Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 318,606 | $72.9M | 0.72% | +4,890+1.6% | Added |
| State of Tennessee, Treasury Department | 318,048 | $72.8M | 0.32% | −38,335−10.8% | Reduced |
| Advisor Group Holdings, Inc. | 318,271 | $72.7M | 0.14% | −6,401−2.0% | Reduced |
| Public Employees Retirement System of Ohio | 310,224 | $71.0M | 0.30% | −6,258−2.0% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 309,799 | $70.9M | 0.28% | +3,103+1.0% | Added |
| State of New Jersey Common Pension Fund D | 307,495 | $70.4M | 0.25% | −3,652−1.2% | Reduced |
| Asset Management One Co.,Ltd. | 299,611 | $68.6M | 0.31% | +6,880+2.4% | Added |
| State of Wisconsin Investment Board | 295,633 | $67.7M | 0.20% | −603−0.2% | Reduced |
| Ensign Peak Advisors, Inc | 295,472 | $67.6M | 0.15% | −32,938−10.0% | Reduced |
| BNP Paribas Arbitrage, SA | 291,160 | $66.6M | 0.14% | −191,814−39.7% | Reduced |
| Markel Group Inc.SuperinvestorMarkel Group | 287,500 | $65.8M | 0.84% | 00.0% | Unchanged |
| Franklin Resources Inc | 286,297 | $65.5M | 0.03% | +47,193+19.7% | Added |
| Voya Investment Management LLC | 283,949 | $65.0M | 0.07% | −695,748−71.0% | Reduced |
| M&T Bank Corp | 280,677 | $64.2M | 0.25% | +42,042+17.6% | Added |
| Swedbank AB | 275,631 | $63.1M | 0.12% | −1,867−0.7% | Reduced |
| Janney Montgomery Scott LLC | 275,625 | $63.1M | 0.26% | −2,239−0.8% | Reduced |
| Mn Services Vermogensbeheer B.V. | 267,828 | $61.3M | 0.63% | +9,000+3.5% | Added |
| Adage Capital Partners GP, L.L.C. | 264,481 | $60.5M | 0.14% | +103,177+64.0% | Added |
| Storebrand Asset Management AS | 255,024 | $58.4M | 0.30% | +5,083+2.0% | Added |
| Northwestern Mutual Wealth Management Co | 254,833 | $58.3M | 0.08% | +1,605+0.6% | Added |
| Toronto Dominion Bank | 254,666 | $58.2M | 0.09% | −37,577−12.9% | Reduced |
| Victory Capital Management Inc | 253,803 | $58.1M | 0.07% | −37,653−12.9% | Reduced |
| Pictet Asset Management SA | 252,268 | $57.7M | 0.07% | +1,519+0.6% | Added |
| Truist Financial Corp | 251,659 | $57.6M | 0.10% | +19,246+8.3% | Added |
| Nomura Asset Management Co Ltd | 243,279 | $55.7M | 0.29% | +6,747+2.9% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 234,133 | $53.6M | 0.26% | +30,543+15.0% | Added |
| Rockefeller Capital Management L.P. | 231,678 | $53.0M | 0.23% | +18,384+8.6% | Added |
| Treasurer of the State of North Carolina | 229,952 | $52.6M | 0.30% | −4,615−2.0% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 229,219 | $52.5M | 0.95% | +27,749+13.8% | Added |
| Allspring Global Investments Holdings, LLC | 227,107 | $52.0M | 0.09% | +46,030+25.4% | Added |
| Russell Investments Group, Ltd. | 228,098 | $51.9M | 0.10% | +9,659+4.4% | Added |
| Millennium Management LLC | 220,650 | $50.5M | 0.06% | +129,748+142.7% | Added |
| Citadel Advisors LLC | 213,663 | $48.9M | 0.05% | −1,954,301−90.1% | Reduced |
| Acadian Asset Management LLC | 212,301 | $48.6M | 0.21% | +63,580+42.8% | Added |
| Jane Street Group, LLC | 203,611 | $46.6M | 0.08% | +143,973+241.4% | Added |
| Natixis Advisors, L.P. | 203,442 | $46.6M | 0.16% | −304,226−59.9% | Reduced |
| Fort Washington Investment Advisors Inc | 203,223 | $46.5M | 0.35% | −47,838−19.1% | Reduced |
| Bollard Group LLC | 193,911 | $44.4M | 1.60% | +3,783+2.0% | Added |
| Allianz Asset Management GmbH | 190,927 | $43.7M | 0.09% | +30,593+19.1% | Added |
| Teacher Retirement System of Texas | 189,002 | $43.3M | 0.29% | −5,545−2.9% | Reduced |
| Mariner, LLC | 188,073 | $43.0M | 0.13% | −690−0.4% | Reduced |
| AMF Pensionsforsakring AB | 187,321 | $42.9M | 0.44% | −3,220−1.7% | Reduced |
| Royal London Asset Management Ltd | 186,174 | $42.6M | 0.17% | −6,653−3.5% | Reduced |
| InterOcean Capital Group, LLC | 181,319 | $41.5M | 1.40% | −139−0.1% | Reduced |
| Tocqueville Asset Management L.P. | 181,174 | $41.5M | 0.78% | −1,666−0.9% | Reduced |
| Financial Counselors Inc | 180,936 | $41.4M | 0.89% | −6,453−3.4% | Reduced |
| Laurion Capital Management LP | 178,597 | $40.9M | 1.84% | +118,716+198.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 178,502 | $40.8M | 0.20% | −7,995−4.3% | Reduced |
| Country Trust Bank | 176,314 | $40.3M | 1.15% | −10,012−5.4% | Reduced |
| Nisa Investment Advisors, LLC | 171,259 | $39.2M | 0.31% | +3,751+2.2% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 168,827 | $38.6M | 0.21% | +135,041+399.7% | Added |
| Gateway Investment Advisers LLC | 168,442 | $38.5M | 0.47% | −16,636−9.0% | Reduced |
| Federated Hermes, Inc. | 167,158 | $38.3M | 0.10% | +17,925+12.0% | Added |
| Factory Mutual Insurance Co | 163,400 | $37.4M | 0.58% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 162,041 | $37.1M | 0.21% | −9,019−5.3% | Reduced |
| Hyman Charles D | 160,636 | $36.8M | 2.45% | +504+0.3% | Added |
| Rheos Capital Works Inc. | 160,000 | $36.6M | 2.04% | 00.0% | Unchanged |
| Virginia Retirement Systems Et Al | 157,312 | $36.0M | 0.37% | +71,312+82.9% | Added |
| Creative Planning | 157,162 | $36.0M | 0.05% | −4,973−3.1% | Reduced |
| Heritage Investors Management Corp | 156,710 | $35.9M | 1.54% | −4,650−2.9% | Reduced |
| Conning Inc. | 156,769 | $35.8M | 1.20% | −8,149−4.9% | Reduced |
| Calamos Advisors LLC | 156,253 | $35.8M | 0.18% | −19,528−11.1% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 156,194 | $35.7M | 0.08% | +12,615+8.8% | Added |
| American International Group, Inc. | 153,841 | $35.2M | 0.23% | +612+0.4% | Added |
| MetLife Investment Management | 152,405 | $34.9M | 0.25% | −1,565−1.0% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 152,081 | $34.8M | 0.20% | +7,853+5.4% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 150,723 | $34.5M | 0.12% | +35,624+31.0% | Added |
| American Century Companies Inc | 149,160 | $33.9M | 0.03% | +53,301+55.6% | Added |
| Keybank National Association | 146,534 | $33.5M | 0.16% | −1,598−1.1% | Reduced |
| Minneapolis Portfolio Management Group, LLC | 145,932 | $33.4M | 4.36% | −2,424−1.6% | Reduced |
| Madison Asset Management, LLC | 145,362 | $33.3M | 0.51% | −7,837−5.1% | Reduced |
| ING Groep NV | 145,207 | $33.2M | 0.32% | +9,235+6.8% | Added |
| Amalgamated Bank | 144,659 | $33.1M | 0.28% | +3,614+2.6% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 145,545 | $33.1M | 0.41% | −75,639−34.2% | Reduced |
| State of Michigan Retirement System | 142,872 | $32.7M | 0.21% | +1,400+1.0% | Added |
| Arizona State Retirement System | 142,095 | $32.5M | 0.29% | −1,746−1.2% | Reduced |
| Robeco Institutional Asset Management B.V. | 141,751 | $32.4M | 0.09% | −11,675−7.6% | Reduced |
| National Bank of Canada | 141,481 | $32.4M | 0.09% | −12,197−7.9% | Reduced |
| Forsta Ap-Fonden | 141,300 | $32.3M | 0.38% | −25,400−15.2% | Reduced |
| Manning & Napier Group, LLC | 140,217 | $32.1M | 0.37% | +389+0.3% | Added |
| Employees Retirement System of Texas | 138,200 | $31.6M | 0.46% | +39,085+39.4% | Added |
| Willis Investment Counsel | 137,827 | $31.5M | 2.06% | +1,186+0.9% | Added |
| Umb Bank N A | 136,090 | $31.1M | 0.50% | −19,583−12.6% | Reduced |
| CIBC World Markets Inc. | 135,507 | $31.0M | 0.11% | +1,582+1.2% | Added |
| Eisler Capital (UK) Ltd. | 133,023 | $30.4M | 2.63% | +133,023 | New |
| Captrust Financial Advisors | 133,015 | $30.4M | 0.13% | +15,660+13.3% | Added |
| Janus Henderson Group PLC | 132,514 | $30.3M | 0.02% | +15,229+13.0% | Added |
| DnB Asset Management AS | 132,386 | $30.3M | 0.19% | +1,797+1.4% | Added |
| Meyer Handelman Co | 132,016 | $30.2M | 1.26% | −9,800−6.9% | Reduced |
| Macquarie Group Ltd | 127,918 | $29.3M | 0.03% | +17,688+16.0% | Added |
| Intech Investment Management LLC | 124,839 | $28.6M | 0.23% | +26,920+27.5% | Added |
| Blair William & Co | 124,478 | $28.5M | 0.11% | +1,133+0.9% | Added |
| MML Investors Services, LLC | 122,679 | $28.1M | 0.20% | −8,604−6.6% | Reduced |
| Chiron Investment Management, LLC | 122,640 | $28.1M | 5.06% | +122,640 | New |
| Candriam Luxembourg S.C.A. | 132,547 | $27.9M | 0.19% | +87,151+192.0% | Added |
| Gabelli Funds LLC | 121,470 | $27.8M | 0.21% | −1,670−1.4% | Reduced |
| S&CO Inc | 119,487 | $27.3M | 2.32% | −225−0.2% | Reduced |
| Kestra Advisory Services, LLC | 118,599 | $27.1M | 0.29% | −10,295−8.0% | Reduced |
| Capital International Ltd | 117,341 | $26.9M | 1.61% | +5,429+4.9% | Added |
| Rathbone Brothers plc | 115,952 | $26.5M | 0.27% | −10,699−8.4% | Reduced |