Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Summit Wealth Group, LLC | 121,056 | $1 | 0.02% | +121,056 | New |
| Sofos Investments, Inc. | 37 | $8 | 0.00% | +37 | New |
| Easterly Investment Partners LLC | 1 | $229 | 0.00% | +1 | New |
| Highline Wealth Partners LLC | 2 | $458 | 0.00% | −1−33.3% | Reduced |
| Morton Brown Family Wealth, LLC | 4 | $915 | 0.00% | +4 | New |
| Tfo-TDC, LLC | 5 | $1.14K | 0.00% | +3+150.0% | Added |
| Proffitt & Goodson Inc | 6 | $1.26K | 0.00% | 00.0% | Unchanged |
| 25 LLC | 6 | $1.29K | 0.00% | +6 | New |
| Investment Research & Advisory Group, Inc. | 10 | $2.29K | 0.00% | 00.0% | Unchanged |
| Red Tortoise LLC | 11 | $2.52K | 0.00% | 00.0% | Unchanged |
| VitalStone Financial, LLC | 16 | $3.00K | 0.00% | −166−91.2% | Reduced |
| Strengthening Families & Communities, LLC | 12 | $3.00K | 0.00% | 00.0% | Unchanged |
| PayPay Securities Corp | 18 | $4.12K | 0.28% | −8−30.8% | Reduced |
| Activest Wealth Management | 19 | $4.38K | 0.00% | +19 | New |
| HWG Holdings LP | 22 | $5.03K | 0.00% | 00.0% | Unchanged |
| Albion Financial Group | 23 | $5.26K | 0.00% | 00.0% | Unchanged |
| NewSquare Capital LLC | 25 | $5.72K | 0.00% | 00.0% | Unchanged |
| Piershale Financial Group, Inc. | 25 | $5.72K | 0.00% | 00.0% | Unchanged |
| DecisionPoint Financial, LLC | 25 | $5.72K | 0.00% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 28 | $6.00K | 0.00% | −1,602−98.3% | Reduced |
| Richard W. Paul & Associates, LLC | 29 | $6.64K | 0.00% | −120−80.5% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 29 | $6.64K | 0.00% | 00.0% | Unchanged |
| New Millennium Group LLC | 29 | $6.66K | 0.01% | +7+31.8% | Added |
| Lam Group, Inc. | 30 | $6.87K | 0.01% | 00.0% | Unchanged |
| Macroview Investment Management LLC | 30 | $6.87K | 0.01% | −50−62.5% | Reduced |
| Mach-1 Financial Group, Inc. | 32 | $7.32K | 0.05% | −3,614−99.1% | Reduced |
| Cadent Capital Advisors, LLC | 35 | $7.91K | 0.00% | +1+2.9% | Added |
| Tucker Asset Management LLC | 37 | $8.47K | 0.00% | +12+48.0% | Added |
| Stuart Chaussee & Associates, Inc. | 40 | $9.15K | 0.00% | 00.0% | Unchanged |
| TD Capital Management LLC | 41 | $9.37K | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 47 | $10.8K | 0.01% | −6−11.3% | Reduced |
| Miller Wealth Advisors, LLC | 100 | $11.0K | 0.16% | −900−90.0% | Reduced |
| Cassady Schiller Wealth Management, LLC | 50 | $11.4K | 0.01% | 00.0% | Unchanged |
| Syverson Strege & Co | 57 | $13.0K | 0.01% | +57 | New |
| Raffa Wealth Management, LLC | 59 | $13.5K | 0.00% | 00.0% | Unchanged |
| MUFG Securities EMEA plc | 64 | $15.0K | 0.00% | 00.0% | Unchanged |
| Bellwether Advisors, LLC | 66 | $15.1K | 0.00% | 00.0% | Unchanged |
| IAG Wealth Partners, LLC | 69 | $15.8K | 0.00% | 00.0% | Unchanged |
| Belmont Capital, LLC | 70 | $16.0K | 0.01% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 74 | $16.9K | 0.01% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 76 | $17.4K | 0.01% | 00.0% | Unchanged |
| Kelly Lawrence W & Associates Inc | 79 | $18.1K | 0.00% | 00.0% | Unchanged |
| Fortis Capital Advisors, LLC | 81 | $18.5K | 0.01% | 00.0% | Unchanged |
| Grayhawk Investment Strategies Inc. | 61 | $19.0K | 0.01% | +61 | New |
| DB Fitzpatrick & Co, Inc | 88 | $20.1K | 0.02% | −80−47.6% | Reduced |
| Coston, McIsaac & Partners | 94 | $21.0K | 0.01% | +1+1.1% | Added |
| Horizon Bancorp Inc | 93 | $21.0K | 0.01% | +93 | New |
| Cedar Mountain Advisors, LLC | 92 | $21.1K | 0.01% | −43−31.9% | Reduced |
| Global Wealth Strategies & Associates | 97 | $22.2K | 0.01% | +40+70.2% | Added |
| TCTC Holdings, LLC | 100 | $22.9K | 0.00% | 00.0% | Unchanged |
| Twin Lakes Capital Management, LLC | 100 | $22.9K | 0.02% | 00.0% | Unchanged |
| ZRC Wealth Management, LLC | 101 | $23.1K | 0.02% | +101 | New |
| Schubert & Co | 106 | $24.3K | 0.02% | +3+2.9% | Added |
| Atlas Capital Advisors LLC | 108 | $24.7K | 0.00% | +79+272.4% | Added |
| Kayne Anderson Rudnick Investment Management LLC | 108 | $24.7K | 0.00% | +95+730.8% | Added |
| Horan Securities, Inc. | 109 | $24.9K | 0.01% | +95+678.6% | Added |
| Founders Capital Management | 111 | $25.0K | 0.02% | +31+38.8% | Added |
| Antonetti Capital Management LLC | 115 | $26.3K | 0.04% | 00.0% | Unchanged |
| Iron Horse Wealth Management, LLC | 116 | $26.5K | 0.01% | 00.0% | Unchanged |
| Motco | 120 | $27.5K | 0.00% | 00.0% | Unchanged |
| Riggs Asset Managment Co. Inc. | 122 | $27.9K | 0.01% | 00.0% | Unchanged |
| Bellevue Asset Management, LLC | 123 | $28.4K | 0.02% | 00.0% | Unchanged |
| Centennial Bank | 131 | $30.0K | 0.02% | 00.0% | Unchanged |
| Mark Sheptoff Financial Planning, LLC | 132 | $30.2K | 0.02% | 00.0% | Unchanged |
| Resurgent Financial Advisors LLC | 135 | $30.9K | 0.02% | −1,525−91.9% | Reduced |
| TFC Financial Management | 137 | $31.4K | 0.01% | +113+470.8% | Added |
| Ridgewood Investments LLC | 138 | $31.6K | 0.02% | +138 | New |
| Abound Wealth Management | 144 | $33.0K | 0.01% | +83+136.1% | Added |
| Mascoma Wealth Management LLC | 155 | $33.9K | 0.01% | 00.0% | Unchanged |
| Mizuho Securities Co. Ltd. | 150 | $34.3K | 0.11% | +140+1,400.0% | Added |
| SkyView Investment Advisors, LLC | 151 | $35.0K | 0.01% | 00.0% | Unchanged |
| Lee Financial Co | 155 | $35.5K | 0.01% | −3−1.9% | Reduced |
| Hoese & Co LLP | 150 | $35.9K | 0.04% | 00.0% | Unchanged |
| Pointe Capital Management LLC | 160 | $36.6K | 0.03% | +160 | New |
| Milestone Investment Advisors LLC | 160 | $36.6K | 0.01% | +160 | New |
| HBC Financial Services, PLLC | 166 | $37.0K | 0.03% | +1+0.6% | Added |
| Koesten, Hirschmann & Crabtree, INC. | 162 | $37.1K | 0.03% | +2+1.3% | Added |
| WFA Asset Management Corp | 162 | $37.1K | 0.02% | +162 | New |
| Compass Wealth Management LLC | 165 | $37.8K | 0.01% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 167 | $38.0K | 0.01% | +24+16.8% | Added |
| AlphaMark Advisors, LLC | 165 | $38.0K | 0.02% | +65+65.0% | Added |
| MBM Wealth Consultants, LLC | 176 | $40.0K | 0.02% | 00.0% | Unchanged |
| Loomis Sayles & Co L P | 177 | $41.0K | 0.00% | +104+142.5% | Added |
| Chelsea Counsel Co | 180 | $41.2K | 0.02% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 182 | $41.6K | 0.03% | −7−3.7% | Reduced |
| Financial Synergies Wealth Advisors, Inc. | 182 | $41.7K | 0.01% | +174+2,175.0% | Added |
| KB Financial Partners, LLC | 186 | $43.0K | 0.01% | −1−0.5% | Reduced |
| New England Capital Financial Advisors LLC | 189 | $43.1K | 0.03% | +18+10.5% | Added |
| America First Investment Advisors, LLC | 192 | $43.9K | 0.01% | +192 | New |
| Private Ocean, LLC | 195 | $44.7K | 0.01% | +46+30.9% | Added |
| Morgan Dempsey Capital Management LLC | 200 | $45.8K | 0.01% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 203 | $46.6K | 0.00% | +4+2.0% | Added |
| Quarry LP | 205 | $46.9K | 0.03% | +162+376.7% | Added |
| Oliver Lagore Vanvalin Investment Group | 205 | $47.0K | 0.02% | 00.0% | Unchanged |
| Financial Connections Group, Inc. | 207 | $47.0K | 0.03% | 00.0% | Unchanged |
| Coastal Capital Group, Inc. | 206 | $47.1K | 0.01% | −100−32.7% | Reduced |
| Atlantic Private Wealth, LLC | 207 | $47.3K | 0.05% | +207 | New |
| Investors Research Corp | 209 | $47.8K | 0.01% | 00.0% | Unchanged |
| Canton Hathaway, LLC | 217 | $50.0K | 0.02% | 00.0% | Unchanged |
| JNBA Financial Advisors | 219 | $50.1K | 0.01% | −100−31.3% | Reduced |