Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Essex Financial Services, Inc. | 12,294 | $2.81M | 0.30% | +444+3.7% | Added |
| BLB&B Advisors, LLC | 12,198 | $2.79M | 0.21% | +228+1.9% | Added |
| Stoneridge Investment Partners LLC | 12,190 | $2.79M | 1.48% | −549−4.3% | Reduced |
| South Dakota Investment Council | 12,155 | $2.78M | 0.06% | 00.0% | Unchanged |
| Cambridge Advisors Inc. | 12,123 | $2.77M | 0.71% | +130+1.1% | Added |
| Clearbridge Investments, LLC | 12,012 | $2.75M | 0.00% | +1,141+10.5% | Added |
| Lowe Brockenbrough & Co Inc | 11,963 | $2.74M | 0.22% | +2,478+26.1% | Added |
| Edgestream Partners, L.P. | 11,836 | $2.71M | 0.30% | +10,011+548.5% | Added |
| Kingsview Wealth Management, LLC | 11,829 | $2.71M | 0.11% | −640−5.1% | Reduced |
| Slow Capital, Inc. | 11,796 | $2.70M | 0.50% | +1,591+15.6% | Added |
| Integrated Wealth Concepts LLC | 11,775 | $2.69M | 0.06% | +4,942+72.3% | Added |
| Mission Creek Capital Partners, Inc. | 11,765 | $2.69M | 0.92% | −28−0.2% | Reduced |
| PFG Advisors | 11,731 | $2.68M | 0.22% | +954+8.9% | Added |
| MV Capital Management, Inc. | 11,675 | $2.67M | 0.38% | +91+0.8% | Added |
| New Hampshire Trust | 11,667 | $2.67M | 0.72% | −1,704−12.7% | Reduced |
| Nicholas Hoffman & Company, LLC. | 11,626 | $2.66M | 0.24% | +50+0.4% | Added |
| Pinnacle Holdings, LLC | 11,575 | $2.65M | 1.23% | −10−0.1% | Reduced |
| RSM US Wealth Management LLC | 11,568 | $2.65M | 0.09% | +3,689+46.8% | Added |
| Viewpoint Capital Management LLC | 11,548 | $2.64M | 2.37% | −110−0.9% | Reduced |
| Procyon Private Wealth Partners, LLC | 11,546 | $2.64M | 0.44% | +64+0.6% | Added |
| Financial Sense Advisors, Inc. | 11,531 | $2.64M | 1.20% | −50−0.4% | Reduced |
| Intact Investment Management Inc. | 11,500 | $2.63M | 0.11% | 00.0% | Unchanged |
| Liberty One Investment Management, LLC | 11,476 | $2.63M | 0.36% | +487+4.4% | Added |
| Providence Wealth Advisors, LLC | 11,752 | $2.62M | 1.94% | −60−0.5% | Reduced |
| Ellis Investment Partners, LLC | 11,436 | $2.62M | 0.68% | −2,015−15.0% | Reduced |
| Beck Capital Management, LLC | 11,398 | $2.61M | 1.11% | +983+9.4% | Added |
| Spirit of America Management Corp | 11,340 | $2.60M | 0.58% | −700−5.8% | Reduced |
| Whitener Capital Management, Inc. | 11,315 | $2.59M | 1.08% | −200−1.7% | Reduced |
| Spire Wealth Management | 11,311 | $2.59M | 0.10% | +2,442+27.5% | Added |
| Gateway Wealth Partners, LLC | 11,300 | $2.59M | 0.40% | +402+3.7% | Added |
| Trust Co of Toledo NA | 11,270 | $2.58M | 0.46% | +548+5.1% | Added |
| Veriti Management LLC | 11,257 | $2.58M | 0.31% | −104−0.9% | Reduced |
| Donaldson Capital Management, LLC | 11,242 | $2.57M | 0.12% | −184−1.6% | Reduced |
| Twinbeech Capital LP | 11,230 | $2.57M | 0.05% | +11,230 | New |
| Signaturefd, LLC | 11,194 | $2.56M | 0.07% | +1,304+13.2% | Added |
| First Horizon Advisors, Inc. | 11,189 | $2.56M | 0.09% | −2,516−18.4% | Reduced |
| Graypoint LLC | 11,185 | $2.56M | 0.28% | +4,884+77.5% | Added |
| Gould Capital, LLC | 11,169 | $2.56M | 1.97% | −2,837−20.3% | Reduced |
| Level Four Advisory Services, LLC | 11,163 | $2.55M | 0.17% | −1,226−9.9% | Reduced |
| Strategic Advisors LLC | 11,149 | $2.55M | 0.52% | +75+0.7% | Added |
| ARS Wealth Advisors Group, LLC | 11,115 | $2.54M | 0.47% | −14,036−55.8% | Reduced |
| Schnieders Capital Management LLC | 11,109 | $2.54M | 0.57% | 00.0% | Unchanged |
| Hennessy Advisors Inc | 11,100 | $2.54M | 0.19% | −1,600−12.6% | Reduced |
| FIL Ltd | 11,064 | $2.53M | 0.00% | −9,716−46.8% | Reduced |
| Kinloch Capital, LLC | 11,059 | $2.53M | 1.48% | −4,015−26.6% | Reduced |
| Vestmark Advisory Solutions, Inc. | 11,025 | $2.52M | 0.11% | −10,909−49.7% | Reduced |
| Commonwealth Retirement Investments LLC | 11,021 | $2.52M | 1.50% | −11−0.1% | Reduced |
| Edge Capital Group, LLC | 10,995 | $2.52M | 0.16% | +8,200+293.4% | Added |
| CPA Asset Management LLC | 10,901 | $2.49M | 1.86% | 00.0% | Unchanged |
| Boyd Watterson Asset Management LLC | 10,813 | $2.47M | 1.01% | +50.0% | Added |
| Jacobi Capital Management LLC | 10,803 | $2.47M | 0.29% | −450−4.0% | Reduced |
| Cary Street Partner Investment Advisory LLC | 10,799 | $2.47M | 0.18% | +27+0.3% | Added |
| Asset Management Group, Inc. | 10,779 | $2.47M | 0.55% | +45+0.4% | Added |
| Financial Advisory Service, Inc. | 10,755 | $2.46M | 0.27% | −377−3.4% | Reduced |
| Modus Advisors, LLC | 10,753 | $2.46M | 1.13% | +14+0.1% | Added |
| U.S. Capital Wealth Advisors, LLC | 10,733 | $2.46M | 0.11% | +3,065+40.0% | Added |
| Vinva Investment Management Ltd | 10,935 | $2.46M | 0.21% | +10,935 | New |
| Mystic Asset Management, Inc. | 10,618 | $2.43M | 1.34% | 00.0% | Unchanged |
| Smith, Moore & Co. | 10,573 | $2.42M | 0.33% | +311+3.0% | Added |
| Capital Investment Counsel, Inc | 10,535 | $2.41M | 0.55% | −363−3.3% | Reduced |
| Whalerock Point Partners, LLC | 10,505 | $2.40M | 0.89% | +160+1.5% | Added |
| StoneX Group Inc. | 10,495 | $2.40M | 0.26% | +4,247+68.0% | Added |
| Meiji Yasuda Life Insurance Co | 10,480 | $2.40M | 0.05% | +77+0.7% | Added |
| Anchor Investment Management, LLC | 10,463 | $2.39M | 0.33% | +451+4.5% | Added |
| Mitchell McLeod Pugh & Williams Inc | 10,449 | $2.39M | 0.74% | −13−0.1% | Reduced |
| MEMBERS Trust Co | 10,434 | $2.39M | 0.07% | −487−4.5% | Reduced |
| Banque Pictet & Cie SA | 10,391 | $2.38M | 0.02% | −10,228−49.6% | Reduced |
| Merit Financial Group, LLC | 10,347 | $2.37M | 0.09% | +1,352+15.0% | Added |
| Radnor Capital Management, LLC | 10,326 | $2.36M | 0.62% | 00.0% | Unchanged |
| AustralianSuper Pty Ltd | 10,324 | $2.36M | 0.02% | +10,324 | New |
| Tokio Marine Asset Management Co Ltd | 10,281 | $2.35M | 0.16% | +1,472+16.7% | Added |
| Shelton Capital Management | 10,232 | $2.34M | 0.10% | +3,032+42.1% | Added |
| Sequoia Financial Advisors, LLC | 10,228 | $2.34M | 0.05% | −87−0.8% | Reduced |
| Symmetry Partners, LLC | 10,220 | $2.34M | 0.13% | +5,880+135.5% | Added |
| Focus Financial Network, Inc. | 10,219 | $2.34M | 0.15% | −396−3.7% | Reduced |
| Gouws Capital LLC | 10,192 | $2.33M | 2.09% | +533+5.5% | Added |
| Truvestments Capital LLC | 10,151 | $2.32M | 1.24% | +226+2.3% | Added |
| Aire Advisors, LLC | 10,131 | $2.31M | 0.64% | −254−2.4% | Reduced |
| Horizon Investments, LLC | 10,134 | $2.31M | 0.07% | −8,515−45.7% | Reduced |
| Beck Bode, LLC | 10,063 | $2.30M | 0.57% | +6,659+195.6% | Added |
| Symmetry Investments LP | 10,032 | $2.30M | 1.10% | +10,032 | New |
| Profund Advisors LLC | 10,024 | $2.29M | 0.14% | −48−0.5% | Reduced |
| Traynor Capital Management, Inc. | 10,014 | $2.29M | 0.35% | −69−0.7% | Reduced |
| Atlantic Union Bankshares Corp | 9,938 | $2.27M | 0.24% | −522−5.0% | Reduced |
| Hoylecohen, LLC | 9,937 | $2.27M | 0.21% | +14+0.1% | Added |
| Global Wealth Management Investment Advisory, Inc. | 9,910 | $2.27M | 0.68% | +9,910 | New |
| Holderness Investments Co | 9,908 | $2.27M | 0.91% | +115+1.2% | Added |
| 1st Source Bank | 9,908 | $2.27M | 0.15% | +101+1.0% | Added |
| Members Capital Advisors Inc | 9,900 | $2.27M | 1.64% | 00.0% | Unchanged |
| Private Trust Co NA | 9,890 | $2.26M | 0.31% | +150+1.5% | Added |
| Mill Capital Management, LLC | 9,866 | $2.26M | 0.23% | 00.0% | Unchanged |
| Cumberland Advisors Inc | 9,850 | $2.25M | 0.92% | 00.0% | Unchanged |
| Adirondack Trust Co | 9,777 | $2.24M | 1.13% | +20.0% | Added |
| Hudock, Inc. | 9,754 | $2.23M | 0.55% | −298−3.0% | Reduced |
| Evercore Wealth Management, LLC | 9,747 | $2.23M | 0.04% | −861−8.1% | Reduced |
| McMillion Capital Management Inc | 9,746 | $2.23M | 2.10% | −833−7.9% | Reduced |
| Tower Bridge Advisors | 9,745 | $2.23M | 0.18% | −97−1.0% | Reduced |
| McKinley Carter Wealth Services, Inc. | 9,662 | $2.21M | 0.17% | +146+1.5% | Added |
| Palisade Asset Management, LLC | 9,629 | $2.20M | 0.27% | −111−1.1% | Reduced |
| Caldwell Sutter Capital, Inc. | 9,627 | $2.20M | 1.61% | +1,402+17.0% | Added |