Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Checchi Capital Advisers, LLC | 5,658 | $1.36M | 0.14% | −14−0.2% | Reduced |
| Arete Wealth Advisors, LLC | 5,607 | $1.34M | 0.12% | +1,022+22.3% | Added |
| Penobscot Investment Management Company, Inc. | 5,605 | $1.34M | 0.24% | 00.0% | Unchanged |
| Schechter Investment Advisors, LLC | 5,600 | $1.34M | 0.12% | +350+6.7% | Added |
| Centiva Capital, LP | 5,583 | $1.34M | 0.11% | +4,932+757.6% | Added |
| Barber Financial Group, Inc. | 5,581 | $1.34M | 0.37% | +43+0.8% | Added |
| Stonehage Fleming Financial Services Holdings Ltd | 5,580 | $1.34M | 0.10% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 5,566 | $1.33M | 0.36% | −553−9.0% | Reduced |
| Arbor Trust Wealth Advisors, LLC | 5,560 | $1.33M | 0.92% | +60+1.1% | Added |
| M Holdings Securities, Inc. | 5,552 | $1.33M | 0.14% | +53+1.0% | Added |
| Bridges Investment Management Inc | 5,550 | $1.33M | 0.05% | −500−8.3% | Reduced |
| Cahill Financial Advisors Inc | 5,524 | $1.32M | 0.25% | −251−4.3% | Reduced |
| Beech Hill Advisors, Inc. | 5,500 | $1.32M | 0.73% | −14,205−72.1% | Reduced |
| CFM Wealth Partners LLC | 5,498 | $1.32M | 0.39% | −44−0.8% | Reduced |
| HighTower Trust Services, LTA | 5,498 | $1.32M | 0.13% | +33+0.6% | Added |
| Next Century Growth Investors LLC | 5,479 | $1.31M | 0.16% | −3−0.1% | Reduced |
| Cladis Investment Advisory, LLC | 5,471 | $1.31M | 1.30% | −12−0.2% | Reduced |
| Harvest Volatility Management LLC | 5,468 | $1.31M | 0.26% | −1,240−18.5% | Reduced |
| Comerica Securities,inc. | 5,453 | $1.31M | 0.09% | −7−0.1% | Reduced |
| Van Strum & Towne Inc. | 5,452 | $1.31M | 0.56% | −40−0.7% | Reduced |
| Wintrust Investments LLC | 5,429 | $1.30M | 0.17% | +212+4.1% | Added |
| Parkside Financial Bank & Trust | 5,407 | $1.30M | 0.37% | +353+7.0% | Added |
| Independent Financial Group, LLC | 5,399 | $1.29M | 0.11% | −234−4.2% | Reduced |
| Flaharty Asset Management, LLC | 5,385 | $1.29M | 0.24% | −400−6.9% | Reduced |
| Garrison Point Advisors, LLC | 5,355 | $1.28M | 1.05% | −15−0.3% | Reduced |
| IFP Advisors, Inc | 14,853 | $1.28M | 0.04% | −6,120−29.2% | Reduced |
| SevenBridge Financial Group, LLC | 5,324 | $1.28M | 0.37% | −19−0.4% | Reduced |
| Sonora Investment Management Group, LLC | 5,323 | $1.28M | 0.12% | +526+11.0% | Added |
| Tempus Wealth Planning, LLC | 5,300 | $1.27M | 0.77% | −343−6.1% | Reduced |
| SOL Capital Management CO | 5,287 | $1.27M | 0.22% | 00.0% | Unchanged |
| Eastern Bank | 5,220 | $1.25M | 0.07% | −233−4.3% | Reduced |
| RFG Advisory, LLC | 5,023 | $1.24M | 0.06% | −139−2.7% | Reduced |
| Shepherd Financial Partners LLC | 5,192 | $1.24M | 0.23% | +56+1.1% | Added |
| First Foundation Advisors | 5,185 | $1.24M | 0.06% | −46−0.9% | Reduced |
| Eudaimonia Partners, LLC | 5,181 | $1.24M | 0.30% | −1,421−21.5% | Reduced |
| HM Payson & Co | 5,177 | $1.24M | 0.03% | +5+0.1% | Added |
| Alaethes Wealth LLC | 5,173 | $1.24M | 0.85% | −125−2.4% | Reduced |
| Institute for Wealth Management, LLC. | 5,172 | $1.24M | 0.26% | −104−2.0% | Reduced |
| South State Corp. | 5,172 | $1.24M | 0.11% | +437+9.2% | Added |
| WD Rutherford LLC | 5,169 | $1.24M | 0.97% | 00.0% | Unchanged |
| Interval Partners, LP | 5,150 | $1.23M | 0.10% | +5,150 | New |
| Dynamic Advisor Solutions LLC | 5,143 | $1.23M | 0.08% | −288−5.3% | Reduced |
| Wolff Financial Management LLC | 5,130 | $1.23M | 0.45% | −205−3.8% | Reduced |
| Howland Capital Management LLC | 5,128 | $1.23M | 0.08% | 00.0% | Unchanged |
| Ballentine Partners, LLC | 5,052 | $1.21M | 0.04% | −131−2.5% | Reduced |
| TKG Advisors, LLC | 5,041 | $1.21M | 0.80% | −881−14.9% | Reduced |
| Blackhawk Capital Partners LLC. | 5,027 | $1.20M | 0.94% | +5,027 | New |
| Gamble Jones Investment Counsel | 5,018 | $1.20M | 0.09% | 00.0% | Unchanged |
| Mitchell Sinkler & Starr | 4,980 | $1.19M | 0.38% | +4,980 | New |
| Vident Investment Advisory, LLC | 4,974 | $1.19M | 0.04% | +1,138+29.7% | Added |
| Csenge Advisory Group | 4,961 | $1.19M | 0.09% | −1,492−23.1% | Reduced |
| Diligent Investors, LLC | 4,941 | $1.18M | 0.39% | +20.0% | Added |
| Canada Pension Plan Investment Board | 4,920 | $1.18M | 0.00% | −214,927−97.8% | Reduced |
| Continuum Advisory, LLC | 4,913 | $1.18M | 0.21% | −3,488−41.5% | Reduced |
| KG&L Capital Management,LLC | 4,905 | $1.18M | 0.68% | −10,040−67.2% | Reduced |
| Byrne Asset Management LLC | 4,872 | $1.17M | 0.85% | −584−10.7% | Reduced |
| Indiana Trust & Investment Management CO | 4,870 | $1.17M | 0.66% | +954+24.4% | Added |
| Centaurus Financial, Inc. | 4,857 | $1.16M | 0.11% | −779−13.8% | Reduced |
| Biltmore Family Office, LLC | 4,854 | $1.16M | 0.24% | +442+10.0% | Added |
| Woodmont Investment Counsel LLC | 4,848 | $1.16M | 0.13% | −100−2.0% | Reduced |
| Q3 Asset Management | 4,830 | $1.16M | 0.78% | +4,830 | New |
| Beacon Investment Advisors LLC | 4,824 | $1.16M | 0.97% | +4,824 | New |
| Garde Capital, Inc. | 4,811 | $1.15M | 0.14% | 00.0% | Unchanged |
| Adviser Investments LLC | 4,594 | $1.15M | 0.03% | −1,193−20.6% | Reduced |
| Sound Financial Strategies Group, LLC | 4,807 | $1.15M | 0.84% | +4,807 | New |
| Vigilant Capital Management, LLC | 4,797 | $1.15M | 0.10% | +302+6.7% | Added |
| Good Life Advisors, LLC | 4,792 | $1.15M | 0.16% | −181−3.6% | Reduced |
| Fort Pitt Capital Group, LLC | 4,790 | $1.15M | 0.05% | 00.0% | Unchanged |
| Schear Investment Advisers, LLC | 4,786 | $1.15M | 1.41% | +4,786 | New |
| Investment Partners, Ltd. | 4,785 | $1.15M | 0.61% | −4,469−48.3% | Reduced |
| Widmann Financial Services, Inc. | 4,785 | $1.15M | 1.20% | +196+4.3% | Added |
| Tanglewood Legacy Advisors, LLC | 4,785 | $1.15M | 0.81% | +4,785 | New |
| Diamant Asset Management, Inc. | 4,777 | $1.14M | 1.03% | −30−0.6% | Reduced |
| Eldridge Investment Advisors, Inc. | 4,749 | $1.14M | 0.40% | +37+0.8% | Added |
| Farmers Trust Co | 4,740 | $1.14M | 0.25% | 00.0% | Unchanged |
| Ingalls & Snyder LLC | 4,737 | $1.14M | 0.06% | −80−1.7% | Reduced |
| Shell Asset Management Co | 4,735 | $1.13M | 0.05% | −12,148−72.0% | Reduced |
| West Oak Capital, LLC | 4,715 | $1.13M | 0.59% | +500+11.9% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 4,713 | $1.13M | 0.05% | −287−5.7% | Reduced |
| Brighton Jones LLC | 4,680 | $1.12M | 0.07% | +1,116+31.3% | Added |
| Nations Financial Group Inc, | 4,653 | $1.11M | 0.13% | −864−15.7% | Reduced |
| Hilton Capital Management, LLC | 6,783 | $1.11M | 0.15% | 00.0% | Unchanged |
| Zhang Financial LLC | 4,641 | $1.11M | 0.14% | +1,397+43.1% | Added |
| Old Mission Investment Co LLC | 4,615 | $1.11M | 0.47% | +172+3.9% | Added |
| Orleans Capital Management Corp | 4,605 | $1.10M | 0.84% | +240+5.5% | Added |
| Bessemer Securities LLC | 4,603 | $1.10M | 0.49% | 00.0% | Unchanged |
| Baker Tilly Wealth Management, LLC | 4,588 | $1.10M | 0.14% | +438+10.6% | Added |
| Princeton Global Asset Management LLC | 4,585 | $1.10M | 0.36% | −230−4.8% | Reduced |
| Dana Investment Advisors, Inc. | 4,576 | $1.10M | 0.06% | +518+12.8% | Added |
| Northern Financial Advisors Inc | 4,993 | $1.09M | 1.24% | +4,993 | New |
| Bahl & Gaynor Inc | 4,542 | $1.09M | 0.01% | +209+4.8% | Added |
| City State Bank | 4,528 | $1.08M | 0.67% | −77−1.7% | Reduced |
| Wright Investors Service Inc | 4,523 | $1.08M | 0.31% | −301−6.2% | Reduced |
| Harbour Investments, Inc. | 4,515 | $1.08M | 0.07% | +635+16.4% | Added |
| Westhampton Capital, LLC | 4,510 | $1.08M | 0.73% | −15−0.3% | Reduced |
| Amussen Hunsaker Associates LLC | 4,458 | $1.08M | 0.30% | +264+6.3% | Added |
| BancorpSouth Bank | 4,495 | $1.08M | 0.10% | 00.0% | Unchanged |
| World Equity Group, Inc. | 4,492 | $1.08M | 0.26% | −76−1.7% | Reduced |
| Am Investment Strategies LLC | 4,481 | $1.07M | 0.38% | −7−0.2% | Reduced |
| Heck Capital Advisors, LLC | 4,475 | $1.07M | 0.21% | +35+0.8% | Added |