Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Checchi Capital Advisers, LLC | 5,912 | $1.35M | 0.13% | +254+4.5% | Added |
| Arkadios Wealth Advisors | 5,887 | $1.35M | 0.16% | −210−3.4% | Reduced |
| Vident Investment Advisory, LLC | 5,884 | $1.35M | 0.04% | +910+18.3% | Added |
| Sequent Asset Management, LLC | 5,861 | $1.34M | 1.52% | 00.0% | Unchanged |
| Dorsey Wright & Associates | 5,858 | $1.34M | 0.41% | +5,858 | New |
| Washington Trust Bank | 5,852 | $1.34M | 0.14% | −425−6.8% | Reduced |
| True North Advisors, LLC | 5,845 | $1.34M | 0.40% | −22−0.4% | Reduced |
| Beaton Management Co. Inc. | 5,823 | $1.33M | 0.90% | −80−1.4% | Reduced |
| Benedict Financial Advisors Inc | 5,812 | $1.33M | 0.37% | +4,524+351.2% | Added |
| Aureus Asset Management, LLC | 5,811 | $1.33M | 0.11% | +20.0% | Added |
| Essex Savings Bank | 5,781 | $1.32M | 0.46% | −380−6.2% | Reduced |
| Stonegate Investment Group, LLC | 5,776 | $1.32M | 0.05% | −106−1.8% | Reduced |
| Duff & Phelps Investment Management Co | 5,775 | $1.32M | 0.02% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 5,723 | $1.31M | 0.11% | +116+2.1% | Added |
| Massachusetts Wealth Management | 5,706 | $1.31M | 1.35% | −125−2.1% | Reduced |
| SG Americas Securities, LLC | 5,701 | $1.30M | 0.02% | +4,100+256.1% | Added |
| Granite Investment Partners, LLC | 5,702 | $1.30M | 0.05% | +2,210+63.3% | Added |
| CFM Wealth Partners LLC | 5,688 | $1.30M | 0.36% | +190+3.5% | Added |
| Schechter Investment Advisors, LLC | 5,678 | $1.30M | 0.12% | +78+1.4% | Added |
| Cobblestone Capital Advisors LLC | 5,676 | $1.30M | 0.10% | −100−1.7% | Reduced |
| DHJJ Financial Advisors, Ltd. | 5,654 | $1.29M | 0.70% | −1,960−25.7% | Reduced |
| Proequities, Inc. | 5,639 | $1.29M | 0.10% | −206−3.5% | Reduced |
| Campbell & CO Investment Adviser LLC | 5,621 | $1.29M | 0.24% | +3,923+231.0% | Added |
| Penobscot Investment Management Company, Inc. | 5,605 | $1.28M | 0.22% | 00.0% | Unchanged |
| Barber Financial Group, Inc. | 5,595 | $1.28M | 0.23% | +14+0.3% | Added |
| Independent Financial Group, LLC | 5,586 | $1.28M | 0.10% | +187+3.5% | Added |
| Stonehage Fleming Financial Services Holdings Ltd | 5,580 | $1.28M | 0.08% | 00.0% | Unchanged |
| Douglas Lane & Associates, LLC | 5,555 | $1.27M | 0.02% | −276−4.7% | Reduced |
| Bridges Investment Management Inc | 5,550 | $1.27M | 0.05% | 00.0% | Unchanged |
| Kula Investments, LLC | 5,514 | $1.26M | 0.31% | +5,514 | New |
| Glen Eagle Advisors, LLC | 5,506 | $1.26M | 0.32% | −60−1.1% | Reduced |
| Alaethes Wealth LLC | 5,483 | $1.25M | 0.74% | +310+6.0% | Added |
| HighTower Trust Services, LTA | 5,514 | $1.25M | 0.12% | +16+0.3% | Added |
| Van Strum & Towne Inc. | 5,460 | $1.25M | 0.53% | +8+0.1% | Added |
| Private Asset Management Inc | 5,454 | $1.25M | 0.21% | −420−7.2% | Reduced |
| Ballentine Partners, LLC | 5,414 | $1.24M | 0.03% | +362+7.2% | Added |
| Flaharty Asset Management, LLC | 5,408 | $1.24M | 0.22% | +23+0.4% | Added |
| Lifeworks Advisors, LLC | 5,383 | $1.23M | 0.58% | −1,811−25.2% | Reduced |
| TKG Advisors, LLC | 5,380 | $1.23M | 0.77% | +339+6.7% | Added |
| Eudaimonia Partners, LLC | 5,380 | $1.23M | 0.30% | +199+3.8% | Added |
| Cladis Investment Advisory, LLC | 5,372 | $1.23M | 1.10% | −99−1.8% | Reduced |
| Comerica Securities,inc. | 5,370 | $1.23M | 0.09% | −83−1.5% | Reduced |
| Cookson Peirce & Co Inc | 5,362 | $1.23M | 0.08% | +5,362 | New |
| Garrison Point Advisors, LLC | 5,350 | $1.22M | 0.92% | −5−0.1% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 5,312 | $1.22M | 0.05% | +599+12.7% | Added |
| Tempus Wealth Planning, LLC | 5,300 | $1.21M | 0.59% | 00.0% | Unchanged |
| Manchester Financial Inc | 5,252 | $1.20M | 0.35% | +4,355+485.5% | Added |
| Amarillo National Bank | 5,236 | $1.20M | 0.24% | −870−14.2% | Reduced |
| Shepherd Financial Partners LLC | 5,207 | $1.19M | 0.20% | +15+0.3% | Added |
| Harvest Volatility Management LLC | 5,282 | $1.19M | 0.24% | −186−3.4% | Reduced |
| SOL Capital Management CO | 5,177 | $1.18M | 0.19% | −110−2.1% | Reduced |
| HM Payson & Co | 5,176 | $1.18M | 0.03% | −10.0% | Reduced |
| SevenBridge Financial Group, LLC | 5,174 | $1.18M | 0.33% | −150−2.8% | Reduced |
| Corundum Group, Inc. | 5,171 | $1.18M | 0.56% | +2,230+75.8% | Added |
| Institute for Wealth Management, LLC. | 5,148 | $1.18M | 0.23% | −24−0.5% | Reduced |
| Old Mission Investment Co LLC | 5,143 | $1.18M | 0.46% | +528+11.4% | Added |
| Wolff Financial Management LLC | 5,130 | $1.17M | 0.41% | 00.0% | Unchanged |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 5,070 | $1.16M | 0.00% | −1,161−18.6% | Reduced |
| Wintrust Investments LLC | 5,065 | $1.16M | 0.15% | −364−6.7% | Reduced |
| First Hawaiian Bank | 5,015 | $1.15M | 0.04% | −4,128−45.1% | Reduced |
| Schear Investment Advisers, LLC | 5,005 | $1.15M | 1.37% | +219+4.6% | Added |
| NorthRock Partners, LLC | 5,001 | $1.14M | 0.12% | −877−14.9% | Reduced |
| K.J. Harrison & Partners Inc | 5,000 | $1.14M | 0.23% | 00.0% | Unchanged |
| Baker Tilly Wealth Management, LLC | 4,968 | $1.14M | 0.13% | +380+8.3% | Added |
| Diligent Investors, LLC | 4,961 | $1.14M | 0.35% | +20+0.4% | Added |
| Nations Financial Group Inc, | 4,935 | $1.13M | 0.12% | +282+6.1% | Added |
| Centaurus Financial, Inc. | 4,935 | $1.13M | 0.09% | +78+1.6% | Added |
| Sonora Investment Management Group, LLC | 4,923 | $1.13M | 0.10% | −400−7.5% | Reduced |
| Zhang Financial LLC | 4,912 | $1.12M | 0.13% | +271+5.8% | Added |
| Cottage Street Advisors LLC | 4,911 | $1.12M | 0.87% | +4,911 | New |
| Indiana Trust & Investment Management CO | 4,909 | $1.12M | 0.61% | +39+0.8% | Added |
| Parkside Financial Bank & Trust | 4,873 | $1.12M | 0.30% | −534−9.9% | Reduced |
| West Oak Capital, LLC | 4,867 | $1.11M | 0.56% | +152+3.2% | Added |
| WD Rutherford LLC | 4,864 | $1.11M | 0.78% | −305−5.9% | Reduced |
| Biltmore Family Office, LLC | 4,849 | $1.11M | 0.23% | −5−0.1% | Reduced |
| Beacon Investment Advisors LLC | 4,848 | $1.11M | 0.81% | +24+0.5% | Added |
| Garde Capital, Inc. | 4,836 | $1.11M | 0.12% | +25+0.5% | Added |
| First Foundation Advisors | 4,820 | $1.10M | 0.05% | −365−7.0% | Reduced |
| Investment Partners, Ltd. | 4,792 | $1.10M | 0.58% | +7+0.1% | Added |
| Tanglewood Legacy Advisors, LLC | 4,785 | $1.09M | 0.70% | 00.0% | Unchanged |
| Wright Investors Service Inc | 4,778 | $1.09M | 0.31% | +255+5.6% | Added |
| Diamant Asset Management, Inc. | 4,777 | $1.09M | 0.90% | 00.0% | Unchanged |
| Eldridge Investment Advisors, Inc. | 4,749 | $1.09M | 0.38% | 00.0% | Unchanged |
| Vigilant Capital Management, LLC | 4,742 | $1.08M | 0.09% | −55−1.1% | Reduced |
| International Assets Investment Management, LLC | 4,737 | $1.08M | 0.16% | −8,408−64.0% | Reduced |
| Widmann Financial Services, Inc. | 4,736 | $1.08M | 1.09% | −49−1.0% | Reduced |
| Charter Research & Investment Group, Inc. | 4,733 | $1.08M | 0.95% | +1,333+39.2% | Added |
| Ingalls & Snyder LLC | 4,734 | $1.08M | 0.06% | −3−0.1% | Reduced |
| Foundations Investment Advisors, LLC | 4,721 | $1.08M | 0.04% | +1,040+28.3% | Added |
| B.O.S.S. Retirement Advisors, LLC | 4,714 | $1.08M | 0.25% | −3,294−41.1% | Reduced |
| Good Life Advisors, LLC | 4,708 | $1.08M | 0.14% | −84−1.8% | Reduced |
| Continuum Advisory, LLC | 4,705 | $1.08M | 0.18% | −208−4.2% | Reduced |
| Shell Asset Management Co | 4,699 | $1.07M | 0.04% | −36−0.8% | Reduced |
| Xcel Wealth Management, LLC | 4,693 | $1.07M | 0.38% | +858+22.4% | Added |
| Eastern Bank | 4,689 | $1.07M | 0.05% | −531−10.2% | Reduced |
| Warren Averett Asset Management, LLC | 4,680 | $1.07M | 0.06% | +456+10.8% | Added |
| Little House Capital LLC | 4,661 | $1.07M | 0.50% | +4,661 | New |
| Sound Financial Strategies Group, LLC | 4,659 | $1.07M | 0.71% | −148−3.1% | Reduced |
| Lindbrook Capital, LLC | 4,632 | $1.06M | 0.12% | +476+11.5% | Added |
| WMS Partners, LLC | 4,620 | $1.06M | 0.09% | −1,175−20.3% | Reduced |