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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q4 2022

Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,287
+332 vs. Q3 2022
Shares held
363.9M
+5.24M (+1.5%) vs. Q3 2022
Total value
$87.1B
+$28.2B (+47.7%) vs. Q3 2022
New holders
411
757 more added
Sold out
79
791 more reduced

37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2022: 2,287 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,151 institutionsQ4 2025: 3,543 institutionsQ1 2026: 3,773 institutionsQ2 2026: 4,070 institutions
Value heldQ4 2022: $87.1B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,773$232.0B
Q4 20253,543$188.7B
Q3 20253,151$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q4 2022

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.

Institutions holding CAT in Q4 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Quantum Financial Advisors, LLC1,552$371.9K0.17%+9+0.6%Added
Moreno Evelyn V1,550$371.3K0.09%+1,550New
Delta Financial Group, Inc.1,522$370.0K0.16%+1,522New
Doliver Advisors, LP1,543$369.6K0.12%−10−0.6%Reduced
Addison Capital Co1,542$369.0K0.24%−6−0.4%Reduced
SAM Advisors, LLC1,540$369.0K0.16%00.0%Unchanged
West Family Investments, Inc.1,539$368.7K0.13%+21+1.4%Added
Charter Oak Capital Management, LLC1,536$367.9K0.06%−7−0.5%Reduced
Plancorp, LLC1,536$367.9K0.02%−14−0.9%Reduced
Capital Square, LLC1,534$367.6K0.33%00.0%Unchanged
BDO Wealth Advisors, LLC1,534$367.5K0.05%−53−3.3%Reduced
Avestar Capital, LLC1,534$367.5K0.08%+265+20.9%Added
Strategic Financial Services, Inc,1,531$366.8K0.03%−5,471−78.1%Reduced
Mark Stevens1,526$366.0K0.05%+23+1.5%Added
Ledyard National Bank1,527$365.8K0.04%00.0%Unchanged
Firethorn Wealth Partners, LLC1,514$362.6K0.31%+1,514New
Bell Bank1,511$362.0K0.04%00.0%Unchanged
Smith Chas P & Associates Pa Cpas1,505$361.0K0.03%−96−6.0%Reduced
Richwood Investment Advisors, LLC1,505$360.5K0.36%+34+2.3%Added
Heartwood Wealth Advisors LLC1,504$360.3K0.06%+4+0.3%Added
Fingerlakes Wealth Management, Inc.1,503$359.9K0.49%+8+0.5%Added
Schulhoff & Co Inc1,500$359.3K0.17%−150−9.1%Reduced
Rbo & Co LLC1,500$359.3K0.06%00.0%Unchanged
Lafayette Investments, Inc.1,500$359.3K0.10%00.0%Unchanged
Burton Enright Welch1,500$359.3K0.15%+3+0.2%Added
Chickasaw Capital Management LLC1,500$359.0K0.02%00.0%Unchanged
Crewe Advisors LLC1,496$358.4K0.06%+1,059+242.3%Added
Hohimer Wealth Management, LLC1,491$357.3K0.11%+14+0.9%Added
Highview Capital Management LLC1,490$356.9K0.22%00.0%Unchanged
Center For Asset Management LLC1,490$356.9K0.33%+1+0.1%Added
Mengis Capital Management, Inc.1,487$356.0K0.08%00.0%Unchanged
DuPont Capital Management Corp1,480$354.5K0.02%−318−17.7%Reduced
Laidlaw Wealth Management LLC1,478$354.1K0.08%−372−20.1%Reduced
Tectonic Advisors LLC1,477$353.8K0.05%00.0%Unchanged
Occidental Asset Management, LLC1,470$352.2K0.10%+1,470New
Strategic Equity Management1,469$351.9K0.13%+7+0.5%Added
Evanson Asset Management, LLC1,464$350.7K0.04%−765−34.3%Reduced
North Star Asset Management Inc1,460$349.7K0.02%−170−10.4%Reduced
Woodley Farra Manion Portfolio Management Inc1,459$349.5K0.03%−75−4.9%Reduced
LVW Advisors, LLC1,458$349.3K0.07%+42+3.0%Added
Meredith Wealth Planning1,455$348.6K0.30%+1,455New
Signet Investment Advisory Group, Inc.1,455$348.6K0.25%−10−0.7%Reduced
Lifestyle Asset Management, Inc.1,454$348.3K0.28%+1,454New
Peddock Capital Advisors, LLC1,450$347.3K0.13%−225−13.4%Reduced
First Community Trust NA1,450$347.0K0.40%00.0%Unchanged
Zullo Investment Group, Inc.1,445$346.2K0.21%+15+1.0%Added
Silicon Hills Wealth Management, LLC1,443$345.7K0.26%00.0%Unchanged
Prosperity Consulting Group, LLC1,441$345.3K0.23%−19−1.3%Reduced
L.M. Kohn & Company1,438$344.5K0.16%+59+4.3%Added
Forte Capital LLC1,433$343.2K0.06%−11−0.8%Reduced
Asset Management Corp1,427$341.8K0.29%+6+0.4%Added
Rosenberg Matthew Hamilton1,425$341.4K0.12%00.0%Unchanged
Bigelow Investment Advisors, LLC1,425$341.4K0.20%−186−11.5%Reduced
Acima Private Wealth, LLC1,421$340.4K0.17%00.0%Unchanged
Premier Asset Management LLC1,418$339.7K0.43%+43+3.1%Added
Abacus Wealth Partners, LLC1,416$339.2K0.12%00.0%Unchanged
Frisch Financial Group, Inc.1,414$339.0K0.13%+8+0.6%Added
Acas, LLC1,412$338.3K0.52%+1,412New
Colonial River Wealth Management, LLC1,411$338.0K0.22%−123−8.0%Reduced
AF Advisors, Inc.2,060$338.0K0.21%00.0%Unchanged
CarsonAllaria Wealth Management, Ltd.1,409$338.0K0.30%+833+144.6%Added
Garden State Investment Advisory Services LLC1,406$337.1K0.20%+1,406New
Empirical Asset Management, LLC1,648$336.9K0.35%+1,648New
Regatta Capital Group, LLC1,402$335.9K0.12%+107+8.3%Added
First National Corp1,401$335.5K0.08%00.0%Unchanged
Ironwood Investment Management LLC1,400$335.4K0.22%−195−12.2%Reduced
New Jersey Better Educational Savings Trust1,400$335.4K0.99%00.0%Unchanged
Wellington Shields Capital Management, LLC1,400$335.4K0.04%00.0%Unchanged
ERTS Wealth Advisors, LLC1,400$335.4K0.09%00.0%Unchanged
Alta Advisers Ltd1,400$335.0K0.20%00.0%Unchanged
Enterprise Financial Services Corp1,397$334.7K0.23%+43+3.2%Added
TFG Advisers LLC1,396$334.4K0.17%−30−2.1%Reduced
Alesco Advisors LLC1,395$334.2K0.01%+11+0.8%Added
South Street Advisors LLC1,390$333.0K0.07%+1,390New
Waypoint Capital Advisors, LLC1,389$332.7K0.12%−80−5.4%Reduced
Gerber Kawasaki Wealth & Investment Management1,389$332.7K0.03%−33−2.3%Reduced
Prosperity Financial Group, Inc.1,389$332.7K0.36%+1,389New
Cortland Associates Inc1,387$332.0K0.05%00.0%Unchanged
Rollins Financial1,378$330.2K0.13%−843−38.0%Reduced
Blankinship & Foster, LLC1,377$329.9K0.14%00.0%Unchanged
apricus wealth, LLC1,375$329.4K0.30%00.0%Unchanged
Ahrens Investment Partners LLC1,369$328.0K0.15%+1,369New
SFMG, LLC1,368$327.8K0.04%+6+0.4%Added
Nadler Financial Group, Inc.1,368$327.7K0.06%+3+0.2%Added
ProVise Management Group, LLC1,367$327.5K0.03%+34+2.6%Added
Annex Advisory Services, LLC1,357$325.2K0.02%−304−18.3%Reduced
Warren Street Wealth Advisors, LLC1,356$325.0K0.26%+80+6.3%Added
Seed Wealth Management, Inc.1,355$324.6K0.37%+1,355New
Relyea Zuckerberg Hanson LLC1,350$323.5K0.09%+1,350New
Valley National Advisers Inc1,292$323.0K0.06%00.0%Unchanged
Winslow Asset Management Inc1,345$322.0K0.08%00.0%Unchanged
McGowan Group Asset Management, Inc.1,343$321.7K0.05%+1,343New
Krilogy Financial LLC1,342$321.6K0.03%+1,342New
Guardian Wealth Management, Inc.1,341$321.3K0.32%−6−0.4%Reduced
YorkBridge Wealth Partners, LLC1,341$321.3K0.08%00.0%Unchanged
Coyle Financial Counsel LLC1,340$321.0K0.15%00.0%Unchanged
Barr E S & Co1,338$320.5K0.03%00.0%Unchanged
Hall Laurie J Trustee1,330$319.0K0.14%00.0%Unchanged
WealthShield Partners, LLC1,330$318.6K0.06%−416−23.8%Reduced
Beaumont Financial Advisors, LLC1,329$318.3K0.03%+1,329New