Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| McBroom & Associates, LLC | 2,100 | $503.1K | 0.55% | −41−1.9% | Reduced |
| Bank of Nova Scotia Trust Co | 2,100 | $503.1K | 0.05% | 00.0% | Unchanged |
| Financial Consulate, Inc | 2,100 | $503.1K | 0.18% | 00.0% | Unchanged |
| Oak Hill Wealth Advisors, LLC | 2,098 | $502.7K | 0.21% | +2,098 | New |
| Colony Family Offices, LLC | 2,096 | $502.1K | 0.21% | −135−6.1% | Reduced |
| Delphia (USA) Inc. | 2,092 | $501.2K | 0.58% | +2,092 | New |
| Arcus Capital Partners, LLC | 2,086 | $499.8K | 0.20% | +2+0.1% | Added |
| KLCM Advisors, Inc. | 2,082 | $498.7K | 0.10% | +10.0% | Added |
| Larson Financial Group LLC | 2,081 | $498.6K | 0.06% | −11−0.5% | Reduced |
| GHP Investment Advisors, Inc. | 2,081 | $498.5K | 0.03% | +49+2.4% | Added |
| BlueSky Wealth Advisors, LLC | 2,080 | $498.3K | 0.11% | −426−17.0% | Reduced |
| O'Neil Global Advisors, Inc. | 2,075 | $497.0K | 2.29% | +2,075 | New |
| Guardian Wealth Advisors, LLC | 2,074 | $496.8K | 0.10% | +143+7.4% | Added |
| Diversified, LLC | 2,074 | $496.8K | 0.20% | +839+67.9% | Added |
| Wall Street Access Asset Management, LLC | 2,072 | $496.4K | 0.37% | +5+0.2% | Added |
| Novare Capital Management LLC | 2,072 | $496.3K | 0.06% | −150−6.8% | Reduced |
| Traverso Chambers Private Wealth Management, LLC | 2,062 | $494.0K | 0.14% | −8−0.4% | Reduced |
| State of Wyoming | 2,062 | $494.0K | 0.16% | +1,148+125.6% | Added |
| Accuvest Global Advisors | 2,060 | $493.0K | 0.16% | +2,060 | New |
| Mountain Pacific Investment Advisers Inc | 2,051 | $491.3K | 0.04% | +10.0% | Added |
| Boston Financial Mangement LLC | 2,051 | $491.3K | 0.02% | −65−3.1% | Reduced |
| Fort Sheridan Advisors LLC | 2,045 | $489.9K | 0.16% | −300−12.8% | Reduced |
| Martin Capital Advisors, LLP | 2,045 | $489.9K | 0.55% | +800+64.3% | Added |
| Capital Advisors Inc | 2,042 | $489.1K | 0.01% | −496−19.5% | Reduced |
| L2 Asset Management, LLC | 2,040 | $488.7K | 0.32% | +131+6.9% | Added |
| Total Investment Management Inc | 2,029 | $486.1K | 0.12% | +15+0.7% | Added |
| Valmark Advisers, Inc. | 2,028 | $485.8K | 0.01% | +7+0.3% | Added |
| Acropolis Investment Management, LLC | 2,020 | $484.0K | 0.04% | −36−1.8% | Reduced |
| Wayfinding Financial, LLC | 2,278 | $483.0K | 0.39% | −185−7.5% | Reduced |
| Mount Yale Investment Advisors, LLC | 2,015 | $482.8K | 0.06% | +139+7.4% | Added |
| McElhenny Sheffield Capital Management, LLC | 2,015 | $482.7K | 0.23% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 2,004 | $480.0K | 0.40% | +329+19.6% | Added |
| Echo Street Capital Management LLC | 2,003 | $479.8K | 0.00% | +2,003 | New |
| Bienville Capital Management, LLC | 2,000 | $479.1K | 0.18% | 00.0% | Unchanged |
| Burns J W & Co Inc | 2,000 | $479.0K | 0.09% | −15−0.7% | Reduced |
| Cito Capital Group, LLC | 2,000 | $479.0K | 0.26% | 00.0% | Unchanged |
| XTX Topco Ltd | 1,998 | $478.6K | 0.10% | +1,998 | New |
| Lester Murray Antman dba SimplyRich | 1,996 | $478.0K | 0.19% | −64−3.1% | Reduced |
| Landmark Financial Advisors, LLC | 1,993 | $477.4K | 0.22% | −50−2.4% | Reduced |
| Edge Wealth Management LLC | 2,000 | $476.7K | 0.11% | 00.0% | Unchanged |
| Callan Capital, LLC | 1,988 | $476.2K | 0.06% | +1,988 | New |
| Drive Wealth Management, LLC | 1,984 | $475.4K | 0.24% | +268+15.6% | Added |
| Smithfield Trust Co | 1,987 | $475.0K | 0.03% | 00.0% | Unchanged |
| Pacitti Group Inc. | 1,981 | $474.5K | 0.37% | −49−2.4% | Reduced |
| Bensler, LLC | 1,980 | $474.2K | 0.11% | −157−7.3% | Reduced |
| Centurion Wealth Management LLC | 1,973 | $472.5K | 0.27% | +1,973 | New |
| Jackson Wealth Management, LLC | 1,967 | $471.2K | 0.17% | −886−31.1% | Reduced |
| Cooper/Haims Advisors, LLC | 1,961 | $470.0K | 0.33% | −36−1.8% | Reduced |
| Aft, Forsyth & Company, Inc. | 1,960 | $469.5K | 0.40% | 00.0% | Unchanged |
| Winthrop Advisory Group LLC | 1,960 | $469.5K | 0.09% | +53+2.8% | Added |
| First Commonwealth Financial Corp | 1,957 | $468.8K | 0.17% | −41−2.1% | Reduced |
| MSH Capital Advisors LLC | 1,951 | $467.4K | 0.21% | 00.0% | Unchanged |
| Jupiter Wealth Management LLC | 1,952 | $467.0K | 0.45% | +952+95.2% | Added |
| Core Alternative Capital | 1,937 | $464.1K | 0.06% | +1,127+139.1% | Added |
| Chicago Partners Investment Group LLC | 1,849 | $461.6K | 0.03% | +12+0.7% | Added |
| EverSource Wealth Advisors, LLC | 1,922 | $460.5K | 0.07% | +236+14.0% | Added |
| Proficio Capital Partners LLC | 1,905 | $459.2K | 0.09% | +118+6.6% | Added |
| Alan B. Lancz & Associates, Inc. | 1,772 | $458.0K | 0.46% | 00.0% | Unchanged |
| FAI Wealth Management | 1,910 | $457.6K | 0.42% | 00.0% | Unchanged |
| Greenwich Wealth Management LLC | 1,903 | $456.0K | 0.05% | −18−0.9% | Reduced |
| Ramsay, Stattman, Vela & Price, Inc. | 1,900 | $455.2K | 0.10% | −200−9.5% | Reduced |
| Constitution Capital LLC | 1,900 | $455.2K | 0.28% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 1,890 | $452.8K | 0.16% | −199−9.5% | Reduced |
| CPR Investments Inc. | 1,888 | $452.3K | 0.45% | +1,888 | New |
| Appleton Partners Inc | 1,885 | $452.0K | 0.04% | −10−0.5% | Reduced |
| First American Bank | 1,884 | $451.3K | 0.04% | −481−20.3% | Reduced |
| Boston Common Asset Management, LLC | 1,881 | $451.0K | 0.02% | +34+1.8% | Added |
| MCF Advisors LLC | 1,881 | $450.5K | 0.05% | +14+0.7% | Added |
| Sompo Asset Management Co., Ltd. | 1,880 | $450.4K | 0.10% | −220−10.5% | Reduced |
| Westmount Partners, LLC | 1,879 | $450.1K | 0.23% | +1,879 | New |
| First Western Trust Bank | 1,878 | $449.9K | 0.03% | −2−0.1% | Reduced |
| REDW Wealth LLC | 1,878 | $449.9K | 0.16% | 00.0% | Unchanged |
| Journey Strategic Wealth LLC | 1,874 | $448.9K | 0.05% | +96+5.4% | Added |
| David Loasby | 1,786 | $447.8K | 0.06% | −5−0.3% | Reduced |
| Key Financial Inc | 2,725 | $447.1K | 0.21% | 00.0% | Unchanged |
| Smith Anglin Financial, LLC | 1,861 | $445.8K | 0.08% | −51−2.7% | Reduced |
| Archford Capital Strategies, LLC | 1,850 | $443.2K | 0.10% | +1+0.1% | Added |
| Bedel Financial Consulting, Inc. | 1,841 | $441.0K | 0.11% | −220−10.7% | Reduced |
| North Point Portfolio Managers Corp | 1,838 | $440.3K | 0.07% | 00.0% | Unchanged |
| CWM Advisors, LLC | 1,836 | $439.9K | 0.06% | −362−16.5% | Reduced |
| Horst & Graben Wealth Management LLC | 1,832 | $439.0K | 0.11% | +9+0.5% | Added |
| Shoker Investment Counsel, Inc. | 1,829 | $438.3K | 0.20% | +9+0.5% | Added |
| Astoria Portfolio Advisors LLC. | 1,753 | $437.6K | 0.21% | −201−10.3% | Reduced |
| Verus Capital Partners, LLC | 1,826 | $437.4K | 0.08% | −122−6.3% | Reduced |
| Edgestream Partners, L.P. | 1,825 | $437.2K | 0.05% | −1,172−39.1% | Reduced |
| Montz Harcus Wealth Management LLC | 1,824 | $436.9K | 0.43% | +50+2.8% | Added |
| Rockingstone Advisors LLC | 1,814 | $434.6K | 0.32% | +1,814 | New |
| Walter & Keenan Financial Consulting Co | 1,814 | $434.5K | 0.17% | 00.0% | Unchanged |
| WestHill Financial Advisors, Inc. | 1,811 | $433.8K | 0.14% | +400+28.3% | Added |
| FSB Premier Wealth Management, Inc. | 1,810 | $433.7K | 0.24% | −131−6.7% | Reduced |
| Jeppson Wealth Management, LLC | 1,810 | $433.6K | 0.18% | 00.0% | Unchanged |
| MBA Advisors LLC | 1,805 | $432.5K | 0.28% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 1,804 | $432.3K | 0.09% | −61−3.3% | Reduced |
| Eads & Heald Wealth Management | 1,803 | $432.0K | 0.22% | −56−3.0% | Reduced |
| Baker Boyer National Bank | 1,801 | $431.4K | 0.18% | 00.0% | Unchanged |
| Fundamentun, LLC | 1,792 | $429.3K | 0.08% | −128−6.7% | Reduced |
| Cassaday & Co Wealth Management LLC | 1,786 | $427.9K | 0.02% | +1,786 | New |
| Wells Trecaso Financial Group, LLC | 1,785 | $427.6K | 0.21% | −45−2.5% | Reduced |
| Benchmark Wealth Management, LLC | 1,779 | $426.3K | 0.31% | 00.0% | Unchanged |
| Lakeside Advisors, INC. | 1,777 | $425.8K | 0.35% | +1+0.1% | Added |