Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Czech National Bank | 61,282 | $14.0M | 0.35% | +368+0.6% | Added |
| Independent Advisor Alliance | 60,730 | $13.9M | 0.67% | −4,390−6.7% | Reduced |
| M&G Investment Management Ltd | 60,663 | $13.9M | 0.10% | +4,815+8.6% | Added |
| PEAK6 Investments LLC | 60,523 | $13.9M | 0.88% | +60,520+2,017,333.3% | Added |
| Blackhill Capital Inc | 60,000 | $13.7M | 1.53% | 00.0% | Unchanged |
| KCM Investment Advisors LLC | 59,874 | $13.7M | 0.55% | −217−0.4% | Reduced |
| Meitav Dash Investments Ltd | 60,525 | $13.6M | 0.23% | −15,393−20.3% | Reduced |
| Moran Wealth Management, LLC | 59,229 | $13.6M | 0.51% | +2,107+3.7% | Added |
| Resources Management Corp | 90,625 | $13.5M | 2.69% | +83,905+1,248.6% | Added |
| GWM Advisors LLC | 59,568 | $13.4M | 0.17% | +1,585+2.7% | Added |
| Nissay Asset Management Corp | 57,639 | $13.2M | 0.12% | −2,856−4.7% | Reduced |
| Public Sector Pension Investment Board | 57,255 | $13.1M | 0.10% | −7,535−11.6% | Reduced |
| Callahan Advisors, LLC | 56,805 | $13.0M | 1.68% | +6,534+13.0% | Added |
| Birmingham Capital Management Co Inc | 56,310 | $12.9M | 5.14% | −585−1.0% | Reduced |
| Wealthfront Advisers LLC | 55,981 | $12.8M | 0.06% | +9,916+21.5% | Added |
| Community Bank of Raymore | 55,785 | $12.8M | 4.88% | −6,483−10.4% | Reduced |
| Aptus Capital Advisors, LLC | 55,395 | $12.7M | 0.36% | +2,576+4.9% | Added |
| Panagora Asset Management Inc | 55,291 | $12.7M | 0.08% | −21,746−28.2% | Reduced |
| Steel Peak Wealth Management LLC | 55,098 | $12.6M | 0.86% | +8,668+18.7% | Added |
| Ariose Capital Management Ltd | 54,000 | $12.4M | 4.70% | +54,000 | New |
| Richard C. Young & CO., LTD. | 53,839 | $12.3M | 1.70% | +292+0.5% | Added |
| Main Street Research LLC | 53,746 | $12.3M | 2.43% | +46,832+677.4% | Added |
| Charter Trust Co | 53,673 | $12.3M | 0.98% | −1,521−2.8% | Reduced |
| Avalon Investment & Advisory | 53,060 | $12.1M | 0.33% | +50,338+1,849.3% | Added |
| Voloridge Investment Management, LLC | 53,012 | $12.1M | 0.06% | −94,335−64.0% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 52,614 | $12.0M | 0.19% | −8,286−13.6% | Reduced |
| RiverFront Investment Group, LLC | 52,523 | $12.0M | 0.42% | +2,362+4.7% | Added |
| Whittier Trust Co | 52,356 | $12.0M | 0.22% | −223−0.4% | Reduced |
| LaFleur & Godfrey LLC | 52,017 | $11.9M | 1.95% | −1,645−3.1% | Reduced |
| Norinchukin Bank, The | 51,343 | $11.7M | 0.23% | +886+1.8% | Added |
| Greenwood Gearhart Inc | 50,936 | $11.7M | 1.48% | +331+0.7% | Added |
| Dearborn Partners LLC | 50,766 | $11.6M | 0.46% | −181−0.4% | Reduced |
| Tower Research Capital LLC (TRC) | 50,733 | $11.6M | 0.37% | +28,418+127.3% | Added |
| Howe & Rusling Inc | 50,564 | $11.6M | 1.38% | −160.0% | Reduced |
| Baader Bank INC | 50,517 | $11.6M | 0.87% | −1,726−3.3% | Reduced |
| Lee Danner & Bass Inc | 50,320 | $11.5M | 1.06% | −6,865−12.0% | Reduced |
| Clear Harbor Asset Management, LLC | 50,090 | $11.5M | 1.19% | −709−1.4% | Reduced |
| Teachers Retirement System of the State of Kentucky | 49,754 | $11.4M | 0.11% | 00.0% | Unchanged |
| Integrated Advisors Network LLC | 48,184 | $11.0M | 0.66% | −115−0.2% | Reduced |
| Westpac Banking Corp | 47,475 | $10.9M | 0.15% | +2,096+4.6% | Added |
| Wharton Business Group, LLC | 47,229 | $10.8M | 0.65% | +193+0.4% | Added |
| Bogart Wealth, LLC | 47,119 | $10.8M | 0.72% | +1,853+4.1% | Added |
| CIBC Private Wealth Group, LLC | 47,037 | $10.8M | 0.03% | +90+0.2% | Added |
| Andra AP-fonden | 46,500 | $10.6M | 0.28% | +21,500+86.0% | Added |
| Mastrapasqua Asset Management Inc | 46,470 | $10.6M | 1.31% | +490+1.1% | Added |
| British Columbia Investment Management Corp | 46,441 | $10.6M | 0.11% | −405−0.9% | Reduced |
| Central Trust Co | 46,352 | $10.6M | 0.31% | −106−0.2% | Reduced |
| Salem Investment Counselors Inc | 46,262 | $10.6M | 0.42% | +11,111+31.6% | Added |
| Congress Wealth Management LLC | 45,970 | $10.5M | 0.25% | −52,992−53.5% | Reduced |
| American Assets Investment Management, LLC | 45,000 | $10.3M | 1.19% | 00.0% | Unchanged |
| Trexquant Investment LP | 44,701 | $10.2M | 0.28% | +44,701 | New |
| Ziegler Capital Management, LLC | 44,158 | $10.1M | 0.40% | −7,380−14.3% | Reduced |
| Hartford Investment Management Co | 44,023 | $10.1M | 0.34% | −8,785−16.6% | Reduced |
| Clifford Swan Investment Counsel LLC | 43,986 | $10.1M | 0.42% | −830−1.9% | Reduced |
| Scotia Capital Inc. | 43,940 | $10.1M | 0.07% | −2,812−6.0% | Reduced |
| Securian Asset Management, Inc | 43,753 | $10.0M | 0.27% | +279+0.6% | Added |
| Lido Advisors, LLC | 43,473 | $9.95M | 0.14% | +8,045+22.7% | Added |
| Allied Investment Advisors, LLC | 43,260 | $9.90M | 3.07% | −148−0.3% | Reduced |
| Capula Management Ltd | 42,994 | $9.84M | 0.86% | +32,723+318.6% | Added |
| Davenport & Co LLC | 42,974 | $9.83M | 0.08% | −704−1.6% | Reduced |
| Culbertson A N & Co Inc | 42,950 | $9.83M | 2.01% | −483−1.1% | Reduced |
| LSV Asset Management | 42,900 | $9.82M | 0.02% | +42,500+10,625.0% | Added |
| Jacobs & Co | 42,581 | $9.74M | 1.20% | −3,039−6.7% | Reduced |
| Aquatic Capital Management LLC | 42,200 | $9.66M | 0.60% | +42,200 | New |
| Texas Capital Bank Wealth Management Services Inc | 41,785 | $9.56M | 1.11% | −2,570−5.8% | Reduced |
| Atria Investments LLC | 41,580 | $9.52M | 0.18% | +1,257+3.1% | Added |
| Elo Mutual Pension Insurance Co | 41,554 | $9.51M | 0.30% | +687+1.7% | Added |
| Hantz Financial Services, Inc. | 41,427 | $9.48M | 0.26% | −6,717−14.0% | Reduced |
| Advisory Services Network, LLC | 41,339 | $9.46M | 0.26% | +2,910+7.6% | Added |
| Maryland State Retirement & Pension System | 41,199 | $9.43M | 0.21% | +304+0.7% | Added |
| Kentucky Retirement Systems | 41,147 | $9.42M | 0.35% | −358−0.9% | Reduced |
| Bourgeon Capital Management LLC | 40,984 | $9.38M | 2.23% | −980−2.3% | Reduced |
| Atwater Malick LLC | 40,858 | $9.35M | 4.38% | −293−0.7% | Reduced |
| Marvin & Palmer Associates Inc | 40,427 | $9.25M | 4.66% | +40,427 | New |
| Oregon Public Employees Retirement Fund | 40,373 | $9.24M | 0.11% | −76−0.2% | Reduced |
| Susquehanna Fundamental Investments, LLC | 40,200 | $9.20M | 0.21% | 00.0% | Unchanged |
| Pittenger & Anderson Inc | 40,135 | $9.18M | 0.47% | −292−0.7% | Reduced |
| Stillwater Capital Advisors, LLC | 40,083 | $9.17M | 1.78% | +40,083 | New |
| Stockman Wealth Management, Inc. | 40,004 | $9.15M | 2.05% | −838−2.1% | Reduced |
| Freemont Management S.A. | 40,000 | $9.15M | 1.35% | +40,000 | New |
| Cornerstone Advisors, LLC | 40,000 | $9.15M | 0.42% | +40,000 | New |
| Noesis Capital Mangement Corp | 39,935 | $9.14M | 2.31% | +1,027+2.6% | Added |
| LS Investment Advisors, LLC | 39,659 | $9.08M | 1.68% | −839−2.1% | Reduced |
| Tudor Investment Corp Et Al | 39,401 | $9.02M | 0.17% | +39,401 | New |
| National Asset Management, Inc. | 39,362 | $9.01M | 0.24% | +15,282+63.5% | Added |
| Prio Wealth Limited Partnership | 39,310 | $9.00M | 0.34% | −735−1.8% | Reduced |
| CBOE Vest Financial, LLC | 39,307 | $9.00M | 1.22% | −8,468−17.7% | Reduced |
| MainStreet Investment Advisors LLC | 38,833 | $8.89M | 0.98% | +38,833 | New |
| Simmons Bank | 38,217 | $8.75M | 0.75% | +1,100+3.0% | Added |
| Prime Capital Investment Advisors, LLC | 38,103 | $8.72M | 0.36% | +21,851+134.5% | Added |
| Ethic Inc. | 38,077 | $8.71M | 0.35% | +9,806+34.7% | Added |
| Prudential PLC | 38,043 | $8.71M | 0.10% | +66+0.2% | Added |
| Squarepoint Ops LLC | 38,029 | $8.70M | 0.06% | −8,610−18.5% | Reduced |
| James Investment Research Inc | 37,671 | $8.62M | 1.14% | +1,037+2.8% | Added |
| Fayez Sarofim & Co | 37,598 | $8.60M | 0.03% | +1,619+4.5% | Added |
| PGGM Investments | 37,592 | $8.60M | 0.14% | +12,517+49.9% | Added |
| Illinois Municipal Retirement Fund | 37,515 | $8.59M | 0.18% | −594−1.6% | Reduced |
| Nomura Holdings Inc | 37,460 | $8.57M | 0.08% | +36,919+6,824.2% | Added |
| ClariVest Asset Management LLC | 37,280 | $8.53M | 0.38% | +37,280 | New |
| Atria Wealth Solutions, Inc. | 37,234 | $8.52M | 0.13% | −1,456−3.8% | Reduced |