Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Hulzen Asset Management, LLC | 3,142 | $753.0K | 0.09% | +3,142 | New |
| Blueprint Investment Partners LLC | 3,140 | $752.2K | 0.16% | +3,140 | New |
| Cardiff Park Advisors, LLC | 3,140 | $752.2K | 0.11% | +11+0.4% | Added |
| Sweet Financial Partners, LLC | 3,131 | $750.1K | 0.22% | 00.0% | Unchanged |
| CCG Wealth Management, LLC | 3,121 | $747.7K | 0.42% | 00.0% | Unchanged |
| Vanguard Capital Wealth Advisors | 3,113 | $745.7K | 0.86% | +5+0.2% | Added |
| First Heartland Consultants, Inc. | 3,106 | $744.1K | 0.12% | −17−0.5% | Reduced |
| CWA Asset Management Group, LLC | 3,100 | $742.6K | 0.06% | +124+4.2% | Added |
| Washington Trust Advisors, Inc. | 3,100 | $742.6K | 0.08% | −232−7.0% | Reduced |
| NVWM, LLC | 3,098 | $742.2K | 0.27% | +2,498+416.3% | Added |
| Clarus Wealth Advisors | 2,960 | $741.4K | 0.49% | +749+33.9% | Added |
| HHM Wealth Advisors, LLC | 3,092 | $740.8K | 0.17% | −50−1.6% | Reduced |
| Gray Wealth Management Inc. | 3,084 | $738.8K | 0.43% | −53−1.7% | Reduced |
| Kaizen Financial Strategies | 2,840 | $733.9K | 0.73% | −699−19.8% | Reduced |
| Archer Investment Corp | 3,055 | $731.8K | 0.28% | −214−6.5% | Reduced |
| Alera Investment Advisors, LLC | 3,054 | $731.6K | 0.17% | +1,177+62.7% | Added |
| Change Path, LLC | 3,044 | $729.0K | 0.04% | −543−15.1% | Reduced |
| Tiemann Investment Advisors, LLC | 3,035 | $727.1K | 0.43% | +135+4.7% | Added |
| Texas Yale Capital Corp. | 3,006 | $720.1K | 0.04% | −15−0.5% | Reduced |
| Prostatis Group LLC | 3,002 | $719.2K | 0.44% | +3,002 | New |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $718.7K | 0.30% | 00.0% | Unchanged |
| CMG Global Holdings, LLC | 2,992 | $716.8K | 0.68% | 00.0% | Unchanged |
| Chicago Trust Co NA | 2,984 | $715.0K | 0.18% | −14−0.5% | Reduced |
| HCR Wealth Advisors | 2,981 | $714.2K | 0.15% | +134+4.7% | Added |
| Financial Management Network Inc | 2,956 | $713.3K | 0.32% | +3+0.1% | Added |
| Intercontinental Wealth Advisors, LLC | 2,976 | $712.9K | 0.21% | +32+1.1% | Added |
| Patton Albertson Miller Group, LLC | 2,968 | $711.0K | 0.13% | −285−8.8% | Reduced |
| Raleigh Capital Management Inc. | 2,966 | $710.6K | 0.37% | +84+2.9% | Added |
| Somerville Kurt F | 2,965 | $710.3K | 0.14% | 00.0% | Unchanged |
| Ironwood Investment Counsel, LLC | 2,964 | $710.1K | 0.17% | −391−11.7% | Reduced |
| Hilltop Holdings Inc. | 2,958 | $708.4K | 0.09% | −171−5.5% | Reduced |
| CNB Bank | 2,957 | $708.4K | 0.44% | 00.0% | Unchanged |
| CIC Wealth, LLC | 2,955 | $707.8K | 0.29% | +2,955 | New |
| Harfst & Associates, Inc. | 2,954 | $707.7K | 0.20% | 00.0% | Unchanged |
| Corundum Group, Inc. | 2,941 | $705.0K | 0.40% | −101−3.3% | Reduced |
| Core Wealth Partners LLC | 3,450 | $704.4K | 0.87% | +3,450 | New |
| StrategIQ Financial Group, LLC | 2,920 | $699.5K | 0.08% | +712+32.2% | Added |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 2,606 | $689.4K | 0.30% | −430−14.2% | Reduced |
| Flagship Harbor Advisors, LLC | 2,874 | $688.5K | 0.07% | −77−2.6% | Reduced |
| Cyndeo Wealth Partners, LLC | 2,869 | $687.3K | 0.08% | +2,869 | New |
| Boothbay Fund Management, LLC | 2,861 | $685.4K | 0.02% | −3,007−51.2% | Reduced |
| Wealthspan Partners, LLC | 2,857 | $684.4K | 0.62% | 00.0% | Unchanged |
| Fulton Bank, N.A. | 2,853 | $684.0K | 0.04% | −502−15.0% | Reduced |
| Abacus Planning Group, Inc. | 2,854 | $683.6K | 0.19% | +32+1.1% | Added |
| MPS Loria Financial Planners, LLC | 2,853 | $683.5K | 0.30% | +3+0.1% | Added |
| Keel Point, LLC | 2,841 | $680.6K | 0.11% | +384+15.6% | Added |
| CX Institutional | 2,836 | $679.4K | 0.04% | +2,836 | New |
| Windsor Capital Management, LLC | 2,827 | $677.1K | 0.25% | +225+8.6% | Added |
| Nicolet Bankshares Inc | 2,826 | $677.0K | 0.23% | +26+0.9% | Added |
| Segment Wealth Management, LLC | 2,825 | $676.8K | 0.08% | −319−10.1% | Reduced |
| VeraBank, N.A. | 2,815 | $674.4K | 0.34% | −20−0.7% | Reduced |
| Fulton Breakefield Broenniman LLC | 2,813 | $673.9K | 0.06% | +771+37.8% | Added |
| Ballast, Inc. | 2,808 | $672.7K | 0.29% | 00.0% | Unchanged |
| Aspiriant, LLC | 2,808 | $672.5K | 0.03% | +106+3.9% | Added |
| Tompkins Financial Corp | 2,804 | $672.0K | 0.11% | −600−17.6% | Reduced |
| Credit Agricole S A | 2,804 | $671.7K | 0.02% | −4,575−62.0% | Reduced |
| Steigerwald, Gordon & Koch Inc. | 2,803 | $671.4K | 0.11% | +29+1.0% | Added |
| Manchester Capital Management LLC | 2,801 | $671.0K | 0.10% | +43+1.6% | Added |
| Peavine Capital, LLC | 2,800 | $670.8K | 0.16% | 00.0% | Unchanged |
| Axq Capital, LP | 2,800 | $670.8K | 0.47% | +2,800 | New |
| Edge Capital Group, LLC | 2,795 | $669.7K | 0.05% | +710+34.1% | Added |
| Cape Cod Five Cents Savings Bank | 2,795 | $669.6K | 0.08% | +80+2.9% | Added |
| First Command Bank | 2,793 | $669.0K | 0.08% | −425−13.2% | Reduced |
| First Command Financial Services, Inc. | 2,793 | $669.0K | 0.08% | −425−13.2% | Reduced |
| Kozak & Associates, Inc. | 2,790 | $668.0K | 0.33% | +4+0.1% | Added |
| 626 Financial, LLC | 2,779 | $665.7K | 0.46% | +10.0% | Added |
| MONECO Advisors, LLC | 2,773 | $664.3K | 0.24% | +48+1.8% | Added |
| CVA Family Office, LLC | 2,770 | $663.5K | 0.16% | +155+5.9% | Added |
| AXS Investments LLC | 2,759 | $660.9K | 0.24% | −373−11.9% | Reduced |
| Benin Management CORP | 2,756 | $660.2K | 0.27% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 2,753 | $660.0K | 0.02% | −1,122−29.0% | Reduced |
| Eagle Bluffs Wealth Management LLC | 2,755 | $660.0K | 0.69% | 00.0% | Unchanged |
| Verity & Verity, LLC | 2,750 | $658.8K | 0.09% | +2,750 | New |
| Rooted Wealth Advisors, Inc. | 2,743 | $657.0K | 0.55% | +2,743 | New |
| Jones Financial Companies LLLP | 2,738 | $656.0K | 0.00% | +69+2.6% | Added |
| Mechanics Bank Trust Department | 2,737 | $655.7K | 0.11% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 2,733 | $655.0K | 0.01% | −13−0.5% | Reduced |
| Bartlett & Co. Wealth Management LLC | 2,733 | $654.8K | 0.01% | −13−0.5% | Reduced |
| Avalon Investment & Advisory | 2,722 | $652.0K | 0.02% | +269+11.0% | Added |
| Mather Group, LLC. | 2,716 | $650.5K | 0.01% | −129−4.5% | Reduced |
| Zeke Capital Advisors, LLC | 2,712 | $649.7K | 0.04% | +42+1.6% | Added |
| Lakewood Asset Management LLC | 2,705 | $648.0K | 0.52% | +2,705 | New |
| Waycross Partners, LLC | 2,700 | $647.0K | 0.23% | −10,643−79.8% | Reduced |
| Ted Buchan & Co | 2,700 | $646.8K | 0.60% | +2,700 | New |
| Capstone Financial Advisors, Inc. | 2,700 | $646.7K | 0.05% | +5+0.2% | Added |
| Fernwood Investment Management, LLC | 2,697 | $646.1K | 0.27% | −100−3.6% | Reduced |
| Pine Haven Investment Counsel, Inc | 2,695 | $645.6K | 0.71% | +73+2.8% | Added |
| Live Oak Investment Partners | – | $643.7K | 0.59% | – | New |
| Benjamin Edwards Inc | 2,670 | $640.0K | 0.17% | +204+8.3% | Added |
| LCNB Corp | 2,667 | $638.9K | 0.30% | 00.0% | Unchanged |
| Carret Asset Management, LLC | 2,664 | $638.0K | 0.09% | −4−0.1% | Reduced |
| Intrust Bank NA | 2,662 | $637.7K | 0.09% | −95−3.4% | Reduced |
| Northstar Group, Inc. | 2,646 | $634.0K | 0.18% | −85−3.1% | Reduced |
| Evergreen Capital Management LLC | 2,640 | $632.4K | 0.03% | +119+4.7% | Added |
| PrairieView Partners, LLC | 2,641 | $632.0K | 0.09% | 00.0% | Unchanged |
| Mendel Money Management | 2,637 | $631.7K | 0.36% | 00.0% | Unchanged |
| Peoples Financial Services Corp. | 2,628 | $629.6K | 0.29% | +25+1.0% | Added |
| Harbor Investment Advisory, LLC | 2,627 | $629.2K | 0.10% | −923−26.0% | Reduced |
| Armstrong Advisory Group, Inc | 2,624 | $628.6K | 0.08% | +2,624 | New |
| Cantor Fitzgerald, L. P. | 2,600 | $623.0K | 0.01% | +2,600 | New |