Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Biechele Royce Advisors | 23,242 | $5.32M | 1.98% | −1,067−4.4% | Reduced |
| Money Concepts Capital Corp | 22,996 | $5.32M | 0.30% | −2,959−11.4% | Reduced |
| Spinnaker Trust | 22,944 | $5.25M | 0.40% | −4,780−17.2% | Reduced |
| Hartford Financial Management Inc. | 22,818 | $5.22M | 1.35% | −306−1.3% | Reduced |
| Achmea Investment Management B.V. | 22,515 | $5.15M | 0.15% | +2,580+12.9% | Added |
| Highland Capital Management, LLC | 22,503 | $5.15M | 0.38% | +382+1.7% | Added |
| Advisor Partners II, LLC | 22,486 | $5.14M | 0.28% | +415+1.9% | Added |
| Community Bank & Trust, Waco, Texas | 22,421 | $5.13M | 1.63% | −338−1.5% | Reduced |
| Citizens National Bank Trust Department | 22,409 | $5.13M | 1.42% | −30−0.1% | Reduced |
| B & T Capital Management DBA Alpha Capital Management | 21,384 | $5.12M | 1.28% | 00.0% | Unchanged |
| Caas Capital Management LP | 22,270 | $5.10M | 1.65% | +22,270 | New |
| Consolidated Capital Management, LLC | 22,209 | $5.08M | 2.74% | −5,932−21.1% | Reduced |
| Avidian Wealth Solutions, LLC | 22,167 | $5.07M | 0.28% | +368+1.7% | Added |
| NBT Bank N A | 22,125 | $5.06M | 0.74% | −111−0.5% | Reduced |
| Hallmark Capital Management Inc | 22,071 | $5.05M | 0.46% | −684−3.0% | Reduced |
| City Holding Co | 21,985 | $5.03M | 0.90% | −590−2.6% | Reduced |
| Raymond James Trust N.A. | 21,928 | $5.02M | 0.16% | −23−0.1% | Reduced |
| Meridian Wealth Management, LLC | 21,911 | $5.01M | 0.44% | −249−1.1% | Reduced |
| Moors & Cabot, Inc. | 21,765 | $4.98M | 0.34% | +279+1.3% | Added |
| Churchill Management Corp | 21,668 | $4.96M | 0.10% | −48−0.2% | Reduced |
| Monte Financial Group, LLC | 21,602 | $4.94M | 2.61% | −1,294−5.7% | Reduced |
| Viking Fund Management LLC | 21,500 | $4.92M | 0.95% | 00.0% | Unchanged |
| Knuff & Co LLC | 21,486 | $4.92M | 1.95% | 00.0% | Unchanged |
| Trinity Legacy Partners, LLC | 21,458 | $4.91M | 1.84% | +299+1.4% | Added |
| Pearl River Capital, LLC | 21,308 | $4.88M | 0.77% | −11,242−34.5% | Reduced |
| Allworth Financial LP | 21,206 | $4.85M | 0.05% | +582+2.8% | Added |
| Ellsworth Advisors, LLC | 21,167 | $4.84M | 1.71% | +846+4.2% | Added |
| Community Bank, N.A. | 21,135 | $4.84M | 0.65% | +362+1.7% | Added |
| Narwhal Capital Management | 21,104 | $4.83M | 0.60% | +72+0.3% | Added |
| Pinnacle Financial Partners Inc | 21,050 | $4.82M | 0.13% | −6,253−22.9% | Reduced |
| Neville Rodie & Shaw Inc | 21,044 | $4.82M | 0.44% | 00.0% | Unchanged |
| Bank of Hawaii | 20,935 | $4.79M | 0.28% | −1,225−5.5% | Reduced |
| Tiaa, FSB | 20,838 | $4.77M | 0.02% | −1,719−7.6% | Reduced |
| Pathstone Family Office, LLC | 20,207 | $4.72M | 0.08% | −9,188−31.3% | Reduced |
| Northeast Investment Management | 20,595 | $4.71M | 0.29% | −18−0.1% | Reduced |
| Financial & Tax Architects, LLC | 20,551 | $4.70M | 1.55% | +786+4.0% | Added |
| Brinker Capital Investments, LLC | 20,536 | $4.70M | 0.06% | +7,686+59.8% | Added |
| Orion Portfolio Solutions, LLC | 20,536 | $4.70M | 0.06% | +14,851+261.2% | Added |
| Knights of Columbus Asset Advisors LLC | 20,457 | $4.68M | 0.46% | −4,829−19.1% | Reduced |
| Anderson Hoagland & Co | 20,417 | $4.67M | 0.67% | −13,767−40.3% | Reduced |
| Burney Co | 20,259 | $4.64M | 0.23% | +604+3.1% | Added |
| Caldwell Trust Co | 20,131 | $4.61M | 0.64% | −156−0.8% | Reduced |
| Generali Powszechne Towarzystwo Emerytalne | 20,118 | $4.60M | 4.31% | 00.0% | Unchanged |
| Wedbush Securities Inc | 20,106 | $4.60M | 0.23% | −2,201−9.9% | Reduced |
| Buckingham Strategic Wealth, LLC | 19,201 | $4.60M | 0.08% | 00.0% | Unchanged |
| Paradiem, LLC | 20,051 | $4.59M | 1.42% | −3,627−15.3% | Reduced |
| CWM, LLC | 20,037 | $4.58M | 0.03% | +1,761+9.6% | Added |
| Boit C F David | 20,400 | $4.58M | 3.13% | 00.0% | Unchanged |
| Bleakley Financial Group, LLC | 20,006 | $4.58M | 0.15% | +743+3.9% | Added |
| Pinebridge Investments, L.P. | 19,847 | $4.54M | 0.05% | +3,520+21.6% | Added |
| Ieq Capital, LLC | 19,802 | $4.53M | 0.11% | −443−2.2% | Reduced |
| Retirement Group, LLC | 19,706 | $4.51M | 2.06% | +129+0.7% | Added |
| Family Legacy, Inc. | 19,699 | $4.51M | 1.93% | +615+3.2% | Added |
| Stamos Capital Partners, L.P. | 19,600 | $4.49M | 1.16% | +4,200+27.3% | Added |
| King Luther Capital Management Corp | 19,551 | $4.47M | 0.02% | 00.0% | Unchanged |
| Romano Brothers and Company | 19,438 | $4.45M | 0.69% | −749−3.7% | Reduced |
| Searle & Co. | 20,322 | $4.45M | 1.45% | −742−3.5% | Reduced |
| Columbia Asset Management | 19,373 | $4.43M | 1.01% | −450−2.3% | Reduced |
| Asset Dedication, LLC | 19,220 | $4.41M | 0.41% | −507−2.6% | Reduced |
| Worldquant Millennium Advisors LLC | 19,262 | $4.41M | 0.08% | +6,993+57.0% | Added |
| Colonial Trust Advisors | 19,257 | $4.41M | 0.52% | −106−0.5% | Reduced |
| Kiley Juergens Wealth Management, LLC | 19,225 | $4.40M | 1.65% | −260−1.3% | Reduced |
| Summitry LLC | 19,176 | $4.39M | 0.29% | +249+1.3% | Added |
| Bridge Creek Capital Management LLC | 19,166 | $4.39M | 1.65% | −410−2.1% | Reduced |
| Argyle Capital Management Inc. | 19,135 | $4.38M | 1.54% | −500−2.5% | Reduced |
| Hixon Zuercher, LLC | 19,044 | $4.36M | 2.58% | +3,299+21.0% | Added |
| BKD Wealth Advisors, LLC | 18,926 | $4.33M | 0.14% | −207−1.1% | Reduced |
| Metis Global Partners, LLC | 18,815 | $4.31M | 0.28% | +4,952+35.7% | Added |
| Sandhill Capital Partners LLC | 18,795 | $4.30M | 0.41% | −4,790−20.3% | Reduced |
| Toroso Investments, LLC | 18,750 | $4.29M | 0.14% | +11,518+159.3% | Added |
| Edmond de Rothschild Holding S.A. | 18,521 | $4.24M | 0.10% | −34,676−65.2% | Reduced |
| Kentucky Retirement Systems Insurance Trust Fund | 18,517 | $4.24M | 0.35% | −402−2.1% | Reduced |
| Ipswich Investment Management Co., Inc. | 18,409 | $4.21M | 1.15% | −420−2.2% | Reduced |
| Physicians Financial Services, Inc. | 18,295 | $4.19M | 1.77% | +75+0.4% | Added |
| Aries Wealth Management | 18,128 | $4.15M | 1.70% | +100+0.6% | Added |
| Monument Capital Management | 18,095 | $4.14M | 1.39% | −30−0.2% | Reduced |
| Beese Fulmer Investment Management, Inc. | 18,056 | $4.13M | 0.47% | +278+1.6% | Added |
| Mairs & Power Inc | 17,920 | $4.10M | 0.05% | −35−0.2% | Reduced |
| Reliant Investment Management, LLC | 17,855 | $4.09M | 2.58% | −1,000−5.3% | Reduced |
| Montgomery Investment Management Inc | 17,854 | $4.09M | 1.44% | 00.0% | Unchanged |
| Oak Harbor Wealth Partners, LLC | 17,772 | $4.07M | 1.48% | −43−0.2% | Reduced |
| Drexel Morgan & Co. | 17,746 | $4.06M | 1.02% | 00.0% | Unchanged |
| Country Club Bank | 18,050 | $4.05M | 0.33% | +1,098+6.5% | Added |
| Twin Capital Management Inc | 17,651 | $4.04M | 0.55% | −2,391−11.9% | Reduced |
| Ameritas Advisory Services, LLC | 17,779 | $4.03M | 0.20% | −12,259−40.8% | Reduced |
| Crestwood Advisors Group LLC | 17,536 | $4.01M | 0.13% | −1,840−9.5% | Reduced |
| Gateway Advisory, LLC | 17,498 | $4.00M | 0.89% | +17,498 | New |
| Global Retirement Partners, LLC | 18,542 | $4.00M | 0.21% | +210+1.1% | Added |
| Quantinno Capital Management LP | 17,373 | $3.98M | 0.26% | −3,465−16.6% | Reduced |
| Griffin Asset Management, Inc. | 17,345 | $3.97M | 0.55% | +2,726+18.6% | Added |
| Williams Jones Wealth Management, LLC. | 17,336 | $3.97M | 0.06% | +263+1.5% | Added |
| Altrius Capital Management Inc | 17,317 | $3.96M | 1.21% | −116−0.7% | Reduced |
| LeJeune Puetz Investment Counsel LLC | 17,312 | $3.96M | 1.42% | +31+0.2% | Added |
| Stillwater Investment Management, LLC | 17,261 | $3.95M | 1.06% | +83+0.5% | Added |
| Ronald Blue Trust, Inc. | 16,482 | $3.95M | 0.06% | −756−4.4% | Reduced |
| Abbrea Capital, LLC | 17,147 | $3.92M | 0.67% | +537+3.2% | Added |
| Terry L. Blaker | 17,040 | $3.90M | 0.35% | −1,653−8.8% | Reduced |
| FRG Family Wealth Advisors LLC | 16,856 | $3.86M | 0.88% | 00.0% | Unchanged |
| Resolute Wealth Strategies, LLC | 16,807 | $3.85M | 3.27% | +16,807 | New |
| Marketfield Asset Management LLC | 16,719 | $3.83M | 3.27% | 00.0% | Unchanged |