Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Atlas Brown,Inc. | 7,579 | $1.73M | 0.80% | +104+1.4% | Added |
| United Asset Strategies, Inc. | 7,574 | $1.73M | 0.23% | −236−3.0% | Reduced |
| D. Scott Neal, Inc. | 7,561 | $1.73M | 0.97% | 00.0% | Unchanged |
| Cornercap Investment Counsel Inc | 7,532 | $1.72M | 0.30% | +220+3.0% | Added |
| Dorsey & Whitney Trust CO LLC | 7,496 | $1.72M | 0.16% | −415−5.2% | Reduced |
| Weatherly Asset Management L. P. | 7,488 | $1.71M | 0.22% | −465−5.8% | Reduced |
| Focused Wealth Management, Inc | 7,474 | $1.71M | 0.35% | −60−0.8% | Reduced |
| Citizens Financial Group Inc | 7,461 | $1.71M | 0.06% | +1,508+25.3% | Added |
| Axxcess Wealth Management, LLC | 7,437 | $1.70M | 0.13% | +96+1.3% | Added |
| NEIRG Wealth Management, LLC | 7,417 | $1.70M | 0.29% | −4,190−36.1% | Reduced |
| RFG Advisory, LLC | 7,379 | $1.69M | 0.08% | +2,356+46.9% | Added |
| Triangle Securities Wealth Management | 7,374 | $1.69M | 0.60% | −791−9.7% | Reduced |
| Verdence Capital Advisors LLC | 7,357 | $1.68M | 0.20% | −958−11.5% | Reduced |
| Parallel Advisors, LLC | 7,343 | $1.68M | 0.06% | +374+5.4% | Added |
| Cunning Capital Partners, LP | 7,320 | $1.68M | 1.14% | 00.0% | Unchanged |
| Hamel Associates, Inc. | 7,215 | $1.65M | 0.57% | −60−0.8% | Reduced |
| Papp L Roy & Associates | 7,210 | $1.65M | 0.22% | 00.0% | Unchanged |
| Resources Investment Advisors, LLC. | 7,195 | $1.65M | 0.04% | −2,789−27.9% | Reduced |
| Cross Staff Investments Inc | 7,163 | $1.64M | 1.62% | 00.0% | Unchanged |
| AMG National Trust Bank | 7,153 | $1.64M | 0.06% | +1,005+16.3% | Added |
| Hilton Capital Management, LLC | 6,783 | $1.62M | 0.21% | 00.0% | Unchanged |
| Oarsman Capital, Inc. | 7,094 | $1.62M | 0.76% | −12−0.2% | Reduced |
| Natixis | 7,091 | $1.62M | 0.01% | +7,091 | New |
| Patton Fund Management, Inc. | 7,090 | $1.62M | 0.46% | +6,254+748.1% | Added |
| Redwood Investment Management, LLC | 7,083 | $1.62M | 0.17% | +501+7.6% | Added |
| Inscription Capital, LLC | 7,064 | $1.62M | 0.43% | +340+5.1% | Added |
| Valley Brook Capital Group | 7,060 | $1.62M | 1.49% | +115+1.7% | Added |
| Avantax Planning Partners, Inc. | 7,044 | $1.61M | 0.07% | +231+3.4% | Added |
| Cascade Investment Advisors, Inc. | 7,010 | $1.60M | 1.27% | −975−12.2% | Reduced |
| Intellectus Partners, LLC | 7,010 | $1.60M | 0.51% | −278−3.8% | Reduced |
| Osborne Partners Capital Management, LLC | 7,002 | $1.60M | 0.12% | −10−0.1% | Reduced |
| Franklin Street Advisors Inc | 7,000 | $1.60M | 0.15% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 6,995 | $1.60M | 1.12% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 6,991 | $1.60M | 0.11% | +225+3.3% | Added |
| Wilson & Boucher Capital Management, LLC | 6,981 | $1.60M | 1.54% | +15+0.2% | Added |
| Qtron Investments LLC | 6,941 | $1.59M | 0.33% | +810+13.2% | Added |
| Oak Asset Management, LLC | 6,931 | $1.59M | 0.68% | −91−1.3% | Reduced |
| Clarius Group, LLC | 6,868 | $1.57M | 0.13% | −135−1.9% | Reduced |
| Argus Investors' Counsel, Inc. | 6,860 | $1.57M | 1.19% | 00.0% | Unchanged |
| Rockland Trust Co | 6,800 | $1.56M | 0.10% | −181−2.6% | Reduced |
| Staley Capital Advisers Inc | 6,800 | $1.56M | 0.09% | 00.0% | Unchanged |
| Legacy Bridge, LLC | 6,745 | $1.54M | 1.08% | 00.0% | Unchanged |
| Ritholtz Wealth Management | 6,737 | $1.54M | 0.08% | +318+5.0% | Added |
| Eagle Asset Management Inc | 6,723 | $1.54M | 0.01% | +6,723 | New |
| Cornell Pochily Investment Advisors, Inc. | 6,707 | $1.53M | 0.66% | −256−3.7% | Reduced |
| Parsec Financial Management, Inc. | 6,701 | $1.53M | 0.06% | +367+5.8% | Added |
| Ar Asset Management Inc | 6,700 | $1.53M | 0.41% | 00.0% | Unchanged |
| Atlantic Trust, LLC | 6,698 | $1.53M | 0.49% | −428−6.0% | Reduced |
| Transamerica Financial Advisors, Inc. | 6,684 | $1.53M | 0.20% | +91+1.4% | Added |
| Belpointe Asset Management LLC | 6,674 | $1.53M | 0.08% | −50−0.7% | Reduced |
| Financial Advocates Investment Management | 6,669 | $1.53M | 0.12% | −508−7.1% | Reduced |
| Westwood Holdings Group Inc. | 6,656 | $1.52M | 0.01% | −2,120−24.2% | Reduced |
| Fairfield, Bush & Co. | 6,653 | $1.52M | 0.54% | +5,000+302.5% | Added |
| BCM Advisors, LLC | 7,000 | $1.52M | 0.41% | 00.0% | Unchanged |
| WealthPLAN Partners, LLC | 6,619 | $1.51M | 0.17% | −1,211−15.5% | Reduced |
| Teza Capital Management LLC | 6,611 | $1.51M | 0.33% | +5,743+661.6% | Added |
| Thompson Siegel & Walmsley LLC | 6,608 | $1.51M | 0.02% | −428−6.1% | Reduced |
| Inspire Advisors, LLC | 6,605 | $1.51M | 0.35% | −589−8.2% | Reduced |
| Bragg Financial Advisors, Inc | 6,596 | $1.51M | 0.09% | −124−1.8% | Reduced |
| Thomas White International Ltd | 6,572 | $1.50M | 0.32% | +30+0.5% | Added |
| Princeton Capital Management LLC | 6,568 | $1.50M | 0.64% | −2,155−24.7% | Reduced |
| Arbor Trust Wealth Advisors, LLC | 6,556 | $1.50M | 0.99% | +996+17.9% | Added |
| Horizon Kinetics Asset Management LLC | 6,500 | $1.49M | 0.03% | −538−7.6% | Reduced |
| Empower Advisory Group, LLC | 6,462 | $1.49M | 0.01% | +6,462 | New |
| Coastline Trust Co | 6,483 | $1.48M | 0.22% | −115−1.7% | Reduced |
| Spreng Capital Management, Inc. | 6,482 | $1.48M | 1.28% | +25+0.4% | Added |
| Convergence Investment Partners, LLC | 6,464 | $1.48M | 0.87% | −485−7.0% | Reduced |
| Gladstone Institutional Advisory LLC | 6,414 | $1.47M | 0.10% | +2,361+58.3% | Added |
| Garrett Investment Advisors LLC | 6,377 | $1.46M | 0.23% | +149+2.4% | Added |
| Centiva Capital, LP | 6,359 | $1.46M | 0.08% | +776+13.9% | Added |
| XML Financial, LLC | 6,355 | $1.45M | 0.18% | +229+3.7% | Added |
| Rothschild Investment Corp | 6,331 | $1.45M | 0.13% | −90−1.4% | Reduced |
| Cigna Investments Inc | 6,330 | $1.45M | 0.29% | −138−2.1% | Reduced |
| Western Wealth Management, LLC | 6,312 | $1.44M | 0.13% | +235+3.9% | Added |
| Greenfield Savings Bank | 6,311 | $1.44M | 0.94% | +151+2.5% | Added |
| WBH Advisory Inc | 6,305 | $1.44M | 0.18% | +6,305 | New |
| Palumbo Wealth Management LLC | 6,300 | $1.44M | 0.96% | +177+2.9% | Added |
| Coastal Investment Advisors, Inc. | 6,292 | $1.44M | 0.35% | +160+2.6% | Added |
| Costello Asset Management, INC | 6,275 | $1.44M | 1.48% | −708−10.1% | Reduced |
| Haverford Trust Co | 6,261 | $1.43M | 0.02% | +214+3.5% | Added |
| Cozad Asset Management Inc | 6,248 | $1.43M | 0.19% | +10+0.2% | Added |
| Charles Schwab Trust Co | 6,241 | $1.43M | 0.17% | 00.0% | Unchanged |
| CM Wealth Advisors LLC | 6,557 | $1.43M | 0.28% | +6,557 | New |
| Watershed Private Wealth LLC | 6,215 | $1.42M | 0.96% | 00.0% | Unchanged |
| Fort Point Capital Partners LLC | 6,210 | $1.42M | 0.23% | +176+2.9% | Added |
| Investment House LLC | 6,205 | $1.42M | 0.12% | +100+1.6% | Added |
| Wade G W & Inc | 6,194 | $1.42M | 0.05% | −152−2.4% | Reduced |
| River Wealth Advisors LLC | 6,181 | $1.41M | 0.26% | −117−1.9% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 6,175 | $1.41M | 0.23% | +2,079+50.8% | Added |
| Sargent Investment Group, LLC | 6,130 | $1.41M | 0.37% | −228−3.6% | Reduced |
| Titleist Asset Management, LLC | 6,151 | $1.41M | 0.30% | +6,151 | New |
| Mattern Wealth Management LLC | 6,135 | $1.40M | 0.46% | −100−1.6% | Reduced |
| Imprint Wealth LLC | 6,132 | $1.40M | 0.92% | +6,132 | New |
| Affinity Investment Advisors, LLC | 6,092 | $1.39M | 0.75% | −1,499−19.7% | Reduced |
| Industrial Alliance Investment Management Inc. | 6,055 | $1.39M | 0.04% | −9,015−59.8% | Reduced |
| Jaffetilchin Investment Partners, LLC | 6,048 | $1.38M | 0.16% | −16−0.3% | Reduced |
| LGT Group Foundation | 6,024 | $1.38M | 0.04% | +344+6.1% | Added |
| Financial Architects, Inc | 6,006 | $1.37M | 0.22% | −360−5.7% | Reduced |
| Keudell/Morrison Wealth Management | 5,987 | $1.37M | 0.40% | −132−2.2% | Reduced |
| First National Bank Sioux Falls | 5,970 | $1.37M | 0.95% | 00.0% | Unchanged |