $1.84M | 0.90% | +115+1.5% | Added |
| United Community Bank | 7,694 | $1.84M | 1.78% | −313−3.9% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 7,668 | $1.84M | 0.09% | −1,073−12.3% | Reduced |
| DHJJ Financial Advisors, Ltd. | 7,614 | $1.82M | 1.05% | −830−9.8% | Reduced |
| CAPROCK Group, Inc. | 7,600 | $1.82M | 0.17% | +489+6.9% | Added |
| RiverFront Investment Group, LLC | 50,161 | $1.82M | 0.41% | −7,241−12.6% | Reduced |
| Affinity Investment Advisors, LLC | 7,591 | $1.82M | 0.84% | 00.0% | Unchanged |
| Quest Investment Management LLC | 7,588 | $1.82M | 0.22% | 00.0% | Unchanged |
| Great Lakes Advisors, LLC | 75,849 | $1.82M | 0.10% | +26,421+53.5% | Added |
| D. Scott Neal, Inc. | 7,561 | $1.81M | 0.88% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 7,534 | $1.80M | 0.37% | +99+1.3% | Added |
| Magnetar Financial LLC | 7,498 | $1.80M | 0.03% | +7,498 | New |
| Atlas Brown,Inc. | 7,475 | $1.79M | 0.88% | +142+1.9% | Added |
| BCM Advisors, LLC | 7,000 | $1.77M | 0.49% | 00.0% | Unchanged |
| Axxcess Wealth Management, LLC | 7,341 | $1.76M | 0.15% | −1,403−16.0% | Reduced |
| Boenning & Scattergood, Inc. | 7,881 | $1.76M | 0.28% | +243+3.2% | Added |
| Cunning Capital Partners, LP | 7,320 | $1.75M | 1.24% | 00.0% | Unchanged |
| Adell Harriman & Carpenter Inc | 7,314 | $1.75M | 0.20% | −1,926−20.8% | Reduced |
| Cornercap Investment Counsel Inc | 7,312 | $1.75M | 0.30% | +7,312 | New |
| Intellectus Partners, LLC | 7,288 | $1.75M | 0.61% | −447−5.8% | Reduced |
| Hamel Associates, Inc. | 7,275 | $1.74M | 0.61% | −575−7.3% | Reduced |
| Toroso Investments, LLC | 7,232 | $1.73M | 0.07% | +403+5.9% | Added |
| Papp L Roy & Associates | 7,210 | $1.73M | 0.24% | −44−0.6% | Reduced |
| Shelton Capital Management | 7,200 | $1.72M | 0.18% | −6,967−49.2% | Reduced |
| Lifeworks Advisors, LLC | 7,194 | $1.72M | 0.97% | +135+1.9% | Added |
| Inspire Advisors, LLC | 7,194 | $1.72M | 0.43% | −120−1.6% | Reduced |
| Financial Advocates Investment Management | 7,177 | $1.72M | 0.13% | +101+1.4% | Added |
| Cross Staff Investments Inc | 7,163 | $1.72M | 1.80% | 00.0% | Unchanged |