Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Atlantic Trust, LLC | 7,126 | $1.71M | 0.57% | +428+6.4% | Added |
| Oarsman Capital, Inc. | 7,106 | $1.70M | 0.87% | −40−0.6% | Reduced |
| Probity Advisors, Inc. | 7,093 | $1.70M | 0.38% | −297−4.0% | Reduced |
| Horizon Kinetics Asset Management LLC | 7,038 | $1.69M | 0.03% | −370−5.0% | Reduced |
| Thompson Siegel & Walmsley LLC | 7,036 | $1.69M | 0.03% | 00.0% | Unchanged |
| Columbia Trust Co 01012016 | 7,034 | $1.69M | 0.94% | −632−8.2% | Reduced |
| Oak Asset Management, LLC | 7,022 | $1.68M | 0.76% | −47−0.7% | Reduced |
| Osborne Partners Capital Management, LLC | 7,012 | $1.68M | 0.13% | −260−3.6% | Reduced |
| Clarius Group, LLC | 7,003 | $1.68M | 0.15% | +196+2.9% | Added |
| Franklin Street Advisors Inc | 7,000 | $1.68M | 0.16% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 6,995 | $1.68M | 1.22% | −125−1.8% | Reduced |
| SlateStone Wealth, LLC | 6,986 | $1.67M | 0.40% | +917+15.1% | Added |
| Costello Asset Management, INC | 6,983 | $1.67M | 1.51% | −3,760−35.0% | Reduced |
| Rockland Trust Co | 6,981 | $1.67M | 0.11% | +2,958+73.5% | Added |
| Parallel Advisors, LLC | 6,969 | $1.67M | 0.07% | +424+6.5% | Added |
| Wilson & Boucher Capital Management, LLC | 6,966 | $1.67M | 1.71% | +345+5.2% | Added |
| Cornell Pochily Investment Advisors, Inc. | 6,963 | $1.67M | 0.74% | −1,554−18.2% | Reduced |
| Convergence Investment Partners, LLC | 6,949 | $1.66M | 0.99% | +652+10.4% | Added |
| Valley Brook Capital Group | 6,945 | $1.66M | 1.60% | +15+0.2% | Added |
| Winton Group Ltd | 6,942 | $1.66M | 0.11% | −643−8.5% | Reduced |
| WR Wealth Planners, LLC | 6,925 | $1.66M | 1.02% | −260−3.6% | Reduced |
| Main Street Research LLC | 6,914 | $1.66M | 0.40% | +45+0.7% | Added |
| Argus Investors' Counsel, Inc. | 6,860 | $1.64M | 1.32% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 6,833 | $1.64M | 0.04% | +76+1.1% | Added |
| Avantax Planning Partners, Inc. | 6,813 | $1.63M | 0.06% | +28+0.4% | Added |
| Staley Capital Advisers Inc | 6,800 | $1.63M | 0.10% | 00.0% | Unchanged |
| K.J. Harrison & Partners Inc | 5,000 | $1.62M | 0.32% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 6,766 | $1.62M | 0.12% | +71+1.1% | Added |
| Legacy Bridge, LLC | 6,745 | $1.62M | 1.15% | +85+1.3% | Added |
| Belpointe Asset Management LLC | 6,724 | $1.61M | 0.10% | +2,434+56.7% | Added |
| Inscription Capital, LLC | 6,724 | $1.61M | 0.55% | −1,135−14.4% | Reduced |
| Resources Management Corp | 6,720 | $1.61M | 0.25% | −2,505−27.2% | Reduced |
| Bragg Financial Advisors, Inc | 6,720 | $1.61M | 0.10% | −218−3.1% | Reduced |
| Silverlake Wealth Management LLC | 6,700 | $1.61M | 1.00% | +83+1.3% | Added |
| Ar Asset Management Inc | 6,700 | $1.60M | 0.46% | 00.0% | Unchanged |
| Guardian Investment Management | 6,687 | $1.60M | 1.52% | 00.0% | Unchanged |
| Coastline Trust Co | 6,598 | $1.58M | 0.24% | −15−0.2% | Reduced |
| Transamerica Financial Advisors, Inc. | 6,593 | $1.58M | 0.23% | +302+4.8% | Added |
| Redwood Investment Management, LLC | 6,582 | $1.58M | 0.21% | +6,582 | New |
| Thomas White International Ltd | 6,542 | $1.57M | 0.34% | 00.0% | Unchanged |
| AIA Group Ltd | 6,533 | $1.57M | 0.10% | −485−6.9% | Reduced |
| Cigna Investments Inc | 6,468 | $1.55M | 0.32% | −43−0.7% | Reduced |
| Spreng Capital Management, Inc. | 6,457 | $1.55M | 1.34% | −1,433−18.2% | Reduced |
| Rothschild Investment Corp | 6,421 | $1.54M | 0.14% | −4−0.1% | Reduced |
| Ritholtz Wealth Management | 6,419 | $1.54M | 0.09% | −251−3.8% | Reduced |
| Financial Architects, Inc | 6,366 | $1.53M | 0.25% | −113−1.7% | Reduced |
| Sargent Investment Group, LLC | 6,358 | $1.52M | 0.47% | +145+2.3% | Added |
| Wade G W & Inc | 6,346 | $1.52M | 0.06% | +281+4.6% | Added |
| We Are One Seven, LLC | 6,345 | $1.52M | 0.15% | +293+4.8% | Added |
| Parsec Financial Management, Inc. | 6,334 | $1.52M | 0.07% | +224+3.7% | Added |
| Graypoint LLC | 6,301 | $1.51M | 0.18% | +416+7.1% | Added |
| River Wealth Advisors LLC | 6,298 | $1.51M | 0.29% | −199−3.1% | Reduced |
| Washington Trust Bank | 6,277 | $1.50M | 0.17% | −330−5.0% | Reduced |
| StoneX Group Inc. | 6,248 | $1.50M | 0.18% | −84−1.3% | Reduced |
| Waldron Private Wealth LLC | 9,120 | $1.50M | 0.09% | 00.0% | Unchanged |
| Charles Schwab Trust Co | 6,241 | $1.49M | 0.20% | +1,414+29.3% | Added |
| Cozad Asset Management Inc | 6,238 | $1.49M | 0.21% | +546+9.6% | Added |
| Mattern Wealth Management LLC | 6,235 | $1.49M | 0.60% | 00.0% | Unchanged |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 6,231 | $1.49M | 0.00% | −544−8.0% | Reduced |
| Garrett Investment Advisors LLC | 6,228 | $1.49M | 0.26% | +2,277+57.6% | Added |
| Watershed Private Wealth LLC | 6,215 | $1.49M | 1.13% | +6,215 | New |
| Personal Capital Advisors Corp | 6,190 | $1.48M | 0.01% | −265−4.1% | Reduced |
| Essex Savings Bank | 6,161 | $1.48M | 0.52% | −100−1.6% | Reduced |
| Greenfield Savings Bank | 6,160 | $1.48M | 0.98% | −14−0.2% | Reduced |
| AMG National Trust Bank | 6,148 | $1.47M | 0.05% | −1,449−19.1% | Reduced |
| Massachusetts Wealth Management | 5,831 | $1.47M | 1.42% | +5,831 | New |
| Coastal Investment Advisors, Inc. | 6,132 | $1.47M | 0.36% | +36+0.6% | Added |
| Qtron Investments LLC | 6,131 | $1.47M | 0.31% | +668+12.2% | Added |
| XML Financial, LLC | 6,126 | $1.47M | 0.18% | +1,752+40.1% | Added |
| Palumbo Wealth Management LLC | 6,123 | $1.47M | 1.17% | +150+2.5% | Added |
| MidWestOne Financial Group, Inc. | 6,122 | $1.47M | 0.34% | −1,450−19.1% | Reduced |
| Keudell/Morrison Wealth Management | 6,119 | $1.47M | 0.47% | −22−0.4% | Reduced |
| Amarillo National Bank | 6,106 | $1.46M | 0.34% | +33+0.5% | Added |
| Investment House LLC | 6,105 | $1.46M | 0.14% | +165+2.8% | Added |
| Titleist Asset Management, Ltd. | 6,101 | $1.46M | 0.34% | −81−1.3% | Reduced |
| Arkadios Wealth Advisors | 6,097 | $1.46M | 0.19% | +184+3.1% | Added |
| Western Wealth Management, LLC | 6,077 | $1.46M | 0.15% | −3,334−35.4% | Reduced |
| Jaffetilchin Investment Partners, LLC | 6,064 | $1.45M | 0.18% | −58−0.9% | Reduced |
| Haverford Trust Co | 6,047 | $1.45M | 0.02% | +237+4.1% | Added |
| Fort Point Capital Partners LLC | 6,034 | $1.45M | 0.25% | −75−1.2% | Reduced |
| First National Bank Sioux Falls | 5,970 | $1.43M | 1.04% | 00.0% | Unchanged |
| Delos Wealth Advisors, LLC | 5,967 | $1.43M | 2.20% | −110−1.8% | Reduced |
| Citizens Financial Group Inc | 5,953 | $1.43M | 0.06% | +50+0.8% | Added |
| Beaton Management Co. Inc. | 5,903 | $1.41M | 0.95% | 00.0% | Unchanged |
| Stonegate Investment Group, LLC | 5,882 | $1.41M | 0.06% | +5+0.1% | Added |
| NorthRock Partners, LLC | 5,878 | $1.41M | 0.16% | +141+2.5% | Added |
| Private Asset Management Inc | 5,874 | $1.41M | 0.24% | −521−8.1% | Reduced |
| True North Advisors, LLC | 5,867 | $1.41M | 0.48% | +23+0.4% | Added |
| Sequent Asset Management, LLC | 5,861 | $1.40M | 0.95% | 00.0% | Unchanged |
| Proequities, Inc. | 5,845 | $1.40M | 0.11% | +506+9.5% | Added |
| Douglas Lane & Associates, LLC | 5,831 | $1.40M | 0.02% | −315−5.1% | Reduced |
| Aureus Asset Management, LLC | 5,809 | $1.39M | 0.12% | +301+5.5% | Added |
| WMS Partners, LLC | 5,795 | $1.39M | 0.14% | −40−0.7% | Reduced |
| Cobblestone Capital Advisors LLC | 5,776 | $1.38M | 0.11% | −250−4.1% | Reduced |
| Duff & Phelps Investment Management Co | 5,775 | $1.38M | 0.02% | 00.0% | Unchanged |
| McKinley Capital Management LLC /Delaware | 5,768 | $1.38M | 0.19% | +5,768 | New |
| Alpha DNA Investment Management LLC | 5,732 | $1.37M | 0.73% | +5,732 | New |
| EP Wealth Advisors, LLC | 5,716 | $1.37M | 0.02% | +5,716 | New |
| Orion Portfolio Solutions, LLC | 5,685 | $1.36M | 0.05% | +1,312+30.0% | Added |
| LGT Group Foundation | 5,680 | $1.36M | 0.04% | −5,525−49.3% | Reduced |