Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Range Financial Group LLC | 2,600 | $622.9K | 0.42% | +819+46.0% | Added |
| Allegheny Financial Group LTD | 2,594 | $621.3K | 0.26% | −10−0.4% | Reduced |
| Redwood Wealth Management Group, LLC | 2,591 | $620.7K | 0.77% | +2,591 | New |
| Castleark Management LLC | 2,590 | $620.5K | 0.03% | 00.0% | Unchanged |
| Security National Bank | 2,582 | $618.5K | 0.17% | 00.0% | Unchanged |
| Intrua Financial, LLC | 2,503 | $615.2K | 0.14% | +793+46.4% | Added |
| Heritage Wealth Advisors | 2,556 | $612.3K | 0.04% | 00.0% | Unchanged |
| Bill Few Associates, Inc. | 2,555 | $612.0K | 0.36% | +10.0% | Added |
| Lavaca Capital LLC | 2,820 | $610.4K | 0.24% | 00.0% | Unchanged |
| Saxon Interests, Inc. | 2,456 | $605.7K | 0.35% | +21+0.9% | Added |
| Seelaus Asset Management LLC | 2,526 | $605.0K | 0.45% | 00.0% | Unchanged |
| BOS Asset Management, LLC | 2,513 | $602.0K | 0.54% | +2,513 | New |
| Bordeaux Wealth Advisors LLC | 2,510 | $601.3K | 0.33% | −134−5.1% | Reduced |
| Platform Technology Partners | 2,506 | $600.4K | 0.31% | −36−1.4% | Reduced |
| Well Done, LLC | 2,850 | $600.0K | 0.13% | +19+0.7% | Added |
| Prelude Capital Management, LLC | 2,504 | $599.9K | 0.04% | +2,504 | New |
| Sippican Capital Advisors | 2,500 | $599.0K | 0.57% | 00.0% | Unchanged |
| Kercheville Advisors, LLC | 2,500 | $598.9K | 0.41% | −700−21.9% | Reduced |
| E&G Advisors, LP | 2,500 | $598.9K | 0.23% | −400−13.8% | Reduced |
| Slocum, Gordon & Co LLP | 2,500 | $598.9K | 0.39% | +2,500 | New |
| 180 Wealth Advisors, LLC | 2,280 | $597.6K | 0.14% | −120−5.0% | Reduced |
| Lion Street Advisors, LLC | 2,929 | $597.5K | 0.31% | +5+0.2% | Added |
| Claris Advisors, LLC | 2,491 | $596.7K | 0.57% | +12+0.5% | Added |
| Concord Wealth Partners | 2,475 | $593.0K | 0.18% | −75−2.9% | Reduced |
| Full Sail Capital, LLC | 2,470 | $591.7K | 0.06% | −17−0.7% | Reduced |
| McGlone Suttner Wealth Management, Inc. | 2,467 | $591.4K | 0.19% | +2,467 | New |
| Opes Wealth Management LLC | 2,460 | $589.3K | 0.21% | −206−7.7% | Reduced |
| IFG Advisory, LLC | 2,458 | $589.0K | 0.06% | −276−10.1% | Reduced |
| Trillium Asset Management, LLC | 2,460 | $589.0K | 0.02% | 00.0% | Unchanged |
| Clear Street Markets LLC | 2,457 | $589.0K | 0.12% | +457+22.9% | Added |
| Stonebridge Capital Advisors LLC | 2,426 | $581.3K | 0.07% | −273−10.1% | Reduced |
| Missouri Trust & Investment Co | 2,424 | $581.0K | 0.35% | +360+17.4% | Added |
| United Bank | 2,425 | $580.9K | 0.08% | −3,600−59.8% | Reduced |
| Joel Isaacson & Co., LLC | 2,424 | $580.6K | 0.04% | +2+0.1% | Added |
| Hexagon Capital Partners LLC | 2,423 | $580.5K | 0.17% | −387−13.8% | Reduced |
| First Citizens Financial Corp | 2,415 | $579.0K | 0.50% | −20−0.8% | Reduced |
| Magnus Financial Group LLC | 2,415 | $578.6K | 0.09% | +289+13.6% | Added |
| Clarus Group, Inc. | 2,411 | $577.5K | 0.51% | +3+0.1% | Added |
| Reynders McVeigh Capital Management, LLC | 2,406 | $576.0K | 0.04% | −53−2.2% | Reduced |
| Johnson Financial Group, Inc. | 2,404 | $575.9K | 0.05% | +189+8.5% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 2,402 | $575.0K | 0.00% | −17,563−88.0% | Reduced |
| Hunter Associates Investment Management LLC | 2,399 | $575.0K | 0.14% | +10.0% | Added |
| Regent Investment Management LLC | 2,400 | $575.0K | 0.15% | 00.0% | Unchanged |
| Ocean Capital Management, LLC | 2,400 | $574.9K | 0.33% | 00.0% | Unchanged |
| Fiduciary Group LLC | 2,395 | $573.8K | 0.08% | +90+3.9% | Added |
| Quadrant Private Wealth Management, LLC | 2,384 | $571.2K | 0.19% | +2,384 | New |
| Tarbox Family Office, Inc. | 2,382 | $570.6K | 0.13% | −3−0.1% | Reduced |
| Wimmer Associates 1, LLC | 2,371 | $568.0K | 0.37% | 00.0% | Unchanged |
| Garner Asset Management Corp | 2,365 | $567.0K | 0.28% | +6+0.3% | Added |
| Advisors Management Group Inc | 2,361 | $566.0K | 0.21% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 2,356 | $564.5K | 0.15% | +81+3.6% | Added |
| Bath Savings Trust Co | 2,355 | $564.0K | 0.07% | +38+1.6% | Added |
| Tilt Investment Management Holdings, PBC | 2,353 | $563.7K | 0.48% | +2,353 | New |
| Hotaling Investment Management, LLC | 2,342 | $561.0K | 0.25% | −29−1.2% | Reduced |
| Athena Investment Management | 2,339 | $560.3K | 0.41% | +33+1.4% | Added |
| Accredited Investors Inc. | 2,330 | $558.2K | 0.05% | +65+2.9% | Added |
| Pitcairn Co | 2,314 | $554.3K | 0.06% | −35−1.5% | Reduced |
| Day & Ennis, LLC | 2,307 | $552.6K | 0.21% | +2+0.1% | Added |
| Marion Wealth Management | 2,303 | $551.7K | 0.23% | +59+2.6% | Added |
| Mechanics Financial Corp | 2,300 | $551.0K | 0.33% | 00.0% | Unchanged |
| W Advisors, LLC | 2,282 | $546.7K | 0.46% | −266−10.4% | Reduced |
| Corton Capital Inc. | 2,272 | $544.3K | 0.45% | +2,272 | New |
| Chimera Capital Management LLC | 2,268 | $543.3K | 0.15% | +2,268 | New |
| Aberdeen Wealth Management LLC | 2,266 | $542.9K | 0.41% | 00.0% | Unchanged |
| N.E.W. Advisory Services LLC | 2,255 | $540.1K | 0.08% | −33−1.4% | Reduced |
| Heron Financial Group, LLC | 2,247 | $539.9K | 0.36% | −25−1.1% | Reduced |
| Braun Stacey Associates Inc | 2,250 | $539.0K | 0.03% | −2,200−49.4% | Reduced |
| RE Dickinson Investment Advisors, LLC | 2,250 | $539.0K | 0.22% | +750+50.0% | Added |
| Sittner & Nelson, LLC | 2,247 | $538.3K | 0.33% | +549+32.3% | Added |
| Marcum Wealth, LLC | 2,242 | $537.0K | 0.07% | −16−0.7% | Reduced |
| LVM Capital Management Ltd | 2,235 | $535.0K | 0.08% | −890−28.5% | Reduced |
| Ridgecrest Wealth Partners, LLC | 2,227 | $533.5K | 0.41% | 00.0% | Unchanged |
| Soltis Investment Advisors LLC | 2,216 | $530.9K | 0.07% | +377+20.5% | Added |
| Riverwater Partners LLC | 2,207 | $528.7K | 0.45% | −7−0.3% | Reduced |
| NCM Capital Management, LLC | 2,205 | $528.0K | 0.35% | 00.0% | Unchanged |
| Sabal Trust CO | 2,200 | $527.0K | 0.04% | −271−11.0% | Reduced |
| Tolleson Wealth Management, Inc. | 2,200 | $527.0K | 0.14% | 00.0% | Unchanged |
| Lehman & Derafelo Financial Resources LLC | 2,197 | $526.3K | 0.16% | +172+8.5% | Added |
| RMR Wealth Builders | 2,189 | $524.5K | 0.12% | +10.0% | Added |
| Pacer Advisors, Inc. | 2,184 | $523.2K | 0.00% | +1,108+103.0% | Added |
| Mine & Arao Wealth Creation & Management, LLC. | 2,184 | $523.2K | 0.39% | +5+0.2% | Added |
| Derbend Asset Management | 2,184 | $523.1K | 0.42% | 00.0% | Unchanged |
| Wealthsource Partners, LLC | 2,178 | $521.8K | 0.04% | −88−3.9% | Reduced |
| Planning Center, Inc. | 2,178 | $521.8K | 0.16% | +425+24.2% | Added |
| Summit Financial Strategies, Inc. | 2,177 | $521.5K | 0.11% | −107−4.7% | Reduced |
| Zions Bancorporation, N.A. | 2,171 | $520.1K | 0.04% | −886−29.0% | Reduced |
| Montag A & Associates Inc | 2,165 | $518.7K | 0.03% | −1,290−37.3% | Reduced |
| Atalanta Sosnoff Capital, LLC | 2,162 | $517.9K | 0.02% | +601+38.5% | Added |
| Goepper Burkhardt LLC | 2,160 | $517.5K | 0.36% | 00.0% | Unchanged |
| First Financial Corp | 2,157 | $516.7K | 0.32% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 2,156 | $516.5K | 0.05% | +1,656+331.2% | Added |
| Sunbelt Securities, Inc. | 2,154 | $516.0K | 0.10% | +2+0.1% | Added |
| Berger Financial Group, Inc | 2,141 | $513.0K | 0.07% | −38−1.7% | Reduced |
| Mason Investment Advisory Services, Inc. | 2,130 | $510.3K | 0.05% | −426−16.7% | Reduced |
| GYL Financial Synergies, LLC | 2,124 | $508.8K | 0.11% | +54+2.6% | Added |
| Summit Financial, LLC | 2,118 | $507.4K | 0.05% | −186−8.1% | Reduced |
| Cahaba Wealth Management, Inc. | 2,116 | $506.8K | 0.06% | 00.0% | Unchanged |
| Capital Planning Advisors, LLC | 2,111 | $505.7K | 0.12% | +37+1.8% | Added |
| Home Federal Bank of Tennessee | 2,109 | $505.2K | 0.19% | 00.0% | Unchanged |
| Perpetual Investment Management Ltd | 2,100 | $503.1K | 0.06% | −500−19.2% | Reduced |