Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Levin Capital Strategies, L.P. | 115,737 | $26.5M | 3.34% | +22,332+23.9% | Added |
| Assenagon Asset Management S.A. | 114,641 | $26.2M | 0.10% | −199,889−63.6% | Reduced |
| KBC Group NV | 114,252 | $26.1M | 0.11% | +7,063+6.6% | Added |
| Yousif Capital Management, LLC | 114,244 | $26.1M | 0.34% | −7,075−5.8% | Reduced |
| Wesleyan Assurance Society | 114,079 | $26.1M | 3.03% | −4,471−3.8% | Reduced |
| Bradley Foster & Sargent Inc | 113,989 | $26.1M | 0.62% | +3,129+2.8% | Added |
| Cetera Advisor Networks LLC | 113,792 | $26.0M | 0.19% | −923−0.8% | Reduced |
| Commerce Bank | 113,736 | $26.0M | 0.20% | +1,396+1.2% | Added |
| Edgar Lomax Co | 111,810 | $25.6M | 1.65% | +111,810 | New |
| Daiwa Securities Group Inc. | 107,450 | $25.3M | 0.18% | +9,682+9.9% | Added |
| USS Investment Management Ltd | 109,764 | $25.1M | 0.35% | −6,749−5.8% | Reduced |
| Jennison Associates LLC | 109,672 | $25.1M | 0.02% | +25,594+30.4% | Added |
| Texas Permanent School Fund | 108,496 | $24.8M | 0.25% | +34,556+46.7% | Added |
| Nichols & Pratt Advisers LLP | 106,837 | $24.4M | 1.88% | −3,184−2.9% | Reduced |
| Tredje AP-fonden | 105,817 | $24.2M | 0.38% | −18,762−15.1% | Reduced |
| O'Shaughnessy Asset Management, LLC | 105,416 | $24.1M | 0.38% | −3,313−3.0% | Reduced |
| SEI Investments Co | 104,166 | $23.8M | 0.04% | +17,957+20.8% | Added |
| Xponance, Inc. | 103,970 | $23.8M | 0.35% | −8,257−7.4% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 102,059 | $23.4M | 0.16% | −2,196−2.1% | Reduced |
| Aviva PLC | 101,367 | $23.2M | 0.11% | −17,915−15.0% | Reduced |
| State of Alaska, Department of Revenue | 101,324 | $23.2M | 0.27% | −1,097−1.1% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 100,822 | $23.1M | 0.80% | +285+0.3% | Added |
| Vontobel Holding Ltd. | 100,807 | $23.1M | 0.21% | −39,601−28.2% | Reduced |
| Paralel Advisors LLC | 100,000 | $22.9M | 1.28% | 00.0% | Unchanged |
| Marshall Wace, LLP | 99,854 | $22.9M | 0.06% | −7,475−7.0% | Reduced |
| Colony Group LLC | 99,234 | $22.7M | 0.34% | −14,407−12.7% | Reduced |
| Capital International Sarl | 99,018 | $22.7M | 1.14% | +12,729+14.8% | Added |
| IFM Investors Pty Ltd | 97,430 | $22.3M | 0.34% | +1,966+2.1% | Added |
| AE Wealth Management LLC | 97,393 | $22.3M | 0.14% | −11,595−10.6% | Reduced |
| Vaughan David Investments LLC | 97,062 | $22.2M | 0.67% | −3,583−3.6% | Reduced |
| Erste Asset Management GmbH | 98,303 | $22.1M | 0.42% | +277+0.3% | Added |
| Glenmede Trust Co NA | 96,545 | $22.1M | 0.13% | −874−0.9% | Reduced |
| Stock Yards Bank & Trust Co | 93,263 | $21.3M | 0.82% | +1,432+1.6% | Added |
| Utah Retirement Systems | 92,705 | $21.2M | 0.31% | +247+0.3% | Added |
| Front Barnett Associates LLC | 92,690 | $21.2M | 2.49% | −390.0% | Reduced |
| Regions Financial Corp | 92,420 | $21.1M | 0.19% | +944+1.0% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 91,369 | $20.9M | 0.28% | −10,400−10.2% | Reduced |
| Two Sigma Advisers, LP | 91,200 | $20.9M | 0.05% | −309,700−77.3% | Reduced |
| Jupiter Asset Management Ltd | 90,752 | $20.8M | 0.29% | +90,752 | New |
| Jacobs Levy Equity Management, Inc | 90,057 | $20.6M | 0.13% | +90,057 | New |
| Chilton Capital Management LLC | 89,714 | $20.5M | 1.19% | −2,174−2.4% | Reduced |
| Capital Fund Management S.A. | 89,196 | $20.4M | 0.40% | +1,289+1.5% | Added |
| Mercer Global Advisors Inc | 88,665 | $20.3M | 0.09% | +7,684+9.5% | Added |
| Two Sigma Investments, LP | 88,513 | $20.3M | 0.06% | +72,157+441.2% | Added |
| Busey Wealth Management | 88,499 | $20.3M | 0.86% | +1,101+1.3% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 88,222 | $20.2M | 0.17% | +255+0.3% | Added |
| Old National Bancorp | 88,051 | $20.1M | 0.62% | −68−0.1% | Reduced |
| Glenview Trust Co | 86,196 | $19.7M | 0.59% | −5,371−5.9% | Reduced |
| Public Employees Retirement Association of Colorado | 84,929 | $19.4M | 0.10% | −4,577−5.1% | Reduced |
| Railway Pension Investments Ltd | 84,900 | $19.4M | 0.20% | +84,900 | New |
| Thrivent Financial for Lutherans | 83,195 | $18.9M | 0.05% | +165+0.2% | Added |
| Janney Capital Management LLC | 81,636 | $18.7M | 1.41% | +2,912+3.7% | Added |
| Cutler Investment Counsel LLC | 80,798 | $18.5M | 2.87% | −398−0.5% | Reduced |
| Varma Mutual Pension Insurance Co | 80,772 | $18.5M | 0.23% | −78,284−49.2% | Reduced |
| CIBC Asset Management Inc | 80,069 | $18.3M | 0.07% | +1,181+1.5% | Added |
| CIBC World Markets Corp | 78,659 | $18.0M | 0.30% | +17,477+28.6% | Added |
| Mutual of America Capital Management LLC | 78,546 | $18.0M | 0.21% | −70.0% | Reduced |
| Foundry Partners, LLC | 77,752 | $17.8M | 1.12% | −53,378−40.7% | Reduced |
| First National Trust Co | 76,122 | $17.4M | 0.93% | +78+0.1% | Added |
| Associated Banc-Corp | 75,517 | $17.3M | 0.69% | −22,302−22.8% | Reduced |
| Banco Santander, S.A. | 75,465 | $17.3M | 0.25% | +360+0.5% | Added |
| Marco Investment Management LLC | 74,608 | $17.1M | 1.92% | −65−0.1% | Reduced |
| Congress Asset Management Co | 74,270 | $17.0M | 0.16% | −460,230−86.1% | Reduced |
| New York Life Investment Management LLC | 73,998 | $16.9M | 0.19% | −13,703−15.6% | Reduced |
| Stephens Inc | 73,754 | $16.9M | 0.32% | −3,831−4.9% | Reduced |
| Private Advisor Group, LLC | 73,647 | $16.9M | 0.16% | −162−0.2% | Reduced |
| NorthCrest Asset Manangement, LLC | 72,799 | $16.7M | 0.69% | +1,029+1.4% | Added |
| FineMark National Bank & Trust | 72,198 | $16.5M | 0.71% | −5,121−6.6% | Reduced |
| D.A. Davidson & Co. | 71,561 | $16.4M | 0.18% | +15,420+27.5% | Added |
| ARK Investment Management LLCSuperinvestorARK Invest | 71,304 | $16.3M | 0.11% | −10,966−13.3% | Reduced |
| Oppenheimer & Co Inc | 70,429 | $16.1M | 0.34% | +4,225+6.4% | Added |
| Cetera Investment Advisers | 69,959 | $16.0M | 0.14% | +4,403+6.7% | Added |
| Gotham Asset Management, LLC | 69,758 | $16.0M | 0.39% | +34,770+99.4% | Added |
| Blue Chip Partners, Inc. | 69,674 | $15.9M | 1.89% | +2,701+4.0% | Added |
| Badgley Phelps Wealth Managers, LLC | 69,096 | $15.8M | 0.58% | +2,066+3.1% | Added |
| Harvest Portfolios Group Inc. | 69,073 | $15.8M | 0.78% | +1,140+1.7% | Added |
| Grassi Investment Management | 69,004 | $15.8M | 1.96% | 00.0% | Unchanged |
| Westchester Capital Management, Inc. | 68,677 | $15.7M | 4.52% | −4,675−6.4% | Reduced |
| Brown Advisory Inc | 68,474 | $15.7M | 0.03% | −275−0.4% | Reduced |
| Ausdal Financial Partners, Inc. | 68,022 | $15.6M | 2.15% | −245−0.4% | Reduced |
| Gulf International Bank (UK) Ltd | 67,873 | $15.5M | 0.32% | −19,200−22.1% | Reduced |
| Peapack Gladstone Financial Corp | 67,504 | $15.5M | 0.30% | −182−0.3% | Reduced |
| Baker Avenue Asset Management, LP | 67,819 | $15.5M | 0.84% | −1,540−2.2% | Reduced |
| CCM Investment Advisers LLC | 67,180 | $15.4M | 2.18% | +738+1.1% | Added |
| Pinnacle Associates Ltd | 66,691 | $15.3M | 0.31% | −318−0.5% | Reduced |
| Capital International Inc | 66,527 | $15.2M | 0.31% | +2,034+3.2% | Added |
| Dakota Wealth Management | 66,391 | $15.2M | 1.02% | +46,095+227.1% | Added |
| Canada Pension Plan Investment Board | 66,387 | $15.2M | 0.02% | +61,467+1,249.3% | Added |
| Guggenheim Capital LLC | 65,339 | $15.0M | 0.13% | +10,875+20.0% | Added |
| Swiss Life Asset Management Ltd | 64,567 | $14.8M | 0.22% | +2,560+4.1% | Added |
| Cubist Systematic Strategies, LLC | 64,457 | $14.8M | 0.14% | +17,034+35.9% | Added |
| Fiduciary Trust Co | 64,178 | $14.7M | 0.27% | −458−0.7% | Reduced |
| Delta Asset Management LLC | 63,490 | $14.5M | 1.53% | −598−0.9% | Reduced |
| TD Waterhouse Canada Inc. | 59,505 | $14.5M | 0.15% | −2,345−3.8% | Reduced |
| Advisors Capital Management, LLC | 63,250 | $14.5M | 0.37% | +2,049+3.3% | Added |
| Beacon Pointe Advisors, LLC | 62,875 | $14.4M | 0.25% | +727+1.2% | Added |
| Steward Partners Investment Advisory, LLC | 62,733 | $14.4M | 0.23% | +13,030+26.2% | Added |
| Capital Investment Advisors, LLC | 62,128 | $14.2M | 0.42% | +21,557+53.1% | Added |
| Kovitz Investment Group Partners, LLC | 61,841 | $14.2M | 0.25% | −3,908−5.9% | Reduced |
| Massmutual Trust Co FSB | 61,308 | $14.0M | 0.54% | +37,505+157.6% | Added |