Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sumitomo Life Insurance Co | 9,625 | $2.20M | 0.19% | −72−0.7% | Reduced |
| Wellington Shields & Co., LLC | 9,600 | $2.20M | 0.49% | 00.0% | Unchanged |
| Berkshire Bank | 9,582 | $2.19M | 0.65% | −207−2.1% | Reduced |
| Alps Advisors Inc | 9,563 | $2.19M | 0.02% | −832−8.0% | Reduced |
| Waldron Private Wealth LLC | 9,558 | $2.19M | 0.11% | +438+4.8% | Added |
| First National Bank & Trust Co of Newtown | 9,527 | $2.18M | 0.48% | −50−0.5% | Reduced |
| Moody National Bank Trust Division | 9,493 | $2.17M | 0.19% | −14−0.1% | Reduced |
| Thoroughbred Financial Services, LLC | 9,475 | $2.17M | 0.32% | +1,016+12.0% | Added |
| Buckley Wealth Management, LLC | 9,472 | $2.17M | 0.80% | 00.0% | Unchanged |
| Diversified Trust Co | 9,463 | $2.17M | 0.08% | +1,323+16.3% | Added |
| Johnson Investment Counsel Inc | 9,441 | $2.16M | 0.03% | +252+2.7% | Added |
| Loudon Investment Management, LLC | 9,428 | $2.16M | 1.49% | −775−7.6% | Reduced |
| FLC Capital Advisors | 9,356 | $2.14M | 0.65% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 9,334 | $2.14M | 0.41% | −346−3.6% | Reduced |
| Naples Global Advisors, LLC | 9,314 | $2.13M | 0.27% | −180−1.9% | Reduced |
| Westwood Management Corp | 9,300 | $2.13M | 0.27% | +9,300 | New |
| Heritage Trust Co | 9,290 | $2.13M | 0.33% | −6−0.1% | Reduced |
| RB Capital Management, LLC | 9,277 | $2.12M | 0.69% | +271+3.0% | Added |
| Guardian Investment Management | 9,152 | $2.12M | 1.63% | +2,465+36.9% | Added |
| Ignite Planners, LLC | 9,831 | $2.12M | 0.87% | +406+4.3% | Added |
| CAPROCK Group, Inc. | 9,247 | $2.12M | 0.16% | +1,647+21.7% | Added |
| Ti-Trust, Inc | 9,247 | $2.12M | 1.99% | 00.0% | Unchanged |
| Triad Financial Advisors, Inc. | 9,246 | $2.12M | 0.92% | +5+0.1% | Added |
| Atomi Financial Group, Inc. | 9,241 | $2.11M | 1.18% | +9,241 | New |
| Baldwin Investment Management, LLC | 9,235 | $2.11M | 0.37% | −93−1.0% | Reduced |
| Sowell Financial Services LLC | 9,226 | $2.11M | 0.16% | −5,287−36.4% | Reduced |
| Moneta Group Investment Advisors LLC | 9,217 | $2.11M | 0.05% | +233+2.6% | Added |
| HBK Sorce Advisory LLC | 9,214 | $2.11M | 0.10% | −8,988−49.4% | Reduced |
| Core Wealth Advisors, Inc. | 9,207 | $2.11M | 0.84% | +1,109+13.7% | Added |
| Wealthcare Advisory Partners LLC | 9,183 | $2.10M | 0.09% | +140+1.5% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 9,125 | $2.09M | 0.06% | +446+5.1% | Added |
| Finer Wealth Management, Inc. | 9,114 | $2.09M | 1.76% | +25+0.3% | Added |
| Hoey Investments, Inc | 9,108 | $2.08M | 0.82% | +218+2.5% | Added |
| Jag Capital Management, LLC | 9,082 | $2.08M | 0.27% | +105+1.2% | Added |
| Boston Private Wealth LLC | 9,053 | $2.07M | 0.03% | −535−5.6% | Reduced |
| Meeder Advisory Services, Inc. | 9,021 | $2.06M | 0.24% | +54+0.6% | Added |
| Park National Corp | 9,012 | $2.06M | 0.09% | +191+2.2% | Added |
| Venture Visionary Partners LLC | 8,977 | $2.05M | 0.13% | +59+0.7% | Added |
| Bryn Mawr Trust Co | 8,949 | $2.05M | 0.09% | −15−0.2% | Reduced |
| Emfo, LLC | 8,893 | $2.04M | 1.93% | 00.0% | Unchanged |
| Nilsine Partners, LLC | 8,875 | $2.03M | 0.32% | +8,875 | New |
| Jefferies Financial Group Inc. | 8,854 | $2.03M | 0.04% | −64,746−88.0% | Reduced |
| Cresset Asset Management, LLC | 8,833 | $2.02M | 0.04% | −1,009−10.3% | Reduced |
| Pure Financial Advisors, Inc. | 8,811 | $2.02M | 0.09% | +85+1.0% | Added |
| Smith, Salley & Associates | 8,806 | $2.02M | 0.16% | +165+1.9% | Added |
| Capital Asset Advisory Services LLC | 8,797 | $2.01M | 0.15% | −289−3.2% | Reduced |
| V Wealth Advisors LLC | 8,784 | $2.01M | 0.38% | +695+8.6% | Added |
| Murphy, Middleton, Hinkle & Parker, Inc. | 8,780 | $2.01M | 1.25% | 00.0% | Unchanged |
| Bank Julius Baer & Co. Ltd, Zurich | 8,779 | $2.01M | 0.01% | +6,377+265.5% | Added |
| We Are One Seven, LLC | 8,746 | $2.00M | 0.13% | +2,401+37.8% | Added |
| Avitas Wealth Management LLC | 8,720 | $2.00M | 0.39% | −17−0.2% | Reduced |
| Hodges Capital Management Inc. | 10,699 | $1.99M | 0.16% | −7,148−40.1% | Reduced |
| Oxbow Advisors, LLC | 8,700 | $1.99M | 0.36% | 00.0% | Unchanged |
| Hanson & Doremus Investment Management | 8,678 | $1.99M | 0.44% | −301−3.4% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 8,632 | $1.98M | 0.02% | +5,083+143.2% | Added |
| Court Place Advisors, LLC | 8,599 | $1.97M | 0.71% | 00.0% | Unchanged |
| Seven Eight Capital, LP | 8,584 | $1.96M | 0.41% | +8,584 | New |
| IHT Wealth Management, LLC | 8,554 | $1.96M | 0.11% | +317+3.8% | Added |
| Boltwood Capital Management | 8,547 | $1.96M | 0.73% | +60+0.7% | Added |
| Douglass Winthrop Advisors, LLC | 8,495 | $1.94M | 0.05% | −500−5.6% | Reduced |
| LMG Wealth Partners, LLC | 8,493 | $1.94M | 0.63% | +332+4.1% | Added |
| Old Port Advisors | 8,669 | $1.91M | 0.69% | −293−3.3% | Reduced |
| Equitable Holdings, Inc. | 8,354 | $1.91M | 0.03% | +43+0.5% | Added |
| SlateStone Wealth, LLC | 8,278 | $1.89M | 0.39% | +1,292+18.5% | Added |
| First Dallas Securities Inc. | 8,233 | $1.88M | 1.11% | −25−0.3% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 8,231 | $1.88M | 0.20% | −58−0.7% | Reduced |
| Global Trust Asset Management, LLC | 8,228 | $1.88M | 0.90% | +103+1.3% | Added |
| SeaCrest Wealth Management, LLC | 8,215 | $1.88M | 0.25% | +51+0.6% | Added |
| Chapin Davis, Inc. | 8,183 | $1.87M | 0.97% | +5+0.1% | Added |
| Trust Investment Advisors | 8,157 | $1.87M | 1.67% | −250−3.0% | Reduced |
| Howland Capital Management LLC | 8,154 | $1.87M | 0.11% | +3,026+59.0% | Added |
| Fruth Investment Management | 8,143 | $1.86M | 0.54% | 00.0% | Unchanged |
| MB, Levis & Associates, LLC | 8,116 | $1.86M | 1.29% | +17+0.2% | Added |
| Alpha Cubed Investments, LLC | 8,097 | $1.85M | 0.13% | −1,559−16.1% | Reduced |
| Argent Trust Co | 8,096 | $1.85M | 0.12% | +161+2.0% | Added |
| McKinley Capital Management LLC /Delaware | 8,085 | $1.85M | 0.25% | +2,317+40.2% | Added |
| Bowen Hanes & Co Inc | 8,079 | $1.85M | 0.06% | −2,450−23.3% | Reduced |
| Tradewinds, LLC. | 8,037 | $1.84M | 1.11% | +8,037 | New |
| Cambridge Trust Co | 8,003 | $1.83M | 0.09% | −25−0.3% | Reduced |
| Cohen Klingenstein LLC | 8,000 | $1.83M | 0.09% | 00.0% | Unchanged |
| Investors Asset Management of Georgia Inc | 7,968 | $1.82M | 0.97% | −50−0.6% | Reduced |
| Ropes Wealth Advisors LLC | 7,966 | $1.82M | 0.33% | −241−2.9% | Reduced |
| World Equity Group, Inc. | 131,633 | $1.81M | 0.31% | +127,141+2,830.4% | Added |
| Kempner Capital Management Inc. | 7,842 | $1.79M | 1.05% | 00.0% | Unchanged |
| Ci Investments Inc. | 7,836 | $1.79M | 0.01% | −284−3.5% | Reduced |
| Nippon Life Global Investors Americas, Inc. | 7,820 | $1.79M | 0.11% | +7,820 | New |
| AIA Group Ltd | 7,807 | $1.79M | 0.10% | +1,274+19.5% | Added |
| United Community Bank | 7,804 | $1.79M | 1.69% | +110+1.4% | Added |
| Gifford Fong Associates | 7,800 | $1.78M | 0.47% | 00.0% | Unchanged |
| G&S Capital LLC | 7,779 | $1.78M | 0.79% | −248−3.1% | Reduced |
| Agf Management Ltd | 7,766 | $1.78M | 0.01% | −6,380−45.1% | Reduced |
| Ibex Wealth Advisors | 7,749 | $1.77M | 0.46% | −211−2.7% | Reduced |
| WR Wealth Planners, LLC | 7,720 | $1.77M | 0.76% | +795+11.5% | Added |
| AdvisorNet Financial, Inc | 7,705 | $1.76M | 0.16% | −757−8.9% | Reduced |
| MidWestOne Financial Group, Inc. | 7,657 | $1.75M | 0.40% | +1,535+25.1% | Added |
| TD Private Client Wealth LLC | 7,629 | $1.75M | 0.08% | −314−4.0% | Reduced |
| Stone Point Wealth LLC | 7,611 | $1.74M | 0.77% | −84−1.1% | Reduced |
| Columbia Trust Co 01012016 | 7,606 | $1.74M | 1.00% | +572+8.1% | Added |
| Quest Investment Management LLC | 7,588 | $1.74M | 0.24% | 00.0% | Unchanged |
| Silverlake Wealth Management LLC | 7,583 | $1.74M | 1.05% | +883+13.2% | Added |