Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Putnam Investments LLC | 37,234 | $8.52M | 0.01% | +17,948+93.1% | Added |
| Handelsbanken Fonder AB | 36,804 | $8.42M | 0.05% | 00.0% | Unchanged |
| Synovus Financial Corp | 36,761 | $8.41M | 0.09% | −213−0.6% | Reduced |
| Prospera Financial Services Inc | 36,582 | $8.37M | 0.34% | +2,092+6.1% | Added |
| Parsons Capital Management Inc | 36,565 | $8.37M | 0.67% | −407−1.1% | Reduced |
| Whittier Trust Co of Nevada Inc | 36,384 | $8.33M | 0.31% | −882−2.4% | Reduced |
| Tufton Capital Management | 36,313 | $8.31M | 1.80% | −941−2.5% | Reduced |
| Advisors Asset Management, Inc. | 35,928 | $8.22M | 0.17% | −3,422−8.7% | Reduced |
| Bank of Nova Scotia | 35,713 | $8.17M | 0.02% | −10,407−22.6% | Reduced |
| Dai-Ichi Life Insurance Company, Ltd | 35,661 | $8.16M | 0.18% | +3,957+12.5% | Added |
| Folger Nolan Fleming Douglas Capital Management, Inc | 35,523 | $8.13M | 0.95% | −948−2.6% | Reduced |
| Point72 Middle East FZE | 35,461 | $8.11M | 0.46% | +35,461 | New |
| Philadelphia Trust Co | 35,345 | $8.09M | 0.82% | −149−0.4% | Reduced |
| Asahi Life Asset Management Co., Ltd. | 34,964 | $8.00M | 2.54% | +1,130+3.3% | Added |
| Kiwi Wealth Investments Limited Partnership | 34,920 | $7.99M | 0.52% | −805−2.3% | Reduced |
| Snowden Capital Advisors LLC | 34,847 | $7.97M | 0.31% | −9,819−22.0% | Reduced |
| Pacer Advisors, Inc. | 34,656 | $7.93M | 0.03% | +32,472+1,486.8% | Added |
| Shelter Mutual Insurance Co | 34,200 | $7.83M | 2.18% | 00.0% | Unchanged |
| Rafferty Asset Management, LLC | 33,965 | $7.77M | 0.05% | +1,960+6.1% | Added |
| Louisiana State Employees Retirement System | 33,800 | $7.73M | 0.20% | +200+0.6% | Added |
| JustInvest LLC | 33,464 | $7.66M | 0.27% | +2,886+9.4% | Added |
| Welch Group, LLC | 33,351 | $7.63M | 0.44% | −70−0.2% | Reduced |
| Meiji Yasuda Asset Management Co Ltd. | 32,542 | $7.45M | 0.39% | −15,535−32.3% | Reduced |
| Federation des caisses Desjardins du Quebec | 32,199 | $7.37M | 0.08% | −3,013−8.6% | Reduced |
| Oppenheimer Asset Management Inc. | 32,191 | $7.37M | 0.11% | −25,205−43.9% | Reduced |
| Brookstone Capital Management | 32,264 | $7.27M | 0.14% | +778+2.5% | Added |
| First American Trust, FSB | 31,636 | $7.24M | 1.07% | −8,425−21.0% | Reduced |
| Longbow Finance SA | 31,615 | $7.23M | 0.91% | +320+1.0% | Added |
| Brookfield Asset Management Inc. | 31,478 | $7.20M | 0.03% | +31,478 | New |
| Kerrisdale Advisers, LLC | 31,169 | $7.13M | 2.11% | +21,929+237.3% | Added |
| Lyell Wealth Management, LP | 31,168 | $7.13M | 1.00% | +2,705+9.5% | Added |
| Sigma Planning Corp | 31,107 | $7.12M | 0.24% | +6,859+28.3% | Added |
| Cullinan Associates Inc | 31,102 | $7.12M | 0.42% | −7,360−19.1% | Reduced |
| Segall Bryant & Hamill, LLC | 30,805 | $7.05M | 0.08% | +156+0.5% | Added |
| Cetera Advisors LLC | 30,357 | $6.95M | 0.12% | −5,992−16.5% | Reduced |
| TownSquare Capital, LLC | 30,323 | $6.94M | 0.15% | +6,803+28.9% | Added |
| HB Wealth Management, LLC | 30,311 | $6.94M | 0.12% | +271+0.9% | Added |
| Dodge & Cox | 29,999 | $6.86M | 0.00% | −50−0.2% | Reduced |
| Kanawha Capital Management LLC | 29,745 | $6.81M | 0.65% | +68+0.2% | Added |
| Nikko Asset Management Americas, Inc. | 29,599 | $6.80M | 0.08% | −8,062−21.4% | Reduced |
| Bokf, NA | 29,702 | $6.80M | 0.14% | −3,407−10.3% | Reduced |
| Cannell Peter B & Co Inc | 29,323 | $6.71M | 0.24% | −235−0.8% | Reduced |
| Eagle Global Advisors LLC | 29,256 | $6.69M | 0.45% | +721+2.5% | Added |
| Vestcor Inc | 29,171 | $6.67M | 0.24% | +11,300+63.2% | Added |
| Becker Capital Management Inc | 29,099 | $6.66M | 0.26% | −1,308−4.3% | Reduced |
| American National Bank | 28,783 | $6.59M | 1.22% | +4,576+18.9% | Added |
| Ferguson Wellman Capital Management, Inc | 28,755 | $6.58M | 0.17% | −590−2.0% | Reduced |
| Avantax Advisory Services, Inc. | 28,637 | $6.55M | 0.08% | +264+0.9% | Added |
| 1832 Asset Management L.P. | 28,400 | $6.50M | 0.01% | −31,914−52.9% | Reduced |
| Central Bank & Trust Co | 28,366 | $6.49M | 1.16% | +7,874+38.4% | Added |
| German American Bancorp, Inc. | 28,242 | $6.46M | 0.97% | −882−3.0% | Reduced |
| Transform Wealth, LLC | 28,053 | $6.42M | 0.61% | +11,595+70.5% | Added |
| Miracle Mile Advisors, LLC | 28,021 | $6.41M | 0.21% | +98+0.4% | Added |
| Empowered Funds, LLC | 27,928 | $6.39M | 0.38% | +13,109+88.5% | Added |
| Integris Wealth Management, LLC | 27,808 | $6.36M | 2.34% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 27,637 | $6.32M | 0.25% | +73+0.3% | Added |
| Sawtooth Solutions, LLC | 27,499 | $6.29M | 0.16% | +23,034+515.9% | Added |
| Gluskin Sheff & Assoc Inc | 27,340 | $6.26M | 0.34% | −2,046−7.0% | Reduced |
| Welch & Forbes LLC | 27,291 | $6.25M | 0.11% | −697−2.5% | Reduced |
| Exchange Traded Concepts, LLC | 27,188 | $6.22M | 0.17% | +27,157+87,603.2% | Added |
| Valeo Financial Advisors, LLC | 26,814 | $6.14M | 0.30% | +12,047+81.6% | Added |
| Signet Financial Management, LLC | 26,786 | $6.13M | 1.03% | +100+0.4% | Added |
| Uniplan Investment Counsel, Inc. | 26,496 | $6.06M | 0.43% | −161−0.6% | Reduced |
| Logan Capital Management Inc | 26,459 | $6.05M | 0.29% | +10.0% | Added |
| Independent Wealth Network Inc. | 26,437 | $6.05M | 3.87% | +18+0.1% | Added |
| Sigma Investment Counselors Inc | 26,374 | $6.04M | 0.47% | −126−0.5% | Reduced |
| Addenda Capital Inc. | 26,371 | $6.03M | 0.25% | −203−0.8% | Reduced |
| Investment Management Corp of Ontario | 26,336 | $6.03M | 0.25% | +9,075+52.6% | Added |
| Oak Harvest Investment Services | 26,255 | $6.01M | 1.38% | −674−2.5% | Reduced |
| Financial Partners Group, LLC | 26,231 | $6.00M | 3.14% | −65−0.2% | Reduced |
| Silver Oak Securities, Inc | 26,175 | $5.99M | 0.98% | −738−2.7% | Reduced |
| Consolidated Planning Corp | 26,096 | $5.97M | 1.55% | −4,200−13.9% | Reduced |
| United Services Automobile Association | 26,070 | $5.96M | 0.19% | −57,156−68.7% | Reduced |
| Prelude Capital Management, LLC | 25,992 | $5.95M | 0.41% | +23,488+938.0% | Added |
| Banque Cantonale Vaudoise | 25,816 | $5.91M | 0.29% | −21−0.1% | Reduced |
| Koshinski Asset Management, Inc. | 25,813 | $5.91M | 0.58% | −173−0.7% | Reduced |
| Veritable, L.P. | 25,727 | $5.89M | 0.10% | −188−0.7% | Reduced |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 25,571 | $5.85M | 0.28% | +15,833+162.6% | Added |
| First Financial Bank - Trust Division | 25,562 | $5.85M | 0.63% | −504−1.9% | Reduced |
| Quadrature Capital Ltd | 25,430 | $5.82M | 0.16% | +25,430 | New |
| Kestra Private Wealth Services, LLC | 25,349 | $5.80M | 0.23% | −738−2.8% | Reduced |
| Savant Capital, LLC | 25,259 | $5.78M | 0.11% | +97+0.4% | Added |
| Cartenna Capital, LP | 25,000 | $5.72M | 1.08% | +25,000 | New |
| Benjamin F. Edwards & Company, Inc. | 24,967 | $5.71M | 0.24% | +33+0.1% | Added |
| Crossmark Global Holdings, Inc. | 24,953 | $5.71M | 0.13% | −776−3.0% | Reduced |
| Capital Group Investment Management Pte. Ltd. | 24,906 | $5.70M | 0.30% | −3,783−13.2% | Reduced |
| La Banque Postale Asset Management SA | 24,816 | $5.68M | 0.14% | −1,145−4.4% | Reduced |
| LMCG Investments, LLC | 24,729 | $5.66M | 0.38% | +3,343+15.6% | Added |
| Aull & Monroe Investment Management Corp | 24,446 | $5.59M | 2.85% | −699−2.8% | Reduced |
| Wesbanco Bank Inc | 24,129 | $5.52M | 0.24% | −185−0.8% | Reduced |
| New Mexico Educational Retirement Board | 24,102 | $5.52M | 0.28% | −700−2.8% | Reduced |
| Northwest Investment Counselors, LLC | 24,010 | $5.49M | 1.53% | −1,533−6.0% | Reduced |
| Ilmarinen Mutual Pension Insurance Co | 24,000 | $5.49M | 0.08% | 00.0% | Unchanged |
| Chartwell Investment Partners, LLC | 23,959 | $5.48M | 0.21% | −23,635−49.7% | Reduced |
| Fusion Capital, LLC | 23,843 | $5.46M | 3.12% | −221−0.9% | Reduced |
| Lincoln National Corp | 23,541 | $5.39M | 0.11% | +2,418+11.4% | Added |
| Beacon Investment Advisory Services, Inc. | 23,484 | $5.37M | 0.26% | +1,665+7.6% | Added |
| Sentry LLC | 23,483 | $5.37M | 1.26% | +23,483 | New |
| Principle Wealth Partners LLC | 23,395 | $5.35M | 0.57% | −23−0.1% | Reduced |
| Metropolitan Life Insurance Co | 23,277 | $5.33M | 0.27% | −6,090−20.7% | Reduced |