Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Windsor Group LTD | 4,306 | $1.07M | 0.22% | +6+0.1% | Added |
| Sawtooth Solutions, LLC | 4,465 | $1.07M | 0.15% | +562+14.4% | Added |
| Old West Investment Management, LLC | 4,458 | $1.07M | 0.67% | 00.0% | Unchanged |
| Capital Investment Advisory Services, LLC | 4,441 | $1.06M | 0.13% | −112−2.5% | Reduced |
| Forum Financial Management, LP | 4,436 | $1.06M | 0.04% | −5−0.1% | Reduced |
| Choate Investment Advisors | 4,422 | $1.06M | 0.06% | −50−1.1% | Reduced |
| Optimum Investment Advisors | 4,420 | $1.06M | 0.57% | −100−2.2% | Reduced |
| High Falls Advisors, Inc | 4,418 | $1.06M | 0.33% | +5+0.1% | Added |
| CoreCap Advisors, LLC | 4,404 | $1.06M | 0.08% | −493−10.1% | Reduced |
| Wealthspire Advisors, LLC | 4,391 | $1.05M | 0.02% | +1,924+78.0% | Added |
| Acorn Wealth Advisors, LLC | 4,387 | $1.05M | 0.81% | +33+0.8% | Added |
| Epoch Investment Partners, Inc. | 4,378 | $1.05M | 0.01% | −445−9.2% | Reduced |
| Laffer Tengler Investments | 4,374 | $1.05M | 0.30% | −703−13.8% | Reduced |
| Symmetry Partners, LLC | 4,340 | $1.04M | 0.06% | −1,343−23.6% | Reduced |
| Burke & Herbert Bank & Trust Co | 4,340 | $1.04M | 0.77% | −8−0.2% | Reduced |
| Peregrine Asset Advisers, Inc. | 4,325 | $1.04M | 1.10% | +2,485+135.1% | Added |
| Kovack Advisors, Inc. | 4,325 | $1.04M | 0.15% | −556−11.4% | Reduced |
| Northwest Quadrant Wealth Management, LLC | 4,311 | $1.03M | 0.31% | +19+0.4% | Added |
| FinTrust Capital Advisors, LLC | 4,310 | $1.03M | 0.25% | +8+0.2% | Added |
| RS Crum Inc. | 4,305 | $1.03M | 0.48% | 00.0% | Unchanged |
| waypoint wealth counsel | 4,305 | $1.03M | 0.83% | +4,305 | New |
| Sit Investment Associates Inc | 4,300 | $1.03M | 0.03% | 00.0% | Unchanged |
| Cypress Capital Group | 4,294 | $1.03M | 0.16% | +159+3.8% | Added |
| Transcend Wealth Collective, LLC | 4,291 | $1.03M | 0.11% | −227−5.0% | Reduced |
| Summit Financial Group Inc | 4,261 | $1.02M | 0.40% | −10−0.2% | Reduced |
| Flputnam Investment Management Co | 4,258 | $1.02M | 0.04% | +16+0.4% | Added |
| Birinyi Associates Inc | 4,250 | $1.02M | 0.49% | 00.0% | Unchanged |
| TRUE Private Wealth Advisors | 4,248 | $1.02M | 0.16% | −144−3.3% | Reduced |
| CoreFirst Bank & Trust | 4,238 | $1.02M | 0.77% | −1,021−19.4% | Reduced |
| Penobscot Wealth Management | 4,228 | $1.01M | 0.88% | +46+1.1% | Added |
| Sutton Wealth Advisors Inc. | 4,225 | $1.01M | 0.39% | −330−7.2% | Reduced |
| Warren Averett Asset Management, LLC | 4,224 | $1.01M | 0.06% | +466+12.4% | Added |
| Solstein Capital, LLC | 4,214 | $1.01M | 0.84% | −55−1.3% | Reduced |
| Birch Hill Investment Advisors LLC | 4,214 | $1.01M | 0.06% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 4,212 | $1.01M | 0.39% | −160−3.7% | Reduced |
| Trustmark National Bank Trust Department | 4,202 | $1.01M | 0.09% | +144+3.5% | Added |
| Southeast Asset Advisors Inc. | 4,187 | $1.00M | 0.16% | +8+0.2% | Added |
| Curated Wealth Partners LLC | 4,186 | $1.00M | 0.24% | +465+12.5% | Added |
| Perigon Wealth Management, LLC | 4,179 | $1.00M | 0.06% | +1,248+42.6% | Added |
| PSI Advisors, LLC | 4,178 | $1.00M | 0.53% | −1,058−20.2% | Reduced |
| Gilbert & Cook, Inc. | 4,173 | $999.7K | 0.18% | +55+1.3% | Added |
| Seeyond | 4,169 | $998.7K | 0.10% | −191−4.4% | Reduced |
| RMB Capital Management, LLC | 4,164 | $997.5K | 0.04% | −94−2.2% | Reduced |
| 9258 Wealth Management, LLC | 4,157 | $995.9K | 0.22% | +847+25.6% | Added |
| IVC Wealth Advisors LLC | 4,156 | $995.7K | 0.73% | +17+0.4% | Added |
| Lindbrook Capital, LLC | 4,156 | $995.6K | 0.12% | +297+7.7% | Added |
| Aaron Wealth Advisors | 4,153 | $994.9K | 0.15% | +2,133+105.6% | Added |
| Chicago Capital, LLC | 4,135 | $990.6K | 0.05% | 00.0% | Unchanged |
| Advisory Alpha, LLC | 4,123 | $987.9K | 0.07% | −45−1.1% | Reduced |
| RFP Financial Group LLC | 4,120 | $987.3K | 0.44% | +4,120 | New |
| Confluence Wealth Services, Inc. | 4,118 | $986.4K | 0.26% | −97−2.3% | Reduced |
| Woodward Diversified Capital, LLC | 4,112 | $985.0K | 0.79% | +44+1.1% | Added |
| Navellier & Associates Inc | 4,100 | $982.2K | 0.20% | +100+2.5% | Added |
| Pinnacle Wealth Planning Services, Inc. | 4,096 | $981.2K | 0.17% | +220+5.7% | Added |
| Mayflower Financial Advisors, LLC | 4,087 | $979.1K | 0.14% | +40+1.0% | Added |
| SageView Advisory Group, LLC | 4,083 | $978.1K | 0.08% | +4,083 | New |
| Fairview Capital Investment Management, LLC | 4,068 | $974.5K | 0.07% | −44−1.1% | Reduced |
| Pinnacle Wealth Management Advisory Group, LLC | 4,053 | $971.1K | 0.15% | +632+18.5% | Added |
| Gladstone Institutional Advisory LLC | 4,053 | $970.9K | 0.07% | −539−11.7% | Reduced |
| Washington Trust Co | 4,035 | $966.6K | 0.05% | −6−0.1% | Reduced |
| Puzo Michael J | 4,025 | $964.2K | 0.35% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 4,021 | $963.2K | 0.49% | +91+2.3% | Added |
| Creegan & Nassoura Financial Group, LLC | 4,020 | $963.0K | 0.75% | 00.0% | Unchanged |
| Lantz Financial LLC | 4,009 | $960.5K | 0.44% | +130+3.4% | Added |
| Graham Capital Management, L.P. | 4,004 | $959.2K | 0.04% | +1,023+34.3% | Added |
| Menard Financial Group LLC | 4,004 | $959.1K | 2.29% | −78−1.9% | Reduced |
| Montis Financial, LLC | 4,003 | $959.0K | 0.81% | 00.0% | Unchanged |
| Caption Management, LLC | 4,000 | $958.2K | 0.16% | +4,000 | New |
| AlphaStar Capital Management, LLC | 3,999 | $958.1K | 0.10% | −420−9.5% | Reduced |
| Saybrook Capital | 4,000 | $958.0K | 0.32% | 00.0% | Unchanged |
| Quad-Cities Investment Group, LLC | 3,994 | $956.9K | 0.70% | −208−5.0% | Reduced |
| RNC Capital Management LLC | 3,991 | $956.0K | 0.05% | −1,445−26.6% | Reduced |
| Telos Capital Management, Inc. | 3,989 | $955.5K | 0.14% | −51−1.3% | Reduced |
| Toth Financial Advisory Corp | 3,983 | $954.2K | 0.15% | +1,173+41.7% | Added |
| Live Oak Private Wealth LLC | 3,981 | $953.7K | 0.20% | 00.0% | Unchanged |
| Werlinich Asset Management, LLC | 3,975 | $952.3K | 0.88% | 00.0% | Unchanged |
| Texas Capital Bancshares Inc | 3,971 | $951.3K | 0.67% | +23+0.6% | Added |
| XR Securities LLC | 3,970 | $951.1K | 1.13% | +343+9.5% | Added |
| SNS Financial Group, LLC | 3,970 | $951.0K | 0.13% | +108+2.8% | Added |
| Argent Advisors, Inc. | 3,967 | $950.3K | 0.49% | −72−1.8% | Reduced |
| Journey Advisory Group, LLC | 3,966 | $950.2K | 0.24% | −200−4.8% | Reduced |
| Rational Advisors LLC | 3,963 | $949.4K | 0.08% | −1,800−31.2% | Reduced |
| Pacific Wealth Strategies Group, Inc. | 3,945 | $945.2K | 1.27% | +200+5.3% | Added |
| Norwood Financial Corp | 3,920 | $939.1K | 1.48% | −10−0.3% | Reduced |
| Visionary Wealth Advisors | 3,908 | $936.0K | 0.09% | +857+28.1% | Added |
| Farmers National Bank | 3,898 | $933.8K | 0.33% | −30−0.8% | Reduced |
| Field & Main Bank | 3,898 | $933.8K | 0.60% | −20−0.5% | Reduced |
| Nwam LLC | 3,877 | $928.9K | 0.08% | −167−4.1% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 3,549 | $928.2K | 0.01% | +292+9.0% | Added |
| Cim Investment Mangement Inc | 3,872 | $927.6K | 0.37% | −104−2.6% | Reduced |
| ZWJ Investment Counsel Inc | 3,861 | $924.8K | 0.05% | 00.0% | Unchanged |
| LexAurum Advisors, LLC | 3,860 | $924.7K | 0.33% | −193−4.8% | Reduced |
| Xcel Wealth Management, LLC | 3,835 | $918.7K | 0.36% | 00.0% | Unchanged |
| CRA Financial Services, LLC | 3,832 | $918.0K | 0.30% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 3,830 | $917.4K | 0.10% | +678+21.5% | Added |
| Worth Financial Advisory Group, LLC | 3,827 | $916.8K | 1.07% | +3,827 | New |
| Patriot Investment Management Inc. | 3,464 | $916.4K | 0.08% | −861−19.9% | Reduced |
| Courier Capital LLC | 3,812 | $913.3K | 0.11% | −27−0.7% | Reduced |
| US Asset Management LLC | 3,802 | $911.0K | 0.98% | +3,802 | New |
| Kowal Investment Group, LLC | 3,799 | $910.2K | 0.27% | +412+12.2% | Added |