Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| OneAscent Wealth Management LLC | 1,324 | $317.0K | 0.15% | +1,324 | New |
| Indie Asset Partners, LLC | 1,320 | $316.3K | 0.35% | 00.0% | Unchanged |
| Bangor Savings Bank | 1,317 | $316.0K | 0.04% | 00.0% | Unchanged |
| Old Second National Bank of Aurora | 1,319 | $316.0K | 0.09% | −1,106−45.6% | Reduced |
| First Affirmative Financial Network | 1,318 | $315.8K | 0.38% | −363−21.6% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 1,318 | $315.7K | 0.07% | −214−14.0% | Reduced |
| Monarch Capital Management Inc | 1,317 | $315.5K | 0.10% | 00.0% | Unchanged |
| Asset Allocation & Management Company, LLC | 1,313 | $315.0K | 0.12% | −498−27.5% | Reduced |
| Summit Trail Advisors, LLC | 1,314 | $314.8K | 0.01% | −355−21.3% | Reduced |
| Millington Financial Advisors, LLC | 1,312 | $314.4K | 0.31% | +1,312 | New |
| Pinkerton Retirement Specialists, LLC | 1,312 | $314.3K | 0.07% | +1,312 | New |
| Crescent Grove Advisors, LLC | 1,311 | $314.0K | 0.03% | −471−26.4% | Reduced |
| Westshore Wealth, LLC | 1,310 | $313.8K | 0.18% | 00.0% | Unchanged |
| Landaas & Co | 1,298 | $311.0K | 0.17% | −1,456−52.9% | Reduced |
| Compass Financial Advisors LLC | 1,298 | $310.9K | 0.42% | −100−7.2% | Reduced |
| Chesley Taft & Associates LLC | 1,295 | $310.2K | 0.02% | 00.0% | Unchanged |
| Benedict Financial Advisors Inc | 1,288 | $308.7K | 0.09% | +2+0.2% | Added |
| Van Eck Associates Corp | 1,285 | $308.0K | 0.00% | +1,285 | New |
| Dudley Capital Management, LLC | 1,285 | $307.8K | 0.23% | +1,285 | New |
| Jmac Enterprises LLC | 1,285 | $307.8K | 0.08% | −294−18.6% | Reduced |
| Sandy Cove Advisors, LLC | 1,283 | $307.4K | 0.25% | +48+3.9% | Added |
| Sound Income Strategies, LLC | 1,282 | $307.1K | 0.04% | +596+86.9% | Added |
| CWS Financial Advisors, LLC | 1,324 | $307.0K | 0.13% | +1,324 | New |
| Gilman Hill Asset Management, LLC | 1,280 | $306.6K | 0.06% | 00.0% | Unchanged |
| Grimes & Company, Inc. | 1,279 | $306.4K | 0.01% | +5+0.4% | Added |
| BSW Wealth Partners | 1,275 | $305.0K | 0.07% | +36+2.9% | Added |
| JGP Wealth Management, LLC | 1,270 | $304.2K | 0.06% | +3+0.2% | Added |
| SJS Investment Consulting Inc. | 1,270 | $304.2K | 0.09% | −42−3.2% | Reduced |
| Northern Oak Wealth Management Inc | 1,270 | $304.2K | 0.04% | 00.0% | Unchanged |
| Alpha Family Trust | 1,270 | $304.2K | 0.27% | +1,270 | New |
| Graves-Light Private Wealth Management, Inc. | 1,268 | $303.9K | 0.05% | +1+0.1% | Added |
| Cornerstone Advisory, LLC | 1,266 | $303.4K | 0.06% | +8+0.6% | Added |
| Legacy Financial Advisors, Inc. | 1,262 | $302.2K | 0.07% | +1,262 | New |
| Next Level Private LLC | 1,220 | $300.9K | 0.22% | 00.0% | Unchanged |
| Herold Advisors, Inc. | 1,253 | $300.2K | 0.13% | −35−2.7% | Reduced |
| Riverview Trust Co | 1,253 | $300.0K | 0.28% | +186+17.4% | Added |
| Oliver Luxxe Assets LLC | 1,250 | $299.4K | 0.08% | 00.0% | Unchanged |
| Monterey Private Wealth, Inc. | 1,244 | $298.0K | 0.16% | −29−2.3% | Reduced |
| Calamos Wealth Management LLC | 1,244 | $298.0K | 0.02% | 00.0% | Unchanged |
| Eudaimonia Advisors LLC | 1,242 | $297.5K | 0.20% | −32−2.5% | Reduced |
| Thrive Wealth Management, LLC | 1,242 | $297.5K | 0.09% | +1,242 | New |
| Hamilton Capital, LLC | 1,239 | $296.8K | 0.02% | +1,239 | New |
| Beacon Financial Advisory LLC | 1,238 | $296.5K | 0.21% | +1+0.1% | Added |
| Tortoise Investment Management, LLC | 1,232 | $295.2K | 0.05% | 00.0% | Unchanged |
| Lumature Wealth Partners, LLC | 1,232 | $295.1K | 0.16% | −34−2.7% | Reduced |
| Birchcreek Wealth Management, LLC | 1,232 | $295.1K | 0.26% | 00.0% | Unchanged |
| Basepoint Wealth LLC | 1,231 | $295.0K | 0.26% | +3+0.2% | Added |
| Gould Asset Management LLC | 1,230 | $294.7K | 0.09% | −395−24.3% | Reduced |
| Stelac Advisory Services LLC | 1,230 | $294.7K | 0.13% | 00.0% | Unchanged |
| Resource Consulting Group Inc | 1,223 | $293.0K | 0.08% | 00.0% | Unchanged |
| WNY Asset Management, LLC | 1,220 | $292.3K | 0.08% | +1,220 | New |
| Greenline Partners, LLC | 1,205 | $288.7K | 0.06% | +1,205 | New |
| Cornerstone Retirement Group, Inc. | 1,204 | $288.4K | 0.09% | +1,204 | New |
| Objective Capital Management, LLC | 1,202 | $287.9K | 0.29% | +1,202 | New |
| OmniStar Financial Group, Inc. | 1,202 | $287.8K | 0.33% | +1,202 | New |
| NBW Capital LLC | 1,201 | $287.7K | 0.07% | +1,201 | New |
| Fca Corp | 1,200 | $287.5K | 0.12% | +1,200 | New |
| Acorn Financial Advisory Services Inc | 1,199 | $287.2K | 0.06% | +1,199 | New |
| TruWealth Advisors, LLC | 1,198 | $287.0K | 0.03% | +1,198 | New |
| St Germain D J Co Inc | 7,220 | $286.5K | 0.10% | +1,670+30.1% | Added |
| One Capital Management, LLC | 1,196 | $286.5K | 0.02% | −237−16.5% | Reduced |
| Hutchinson Capital Management | 1,195 | $286.3K | 0.07% | −501−29.5% | Reduced |
| Pacific Global Investment Management CO | 1,194 | $286.0K | 0.06% | +1,194 | New |
| CJM Wealth Advisers, Ltd. | 1,193 | $285.8K | 0.18% | +1,193 | New |
| Wallace Advisory Group, LLC | 1,193 | $285.8K | 0.23% | +1,193 | New |
| Marotta Asset Management | 1,192 | $285.6K | 0.07% | −111−8.5% | Reduced |
| Bristlecone Advisors, LLC | 1,192 | $285.6K | 0.04% | +1,192 | New |
| Perennial Investment Advisors, LLC | 1,190 | $285.1K | 0.12% | +1,190 | New |
| Canal Capital Management, LLC | 1,184 | $283.6K | 0.07% | +1,184 | New |
| Westover Capital Advisors, LLC | 1,183 | $283.4K | 0.11% | +1,183 | New |
| HF Advisory Group, LLC | 1,183 | $283.4K | 0.29% | +1,183 | New |
| Brogan Financial, Inc. | 1,182 | $283.1K | 0.25% | +1,182 | New |
| Mount Vernon Associates Inc | 1,176 | $282.0K | 0.36% | +1,176 | New |
| CapWealth Advisors, LLC | 1,176 | $281.7K | 0.03% | +1,176 | New |
| Fagan Associates, Inc. | 1,173 | $281.0K | 0.07% | +1,173 | New |
| FMB Wealth Management | 1,170 | $280.3K | 0.36% | +1,170 | New |
| Shorepoint Capital Partners LLC | 1,170 | $280.0K | 0.08% | +1,170 | New |
| GSB Wealth Management, LLC | 1,168 | $279.8K | 0.10% | +1,168 | New |
| TCWP LLC | 1,168 | $279.8K | 0.06% | +1,168 | New |
| Breakwater Capital Group | 1,165 | $279.1K | 0.15% | +1,165 | New |
| Jessup Wealth Management, Inc | 1,159 | $277.6K | 0.18% | +1,159 | New |
| Dentgroup LLC | 1,158 | $277.3K | 0.24% | +1+0.1% | Added |
| Royal Capital Wealth Management, LLC | 1,158 | $277.0K | 0.29% | +1,158 | New |
| Executive Wealth Management, LLC | 1,153 | $276.4K | 0.03% | +1,153 | New |
| Eagle Bay Advisors LLC | 1,152 | $275.9K | 0.16% | +178+18.3% | Added |
| Gallagher Benefit Services, Inc. | 1,146 | $275.1K | 0.06% | +1,146 | New |
| F3Logic, LLC | 1,146 | $275.1K | 0.06% | +1,146 | New |
| Epic Trust Investment Advisors, LLC | 1,145 | $274.0K | 0.41% | +1,145 | New |
| Beacon Financial Group | 1,137 | $273.0K | 0.04% | +1,137 | New |
| Coastwise Capital Group, LLC | 1,140 | $273.0K | 0.32% | +1,140 | New |
| SkyOak Wealth, LLC | 1,139 | $272.9K | 0.09% | +1,139 | New |
| Sage Investment Advisers LLC | 1,135 | $271.9K | 0.39% | +1,135 | New |
| Oakworth Capital, Inc. | 1,135 | $271.9K | 0.03% | −18−1.6% | Reduced |
| Aua Capital Management, LLC | 1,133 | $271.4K | 0.18% | 00.0% | Unchanged |
| Keb Asset Management, LLC | 1,133 | $271.4K | 0.14% | +1,133 | New |
| Tiedemann Advisors, LLC | 1,132 | $271.2K | 0.01% | +1,132 | New |
| Altus Wealth Group LLC | 1,130 | $270.8K | 0.21% | −422−27.2% | Reduced |
| LJI Wealth Management, LLC | 1,122 | $268.8K | 0.09% | +1,122 | New |
| Old Point Trust & Financial Services N A | 1,120 | $268.3K | 0.12% | +1,120 | New |
| Spring Capital Management, LLC | 1,120 | $268.3K | 0.23% | +1,120 | New |