Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sanders Morris Harris LLC | 1,775 | $425.2K | 0.16% | 00.0% | Unchanged |
| LifeSteps Financial, Inc. | 1,774 | $425.0K | 0.44% | +100+6.0% | Added |
| Y.D. More Investments Ltd | 1,763 | $423.2K | 0.11% | +1,763 | New |
| Grove Bank & Trust | 1,766 | $423.0K | 0.09% | +14+0.8% | Added |
| PFS Investments Inc. | 1,756 | $421.0K | 0.01% | +336+23.7% | Added |
| YHB Investment Advisors, Inc. | 1,756 | $420.7K | 0.04% | +15+0.9% | Added |
| Gradient Capital Advisors, LLC | 1,755 | $420.5K | 0.19% | 00.0% | Unchanged |
| Fortitude Advisory Group L.L.C. | 1,754 | $420.1K | 0.36% | +124+7.6% | Added |
| WealthTrust Axiom LLC | 1,751 | $419.7K | 0.15% | +149+9.3% | Added |
| Marks Group Wealth Management, Inc | 1,748 | $418.8K | 0.06% | 00.0% | Unchanged |
| Trust Co of Virginia | 1,745 | $418.0K | 0.05% | +32+1.9% | Added |
| TBH Global Asset Management, LLC | 1,743 | $417.6K | 0.10% | +1,743 | New |
| Register Financial Advisors LLC | 1,741 | $417.1K | 0.27% | +1,741 | New |
| Trustco Bank Corp N Y | 1,741 | $417.1K | 0.46% | −12−0.7% | Reduced |
| Sovereign Financial Group, Inc. | 1,739 | $416.6K | 0.16% | +96+5.8% | Added |
| Tobam | 1,735 | $416.0K | 0.03% | −1,127−39.4% | Reduced |
| Bard Financial Services, Inc. | 1,735 | $416.0K | 0.04% | +1,735 | New |
| Legacy Advisors, LLC | 1,736 | $415.9K | 0.08% | +287+19.8% | Added |
| Latitude Advisors, LLC | 1,736 | $415.8K | 0.31% | −222−11.3% | Reduced |
| Kaydan Wealth Management, Inc. | 1,732 | $414.9K | 0.17% | −29−1.6% | Reduced |
| Olistico Wealth, LLC | 1,730 | $414.4K | 0.45% | +1,730 | New |
| Advisory Resource Group | 1,729 | $414.2K | 0.12% | −82−4.5% | Reduced |
| TrinityPoint Wealth, LLC | 1,728 | $414.0K | 0.09% | −13−0.7% | Reduced |
| Verity Asset Management, Inc. | 1,727 | $413.7K | 0.35% | +1,727 | New |
| Raab & Moskowitz Asset Management LLC | 1,726 | $413.5K | 0.16% | 00.0% | Unchanged |
| First Nebraska Trust Co | 1,726 | $413.5K | 0.05% | +1,726 | New |
| Newbridge Financial Services Group, Inc. | 1,718 | $411.4K | 0.24% | −232−11.9% | Reduced |
| Check Capital Management Inc | 1,717 | $411.3K | 0.04% | 00.0% | Unchanged |
| Gillespie Robinson & Grimm Inc | 1,715 | $411.0K | 0.04% | −342−16.6% | Reduced |
| PDS Planning, Inc | 1,714 | $410.6K | 0.07% | +153+9.8% | Added |
| Patten Group, Inc. | 1,713 | $410.5K | 0.13% | +6+0.4% | Added |
| Glassman Wealth Services | 1,712 | $410.1K | 0.08% | +277+19.3% | Added |
| BigSur Wealth Management LLC | 1,710 | $409.6K | 0.20% | 00.0% | Unchanged |
| Silvia McColl Wealth Management, LLC | 1,704 | $408.2K | 0.40% | +1,704 | New |
| Means Investment Co., Inc. | 1,702 | $407.7K | 0.08% | +398+30.5% | Added |
| Trinity Financial Advisors LLC | 1,700 | $407.3K | 0.27% | 00.0% | Unchanged |
| Axiom Investment Management LLC | 1,699 | $407.0K | 1.06% | +1,465+626.1% | Added |
| Thomas Story & Son LLC | 1,700 | $407.0K | 0.21% | 00.0% | Unchanged |
| Campbell & CO Investment Adviser LLC | 1,698 | $406.8K | 0.10% | +1,698 | New |
| Red Door Wealth Management, LLC | 1,692 | $405.3K | 0.13% | −893−34.5% | Reduced |
| Summit Wealth Partners, LLC | 1,690 | $404.9K | 0.11% | +6+0.4% | Added |
| Davidson Investment Advisors | 1,680 | $402.5K | 0.03% | +10+0.6% | Added |
| Tradition Wealth Management, LLC | 1,680 | $402.0K | 0.06% | +8+0.5% | Added |
| Fluent Financial, LLC | 1,669 | $399.8K | 0.24% | −5,861−77.8% | Reduced |
| Geller Advisors LLC | 1,668 | $399.6K | 0.07% | +1,668 | New |
| Sunburst Financial Group, LLC | 1,667 | $399.3K | 0.16% | 00.0% | Unchanged |
| Pinnacle Financial Group, LLC | 1,666 | $399.1K | 0.28% | +57+3.5% | Added |
| Resurgent Financial Advisors LLC | 1,660 | $397.6K | 0.21% | +12+0.7% | Added |
| GraniteShares Advisors LLC | 1,659 | $397.4K | 0.33% | −243−12.8% | Reduced |
| Addison Advisors LLC | 1,658 | $397.2K | 0.24% | +43+2.7% | Added |
| Atlas Private Wealth Management | 1,657 | $396.9K | 0.18% | +1+0.1% | Added |
| Wendell David Associates Inc | 1,653 | $396.0K | 0.05% | −29−1.7% | Reduced |
| Fairfield, Bush & Co. | 1,653 | $395.9K | 0.26% | +33+2.0% | Added |
| Eaton Financial Holdings Company, LLC | 1,651 | $395.5K | 0.34% | +1,651 | New |
| Taylor Hoffman Wealth Management | 1,648 | $394.8K | 0.24% | −698−29.8% | Reduced |
| Regent Peak Wealth Advisors LLC | 1,644 | $393.8K | 0.13% | +12+0.7% | Added |
| Balboa Wealth Partners | 1,642 | $393.3K | 0.18% | +361+28.2% | Added |
| Daymark Wealth Partners, LLC | 1,639 | $392.6K | 0.07% | +1,639 | New |
| BNC Wealth Management, LLC | 1,633 | $391.2K | 0.23% | −15−0.9% | Reduced |
| Lakeview Capital Partners, LLC | 1,494 | $390.7K | 0.12% | 00.0% | Unchanged |
| RKL Wealth Management LLC | 1,626 | $389.7K | 0.05% | +100+6.6% | Added |
| Stokes Family Office, LLC | 1,625 | $389.3K | 0.05% | +16+1.0% | Added |
| New Republic Capital, LLC | 1,625 | $389.3K | 0.31% | +1,625 | New |
| Marietta Investment Partners LLC | 1,624 | $389.0K | 0.11% | +324+24.9% | Added |
| Penserra Capital Management LLC | 1,630 | $389.0K | 0.01% | +1,630 | New |
| American Money Management, LLC | 1,623 | $388.9K | 0.11% | −233−12.6% | Reduced |
| Financial Partners Group, Inc | 1,561 | $387.4K | 0.09% | +173+12.5% | Added |
| Bender Robert & Associates | 1,617 | $387.4K | 0.14% | 00.0% | Unchanged |
| Stephens Consulting, LLC | 1,616 | $387.1K | 0.26% | −100−5.8% | Reduced |
| Waters Parkerson & Co., LLC | 1,613 | $386.0K | 0.02% | −100−5.8% | Reduced |
| Camden National Bank | 1,610 | $386.0K | 0.08% | 00.0% | Unchanged |
| Integrated Investment Consultants, LLC | 1,609 | $385.5K | 0.13% | +261+19.4% | Added |
| Vishria Bird Financial Group, LLC | 1,606 | $385.0K | 0.27% | 00.0% | Unchanged |
| Insigneo Advisory Services, LLC | 1,609 | $385.0K | 0.15% | +1,609 | New |
| Sanchez Wealth Management Group | 1,606 | $384.8K | 0.19% | +8+0.5% | Added |
| Wealth Alliance | 1,606 | $384.7K | 0.07% | −22−1.4% | Reduced |
| Sepio Capital, LP | 1,604 | $384.3K | 0.03% | +299+22.9% | Added |
| SG Americas Securities, LLC | 1,601 | $384.0K | 0.01% | −32,631−95.3% | Reduced |
| PBMares Wealth Management LLC | 1,601 | $383.6K | 0.16% | 00.0% | Unchanged |
| Ssi Investment Management LLC | 1,601 | $383.5K | 0.02% | 00.0% | Unchanged |
| IMS Capital Management | 1,600 | $383.3K | 0.24% | 00.0% | Unchanged |
| Icapital Wealth LLC | 1,600 | $383.3K | 0.30% | 00.0% | Unchanged |
| WESCAP Management Group, Inc. | 1,600 | $383.3K | 0.13% | 00.0% | Unchanged |
| Tennessee Valley Asset Management Partners | 1,599 | $383.1K | 0.13% | +6+0.4% | Added |
| Paulson Wealth Management Inc. | 1,593 | $381.6K | 0.19% | +1,593 | New |
| Comprehensive Financial Consultants Institutional, Inc. | 1,496 | $381.6K | 0.23% | 00.0% | Unchanged |
| Centennial Wealth Advisory LLC | 1,590 | $380.8K | 0.21% | +91+6.1% | Added |
| Affinity Capital Advisors, LLC | 1,587 | $380.2K | 0.13% | +4+0.3% | Added |
| WSFS Capital Management, LLC | 1,578 | $378.0K | 0.04% | +1,578 | New |
| Personal Cfo Solutions, LLC | 1,576 | $377.6K | 0.08% | +1,576 | New |
| Operose Advisors LLC | 1,570 | $376.2K | 0.20% | +6+0.4% | Added |
| GeoWealth Management, LLC | 1,571 | $376.0K | 0.04% | −1,332−45.9% | Reduced |
| TD Ameritrade Investment Management, LLC | 1,571 | $376.0K | 0.00% | −1,119−41.6% | Reduced |
| Sanford Advisory Services, LLC | 1,569 | $376.0K | 0.09% | 00.0% | Unchanged |
| Smith Shellnut Wilson LLC | 1,563 | $374.4K | 0.23% | +19+1.2% | Added |
| Wealth Management Associates, Inc. | 1,563 | $374.4K | 0.25% | +71+4.8% | Added |
| Sugarloaf Wealth Management, LLC | 1,559 | $373.4K | 0.09% | −107−6.4% | Reduced |
| Harel Insurance Investments & Financial Services Ltd. | 1,559 | $373.0K | 0.01% | −741−32.2% | Reduced |
| TriaGen Wealth Management LLC | 1,556 | $372.8K | 0.21% | +1,556 | New |
| Exencial Wealth Advisors, LLC | 1,554 | $372.4K | 0.02% | +166+12.0% | Added |