Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Founders Financial Securities LLC | 3,799 | $910.0K | 0.14% | +102+2.8% | Added |
| Gradient Investments LLC | 3,797 | $909.6K | 0.03% | −111−2.8% | Reduced |
| Patten & Patten Inc | 3,794 | $909.0K | 0.08% | −155−3.9% | Reduced |
| Horizon Wealth Management, LLC | 3,779 | $905.2K | 0.74% | +224+6.3% | Added |
| Accurate Wealth Management, LLC | 3,611 | $904.6K | 0.33% | +1,051+41.1% | Added |
| Rehmann Capital Advisory Group | 3,762 | $901.4K | 0.09% | +358+10.5% | Added |
| First County Bank | 3,750 | $898.4K | 0.43% | +3,750 | New |
| Mitchell Capital Management Co | 3,745 | $897.2K | 0.25% | −11,066−74.7% | Reduced |
| Morse Asset Management, Inc | 3,744 | $897.0K | 0.33% | −200−5.1% | Reduced |
| Strategic Blueprint, LLC | 3,740 | $896.0K | 0.10% | −78−2.0% | Reduced |
| Capital Wealth Planning, LLC | 3,740 | $896.0K | 0.01% | −510−12.0% | Reduced |
| Crawford Investment Counsel Inc | 3,732 | $894.0K | 0.02% | +25+0.7% | Added |
| Circle Wealth Management, LLC | 3,717 | $890.5K | 0.14% | +71+1.9% | Added |
| Montecito Bank & Trust | 3,715 | $890.0K | 0.22% | −19−0.5% | Reduced |
| DMG Group, LLC | 3,710 | $886.0K | 1.00% | −180−4.6% | Reduced |
| Foundations Investment Advisors, LLC | 3,681 | $881.8K | 0.04% | +899+32.3% | Added |
| Aspen Investment Management Inc | 3,677 | $881.0K | 0.58% | −250−6.4% | Reduced |
| Mach-1 Financial Group, Inc. | 3,646 | $873.4K | 0.41% | +3,574+4,963.9% | Added |
| Stratos Wealth Advisors, LLC | 3,640 | $872.0K | 0.07% | −26−0.7% | Reduced |
| Delta Investment Management, LLC | 3,635 | $870.7K | 0.28% | +5+0.1% | Added |
| J. W. Coons Advisors, LLC | 3,630 | $869.6K | 0.26% | 00.0% | Unchanged |
| Carnegie Capital Asset Management, LLC | 3,628 | $869.1K | 0.04% | +101+2.9% | Added |
| Source Financial Advisors LLC | 3,626 | $868.6K | 0.33% | −4−0.1% | Reduced |
| Woodstock Corp | 3,625 | $868.4K | 0.12% | −50−1.4% | Reduced |
| SS&H Financial Advisors, Inc. | 3,625 | $868.4K | 0.41% | 00.0% | Unchanged |
| Dumont & Blake Investment Advisors LLC | 3,624 | $868.0K | 0.31% | −5−0.1% | Reduced |
| Claraphi Advisory Network, LLC | 3,612 | $865.3K | 0.34% | +3,612 | New |
| Cynosure Management, LLC | 3,600 | $862.4K | 0.89% | 00.0% | Unchanged |
| Gleason Group, Inc. | 3,599 | $862.2K | 0.27% | +19+0.5% | Added |
| Mission Wealth Management, LP | 3,596 | $861.6K | 0.04% | +98+2.8% | Added |
| Wiley Bros.-Aintree Capital, LLC | 3,595 | $861.3K | 0.43% | 00.0% | Unchanged |
| Great Lakes Retirement, Inc. | 3,577 | $856.9K | 0.22% | +3,577 | New |
| Hudson Valley Investment Advisors Inc | 3,576 | $856.7K | 0.13% | −105−2.9% | Reduced |
| First Manhattan Co | 3,573 | $856.0K | 0.00% | +54+1.5% | Added |
| White Lighthouse Investment Management Inc. | 3,571 | $855.5K | 0.23% | 00.0% | Unchanged |
| Taurus Asset Management, LLC | 3,558 | $852.4K | 0.11% | 00.0% | Unchanged |
| SignalPoint Asset Management, LLC | 3,558 | $852.0K | 0.30% | +2+0.1% | Added |
| Regal Investment Advisors LLC | 3,548 | $850.0K | 0.08% | +105+3.0% | Added |
| Altman Advisors, Inc. | 3,383 | $848.2K | 0.52% | +83+2.5% | Added |
| Auxier Asset Management | 3,540 | $848.0K | 0.15% | 00.0% | Unchanged |
| Boston Research & Management Inc | 3,542 | $848.0K | 0.26% | 00.0% | Unchanged |
| Wedmont Private Capital | 3,400 | $846.1K | 0.13% | +230+7.3% | Added |
| Sentry Investment Management LLC | 3,514 | $842.0K | 0.37% | −181−4.9% | Reduced |
| Granite Investment Partners, LLC | 3,492 | $836.5K | 0.03% | −1,785−33.8% | Reduced |
| Vise Technologies, Inc. | 3,481 | $833.8K | 0.26% | +513+17.3% | Added |
| Monticello Wealth Management, LLC | 3,480 | $833.7K | 0.09% | 00.0% | Unchanged |
| Marble Harbor Investment Counsel, LLC | 3,454 | $827.4K | 0.11% | +100+3.0% | Added |
| IPG Investment Advisors LLC | 3,451 | $826.7K | 0.23% | 00.0% | Unchanged |
| Rodgers Brothers Inc. | 3,450 | $826.5K | 0.17% | −9,390−73.1% | Reduced |
| JFS Wealth Advisors, LLC | 3,442 | $824.7K | 0.08% | −1,063−23.6% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,418 | $818.9K | 0.22% | +168+5.2% | Added |
| RIA Advisory Group LLC | 3,508 | $818.7K | 0.47% | +3,508 | New |
| Hancock Whitney Corp | 3,409 | $817.0K | 0.03% | −128−3.6% | Reduced |
| Laird Norton Trust Company, LLC | 3,410 | $816.7K | 0.12% | +3,410 | New |
| Everett Harris & Co | 3,408 | $816.0K | 0.01% | +206+6.4% | Added |
| Beck Bode, LLC | 3,404 | $815.5K | 0.18% | +774+29.4% | Added |
| Jackson Square Capital, LLC | 3,402 | $815.0K | 0.38% | −97−2.8% | Reduced |
| Virtue Capital Management, LLC | 3,401 | $814.7K | 0.12% | +3,401 | New |
| Concentric Wealth Management, LLC | 3,400 | $814.5K | 0.28% | −300−8.1% | Reduced |
| Charter Research & Investment Group, Inc. | 3,400 | $814.5K | 0.78% | 00.0% | Unchanged |
| Norway Savings Bank | 3,395 | $813.3K | 0.41% | +165+5.1% | Added |
| Wealth Architects, LLC | 3,391 | $812.3K | 0.15% | −36−1.1% | Reduced |
| Ballast Advisors LLC | 3,389 | $811.9K | 0.36% | −41−1.2% | Reduced |
| American Trust | 3,387 | $811.4K | 0.08% | +1,520+81.4% | Added |
| Retirement Planning Co of New England, Inc. | 3,382 | $810.1K | 0.53% | +10+0.3% | Added |
| Friedenthal Financial | 3,380 | $810.0K | 0.56% | +3,380 | New |
| Cooper Financial Group | 3,379 | $809.5K | 0.25% | −138−3.9% | Reduced |
| Thomasville National Bank | 3,369 | $807.0K | 0.09% | −200−5.6% | Reduced |
| 44 Wealth Management LLC | 3,364 | $805.9K | 0.28% | −156−4.4% | Reduced |
| Catalyst Financial Partners LLC | 3,357 | $804.2K | 0.41% | +3,357 | New |
| Morris Retirement Advisors, LLC | 3,355 | $803.8K | 0.63% | −309−8.4% | Reduced |
| Stiles Financial Services Inc | 3,353 | $803.4K | 0.46% | −312−8.5% | Reduced |
| Legacy Wealth Asset Management, LLC | 3,336 | $799.2K | 0.30% | −50−1.5% | Reduced |
| Modera Wealth Management, LLC | 3,332 | $798.3K | 0.03% | −164−4.7% | Reduced |
| Davis R M Inc | 3,332 | $798.0K | 0.02% | −1,171−26.0% | Reduced |
| Harvest Fund Management Co., Ltd | 3,332 | $798.0K | 0.21% | +1,763+112.4% | Added |
| Insight Advisors, LLC | 3,330 | $796.2K | 0.28% | −647−16.3% | Reduced |
| Balentine LLC | 3,319 | $795.1K | 0.03% | +395+13.5% | Added |
| Wealth Management Partners, LLC | 3,000 | $794.7K | 0.66% | −1,000−25.0% | Reduced |
| Wealth Effects LLC | 3,316 | $794.5K | 0.45% | +201+6.5% | Added |
| Carmichael Hill & Associates, Inc. | 3,276 | $784.9K | 0.44% | −23−0.7% | Reduced |
| Fortem Financial Group, LLC | 3,275 | $784.6K | 0.46% | +144+4.6% | Added |
| Founders Financial Alliance, LLC | 3,272 | $783.9K | 0.36% | +88+2.8% | Added |
| Fukoku Mutual Life Insurance Co | 3,270 | $783.4K | 0.07% | +30+0.9% | Added |
| Clearstead Advisors, LLC | 3,265 | $782.3K | 0.06% | +601+22.6% | Added |
| Sawgrass Asset Management LLC | 3,255 | $779.8K | 0.11% | −13−0.4% | Reduced |
| Grandview Asset Management LLC | 3,250 | $779.0K | 0.48% | −211−6.1% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 3,247 | $778.0K | 0.05% | −600−15.6% | Reduced |
| Clear Creek Financial Management, LLC | 3,231 | $774.1K | 0.17% | +57+1.8% | Added |
| Deseret Mutual Benefit Administrators | 3,229 | $773.5K | 0.32% | −2,469−43.3% | Reduced |
| Security Financial Services, INC. | 3,228 | $773.4K | 0.24% | 00.0% | Unchanged |
| King Wealth | 3,214 | $770.0K | 0.18% | −89−2.7% | Reduced |
| Colonial Trust Co | 3,212 | $769.5K | 0.21% | +9+0.3% | Added |
| Trust Co | 3,211 | $769.0K | 0.12% | −61−1.9% | Reduced |
| Atwood & Palmer Inc | 3,208 | $768.5K | 0.07% | 00.0% | Unchanged |
| Rossmore Private Capital | 3,207 | $768.3K | 0.12% | +114+3.7% | Added |
| Banco BTG Pactual S.A. | 3,205 | $767.8K | 0.44% | +3,205 | New |
| Girard Partners Ltd. | 3,201 | $766.9K | 0.09% | +436+15.8% | Added |
| Hazlett, Burt & Watson, Inc. | 3,167 | $760.0K | 0.67% | +41+1.3% | Added |
| Pathway Financial Advisors LLC | 3,163 | $757.7K | 0.23% | 00.0% | Unchanged |