Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kinneret Advisory, LLC | 16,692 | $3.82M | 0.49% | −897−5.1% | Reduced |
| Virtu Financial LLC | 16,680 | $3.82M | 0.41% | +16,680 | New |
| Parcion Private Wealth LLC | 16,634 | $3.81M | 0.40% | +1,112+7.2% | Added |
| Equitable Trust Co | 16,463 | $3.77M | 0.30% | 00.0% | Unchanged |
| Silvercrest Asset Management Group LLC | 16,420 | $3.76M | 0.03% | +513+3.2% | Added |
| Arrow Financial Corp | 16,389 | $3.75M | 0.49% | +2,275+16.1% | Added |
| Pallas Capital Advisors LLC | 16,759 | $3.74M | 0.35% | +839+5.3% | Added |
| Northwestern Mutual Investment Management Company, LLC | 16,359 | $3.74M | 0.10% | +48+0.3% | Added |
| Bailard, Inc. | 16,327 | $3.74M | 0.13% | −26−0.2% | Reduced |
| Canandaigua National Bank & Trust Co | 16,181 | $3.70M | 0.62% | +16,181 | New |
| KMG Fiduciary Partners, LLC | 16,149 | $3.70M | 0.53% | +648+4.2% | Added |
| Malaga Cove Capital, LLC | 16,096 | $3.68M | 1.82% | −41−0.3% | Reduced |
| Robertson Stephens Wealth Management, LLC | 16,092 | $3.68M | 0.29% | +1,210+8.1% | Added |
| Fund Management at Engine No. 1 LLC | 16,068 | $3.68M | 0.74% | +528+3.4% | Added |
| Advocate Group LLC | 16,053 | $3.67M | 0.80% | +940+6.2% | Added |
| Roundview Capital LLC | 15,839 | $3.62M | 0.38% | +344+2.2% | Added |
| Siemens Fonds Invest GmbH | 15,762 | $3.61M | 0.38% | −59−0.4% | Reduced |
| Lake Street Advisors Group, LLC | 15,735 | $3.60M | 0.22% | −65−0.4% | Reduced |
| Stonnington Group, LLC | 16,229 | $3.60M | 0.94% | +983+6.4% | Added |
| Ascent Wealth Partners, LLC | 15,720 | $3.60M | 0.72% | −70−0.4% | Reduced |
| North Star Investment Management Corp. | 15,589 | $3.57M | 0.29% | −38−0.2% | Reduced |
| Greenleaf Trust | 15,568 | $3.56M | 0.04% | +699+4.7% | Added |
| EagleClaw Capital Managment, LLC | 15,535 | $3.56M | 0.84% | +35+0.2% | Added |
| Goelzer Investment Management, Inc. | 15,475 | $3.54M | 0.31% | −467−2.9% | Reduced |
| Perpetual Ltd | 15,468 | $3.54M | 0.03% | +15,468 | New |
| Permanens Capital L.P. | 15,460 | $3.54M | 0.77% | −140−0.9% | Reduced |
| Wetherby Asset Management Inc | 15,276 | $3.50M | 0.20% | +197+1.3% | Added |
| Cullen/Frost Bankers, Inc. | 15,143 | $3.47M | 0.06% | +160+1.1% | Added |
| Compagnie Lombard Odier SCmA | 15,112 | $3.46M | 0.09% | −1,948−11.4% | Reduced |
| Eukles Asset Management | 15,031 | $3.44M | 1.87% | −114−0.8% | Reduced |
| TCI Wealth Advisors, Inc. | 15,028 | $3.44M | 0.45% | +179+1.2% | Added |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $3.43M | 1.03% | 00.0% | Unchanged |
| RBF Capital, LLC | 15,000 | $3.43M | 0.25% | 00.0% | Unchanged |
| Iowa State Bank | 14,966 | $3.42M | 0.86% | −598−3.8% | Reduced |
| Essex Investment Management Co LLC | 14,930 | $3.42M | 0.50% | −1,877−11.2% | Reduced |
| Creative Financial Designs Inc | 14,908 | $3.41M | 0.45% | −6,891−31.6% | Reduced |
| Tower View Investment Management & Research LLC | 14,894 | $3.41M | 2.29% | +55+0.4% | Added |
| Guyasuta Investment Advisors Inc | 14,888 | $3.41M | 0.26% | +300+2.1% | Added |
| Empirical Finance, LLC | 14,878 | $3.40M | 0.32% | +642+4.5% | Added |
| Mutual Advisors, LLC | 14,673 | $3.36M | 0.14% | −479−3.2% | Reduced |
| Leuthold Group, LLC | 14,667 | $3.36M | 0.44% | −289−1.9% | Reduced |
| Perfromance Wealth Partners, LLC | 14,582 | $3.34M | 0.17% | +3,937+37.0% | Added |
| Webster Bank, N. A. | 14,530 | $3.33M | 0.43% | −141−1.0% | Reduced |
| Stonebridge Capital Management Inc | 14,522 | $3.32M | 1.60% | −2,989−17.1% | Reduced |
| Robbins Farley LLC | 14,505 | $3.32M | 2.44% | −286−1.9% | Reduced |
| Occudo Quantitative Strategies LP | 14,471 | $3.31M | 0.30% | +14,471 | New |
| DFPG Investments, LLC | 14,461 | $3.31M | 0.36% | +6,253+76.2% | Added |
| Foster & Motley Inc | 14,452 | $3.31M | 0.27% | +1,508+11.7% | Added |
| Park Avenue Securities LLC | 14,434 | $3.30M | 0.06% | −358−2.4% | Reduced |
| Freestone Capital Holdings, LLC | 14,330 | $3.28M | 0.15% | −580−3.9% | Reduced |
| Kames Capital plc | 14,256 | $3.26M | 0.06% | 00.0% | Unchanged |
| Pflug Koory, LLC | 14,232 | $3.26M | 1.77% | 00.0% | Unchanged |
| Alberta Investment Management Corp | 14,200 | $3.25M | 0.03% | −21,600−60.3% | Reduced |
| Investment Management of Virginia LLC | 14,086 | $3.22M | 0.61% | −100−0.7% | Reduced |
| Boothbay Fund Management, LLC | 14,084 | $3.22M | 0.09% | +11,223+392.3% | Added |
| Leonteq Securities AG | 14,055 | $3.22M | 0.30% | +3,550+33.8% | Added |
| Assetmark, Inc | 14,048 | $3.21M | 0.01% | +959+7.3% | Added |
| Sandy Spring Bank | 13,992 | $3.20M | 0.18% | −855−5.8% | Reduced |
| Blue Edge Capital, LLC | 13,969 | $3.20M | 0.69% | 00.0% | Unchanged |
| Sturgeon Ventures LLP | 13,955 | $3.19M | 4.86% | +1,738+14.2% | Added |
| Versor Investments LP | 13,925 | $3.19M | 0.42% | +5,500+65.3% | Added |
| DT Investment Partners, LLC | 14,648 | $3.18M | 0.39% | +13+0.1% | Added |
| Brown Brothers Harriman & Co | 13,787 | $3.16M | 0.03% | +34+0.2% | Added |
| MAI Capital Management | 13,704 | $3.14M | 0.05% | +1,437+11.7% | Added |
| Credit Agricole S A | 13,684 | $3.13M | 0.13% | +10,880+388.0% | Added |
| Ogorek Anthony Joseph | 13,670 | $3.13M | 1.28% | −1,214−8.2% | Reduced |
| Castellan Group, LLC | 13,664 | $3.13M | 2.14% | −350−2.5% | Reduced |
| Trifecta Capital Advisors, LLC | 13,651 | $3.12M | 1.10% | +235+1.8% | Added |
| Brendel Financial Advisors LLC | 13,641 | $3.12M | 2.31% | +13,641 | New |
| Trust Co of Vermont | 13,617 | $3.12M | 0.22% | +896+7.0% | Added |
| Two Sigma Securities, LLC | 13,598 | $3.11M | 0.26% | −3,986−22.7% | Reduced |
| Plimoth Trust Co LLC | 13,550 | $3.10M | 0.96% | −261−1.9% | Reduced |
| Graphene Investments SAS | 13,500 | $3.09M | 2.07% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 13,490 | $3.09M | 0.12% | +219+1.7% | Added |
| Richard Bernstein Advisors LLC | 13,294 | $3.04M | 0.06% | 00.0% | Unchanged |
| Quantbot Technologies LP | 13,277 | $3.04M | 0.22% | +13,277 | New |
| Hayek Kallen Investment Management | 13,205 | $3.02M | 1.37% | −844−6.0% | Reduced |
| Monetary Management Group Inc | 13,167 | $3.01M | 0.89% | −125−0.9% | Reduced |
| Kavar Capital Partners Group, LLC | 13,165 | $3.01M | 0.65% | −218−1.6% | Reduced |
| First Citizens Bank & Trust Co | 13,125 | $3.00M | 0.06% | +2,129+19.4% | Added |
| Leavell Investment Management, Inc. | 13,116 | $3.00M | 0.21% | +1,552+13.4% | Added |
| FourThought Financial Partners, LLC | 13,096 | $3.00M | 0.41% | +10.0% | Added |
| Stratos Wealth Partners, LTD. | 13,093 | $3.00M | 0.08% | −472−3.5% | Reduced |
| Readystate Asset Management LP | 13,080 | $2.99M | 0.37% | +13,080 | New |
| McGuire Investment Group, LLC | 13,007 | $2.98M | 0.59% | +1,945+17.6% | Added |
| Arrowstreet Capital, Limited Partnership | 12,787 | $2.93M | 0.00% | +12,787 | New |
| Richelieu Gestion PLC | 12,746 | $2.92M | 2.64% | +3,060+31.6% | Added |
| Great Valley Advisor Group, Inc. | 12,721 | $2.91M | 0.14% | +4,374+52.4% | Added |
| Applied Capital LLC | 12,714 | $2.91M | 2.89% | −137−1.1% | Reduced |
| Wakefield Asset Management LLLP | 12,649 | $2.89M | 1.20% | +10.0% | Added |
| AAFMAA Wealth Management & Trust LLC | 12,612 | $2.89M | 2.31% | −407−3.1% | Reduced |
| Coldstream Capital Management Inc | 12,534 | $2.87M | 0.10% | +372+3.1% | Added |
| Barbara Oil Co. | 12,500 | $2.86M | 1.37% | 00.0% | Unchanged |
| Studio Investment Management LLC | 12,414 | $2.84M | 0.86% | −615−4.7% | Reduced |
| Apollon Wealth Management, LLC | 12,400 | $2.84M | 0.17% | +1,966+18.8% | Added |
| ICA Group Wealth Management, LLC | 12,367 | $2.83M | 0.68% | +164+1.3% | Added |
| Azimuth Capital Investment Management LLC | 12,365 | $2.83M | 0.14% | −100−0.8% | Reduced |
| Ashton Thomas Private Wealth, LLC | 12,351 | $2.83M | 0.25% | +1,224+11.0% | Added |
| J.P. Marvel Investment Advisors, LLC | 12,344 | $2.82M | 0.64% | −75−0.6% | Reduced |
| Geneos Wealth Management Inc. | 12,337 | $2.82M | 0.17% | −85−0.7% | Reduced |