Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bremer Bank National Association | 1,117 | $268.0K | 0.05% | +1,117 | New |
| Joule Financial, LLC | 1,118 | $267.8K | 0.18% | +1,118 | New |
| Hengehold Capital Management LLC | 1,110 | $265.9K | 0.04% | +1,110 | New |
| Future Financial Wealth Managment LLC | 1,108 | $265.4K | 0.30% | −200−15.3% | Reduced |
| Cheviot Value Management, LLC | 1,108 | $265.4K | 0.07% | +1,108 | New |
| Isthmus Partners, LLC | 1,107 | $265.2K | 0.04% | +1,107 | New |
| Institutional & Family Asset Management, LLC | 1,107 | $265.1K | 0.04% | +6+0.5% | Added |
| True Capital Management | 1,106 | $265.1K | 0.22% | +1,106 | New |
| Sunflower Bank, N.A. | 1,105 | $265.0K | 0.06% | +1,105 | New |
| Lake Street Financial LLC | 1,105 | $264.8K | 0.05% | −206−15.7% | Reduced |
| Selective Wealth Management, Inc. | 1,059 | $264.4K | 0.14% | −200−15.9% | Reduced |
| S.C. Financial Services, Inc. | 1,101 | $263.8K | 0.41% | +1,101 | New |
| Summit X, LLC | 1,475 | $263.8K | 0.08% | −274−15.7% | Reduced |
| Redmont Wealth Advisors LLC | 1,100 | $263.5K | 0.31% | +1,100 | New |
| Five Oceans Advisors | 1,099 | $263.3K | 0.18% | +1,099 | New |
| HFR Wealth Management, LLC | 1,096 | $263.0K | 0.08% | +1,096 | New |
| Quent Capital, LLC | 1,097 | $262.9K | 0.05% | +47+4.5% | Added |
| Alerus Financial NA | 1,097 | $262.8K | 0.02% | +1,097 | New |
| Jarislowsky, Fraser Ltd | 1,097 | $262.8K | 0.00% | +1,097 | New |
| GoalVest Advisory LLC | 1,095 | $262.3K | 0.17% | 00.0% | Unchanged |
| NFP Retirement, Inc. | 1,095 | $262.3K | 0.06% | +1,095 | New |
| Beacon Capital Management, LLC | 1,093 | $262.1K | 0.09% | −359−24.7% | Reduced |
| Middleton & Co Inc | 1,090 | $261.1K | 0.04% | +1,090 | New |
| Baxter Bros Inc | 1,090 | $261.0K | 0.04% | +1,090 | New |
| Beddow Capital Management Inc | 1,090 | $261.0K | 0.13% | +1,090 | New |
| Sage Mountain Advisors LLC | 1,085 | $259.9K | 0.06% | +1,085 | New |
| Sentinus, LLC | 1,068 | $259.7K | 0.15% | +1,068 | New |
| Foster Group, Inc. | 1,082 | $259.2K | 0.02% | +1,082 | New |
| Capital Advisors Wealth Management, LLC | 1,081 | $258.9K | 0.08% | +1,081 | New |
| Anchor Capital Advisors LLC | 1,080 | $258.7K | 0.01% | +1,080 | New |
| Private Portfolio Partners LLC | 1,079 | $258.4K | 0.07% | −874−44.8% | Reduced |
| Consilium Wealth Advisory, LLC | 1,077 | $258.0K | 0.22% | +1,077 | New |
| Silvant Capital Management LLC | 1,076 | $257.8K | 0.02% | 00.0% | Unchanged |
| Boston Family Office LLC | 1,072 | $257.0K | 0.02% | +1,072 | New |
| KLR Investment Advisors, LLC | 1,069 | $256.1K | 0.21% | +1,069 | New |
| Childress Capital Advisors, LLC | 1,068 | $255.8K | 0.08% | +1,068 | New |
| Mogy Joel R Investment Counsel Inc | 1,060 | $253.9K | 0.03% | +1,060 | New |
| Wealth Dimensions Group, Ltd. | 1,059 | $253.6K | 0.10% | +1,059 | New |
| Legacy Trust | 1,054 | $252.5K | 0.08% | +1,054 | New |
| Halbert Hargrove Global Advisors, LLC | 1,053 | $252.3K | 0.02% | +1,053 | New |
| Kessler Investment Group, LLC | 1,050 | $252.0K | 0.27% | +16+1.5% | Added |
| Weybosset Research & Management LLC | 1,050 | $252.0K | 0.10% | +1,050 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,050 | $251.7K | 0.02% | +102+10.8% | Added |
| Bennicas & Associates, Inc. | 1,050 | $251.5K | 0.15% | +1,050 | New |
| Greylin Investment Mangement Inc | 1,050 | $251.5K | 0.05% | +1,050 | New |
| BlackDiamond Wealth Management Inc. | 1,003 | $251.4K | 0.29% | +1,003 | New |
| Certified Advisory Corp | 1,044 | $250.2K | 0.05% | +1,044 | New |
| Maven Securities LTD | 1,044 | $250.1K | 0.05% | −3,206−75.4% | Reduced |
| JB Capital LLC | 1,043 | $249.9K | 0.02% | +1,043 | New |
| LifePro Asset Management | 1,043 | $249.9K | 0.18% | +1,043 | New |
| Hourglass Capital, LLC | 1,042 | $249.6K | 0.09% | +1,042 | New |
| Goodwin Daniel L | 1,040 | $249.1K | 0.13% | +1,040 | New |
| Ascent Group, LLC | 1,035 | $247.9K | 0.03% | +75+7.8% | Added |
| Univest Financial Corp | 1,034 | $247.7K | 0.08% | +1,034 | New |
| Grant Street Asset Management, Inc. | 1,034 | $247.7K | 0.11% | +1,034 | New |
| Sterling Manor Financial, LLC | 1,034 | $247.5K | 0.27% | +1,034 | New |
| Everhart Financial Group, Inc. | 1,033 | $247.5K | 0.12% | +1,033 | New |
| Cable Hill Partners, LLC | 1,032 | $247.3K | 0.04% | +1,032 | New |
| Cedar Brook Financial Partners, LLC | 1,028 | $246.2K | 0.07% | +1,028 | New |
| Gryphon Financial Partners LLC | 1,023 | $245.2K | 0.06% | +1,023 | New |
| First Interstate Bank | 1,026 | $245.0K | 0.02% | −464−31.1% | Reduced |
| Wexford Capital LP | 1,022 | $244.8K | 0.05% | +1,022 | New |
| WoodTrust Financial Corp | 1,020 | $244.0K | 0.05% | +1,020 | New |
| Camden Capital, LLC | 1,016 | $243.4K | 0.04% | +1,016 | New |
| Martingale Asset Management L P | 1,015 | $243.2K | 0.00% | +1,015 | New |
| E Fund Management Co., Ltd. | 1,016 | $243.0K | 0.02% | +1,016 | New |
| Salomon & Ludwin, LLC | 1,013 | $242.8K | 0.03% | +1,013 | New |
| Hollencrest Capital Management | 1,012 | $242.3K | 0.03% | +1,012 | New |
| Act Wealth Management, LLC | 1,008 | $241.4K | 0.15% | +1,008 | New |
| Excalibur Management Corp | 1,007 | $241.2K | 0.13% | +1,007 | New |
| American Institute for Advanced Investment Management, LLP | 1,005 | $240.8K | 0.22% | +1,005 | New |
| M&R Capital Management Inc | 1,004 | $240.5K | 0.07% | 00.0% | Unchanged |
| NTV Asset Management LLC | 1,004 | $240.5K | 0.05% | +1,004 | New |
| Concorde Asset Management, LLC | 1,003 | $240.3K | 0.21% | +1,003 | New |
| Miller Wealth Advisors, LLC | 1,000 | $240.0K | 0.17% | 00.0% | Unchanged |
| Payden & Rygel | 1,000 | $240.0K | 0.01% | 00.0% | Unchanged |
| University of Texas/Texas Am Investment Managment Co | 1,000 | $240.0K | 0.09% | +1,000 | New |
| JSF Financial, LLC | 1,000 | $239.6K | 0.09% | +1,000 | New |
| Quattro Financial Advisors LLC | 1,000 | $239.6K | 0.10% | −1,000−50.0% | Reduced |
| Northwest Bancshares, Inc. | 1,000 | $239.6K | 0.05% | −300−23.1% | Reduced |
| S.A. Mason LLC | 1,000 | $239.6K | 0.18% | 00.0% | Unchanged |
| Cubic Asset Management, LLC | 1,000 | $239.6K | 0.07% | +1,000 | New |
| Somerset Group LLC | 1,000 | $239.6K | 0.21% | +1,000 | New |
| Congress Park Capital LLC | 1,000 | $239.6K | 0.15% | +1,000 | New |
| Options Solutions, LLC | 1,000 | $239.6K | 0.34% | +1,000 | New |
| Elk River Wealth Management, LLC | 1,000 | $239.6K | 0.06% | +1,000 | New |
| Provence Wealth Management Group | 1,000 | $239.6K | 0.20% | +1,000 | New |
| Baron Wealth Management LLC | 1,000 | $239.6K | 0.18% | +1,000 | New |
| Capital Group Private Client Services, Inc. | 995 | $238.4K | 0.00% | +995 | New |
| Symphony Financial, Ltd. Co. | 958 | $237.9K | 0.06% | +958 | New |
| Retirement Planning Group | 992 | $237.6K | 0.03% | +992 | New |
| Meridian Wealth Advisors, LLC | 992 | $237.6K | 0.06% | +992 | New |
| Security National Bank of Sioux City Iowa | 989 | $237.0K | 0.18% | +989 | New |
| Town & Country Bank & Trust CO dba First Bankers Trust CO | 991 | $237.0K | 0.12% | +991 | New |
| Claro Advisors LLC | 989 | $236.9K | 0.08% | +989 | New |
| CFO4Life, L.P. | 988 | $236.7K | 0.05% | +988 | New |
| CFO4Life Group, LLC | 988 | $236.7K | 0.05% | +988 | New |
| Peterson Wealth Advisors, LLC | 987 | $236.4K | 0.07% | +987 | New |
| Ifrah Financial Services, Inc. | 985 | $236.0K | 0.08% | +985 | New |
| Gries Financial LLC | 984 | $236.0K | 0.08% | +984 | New |