Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bahl & Gaynor Inc | 4,619 | $1.06M | 0.01% | +77+1.7% | Added |
| Pinnacle West Asset Management, Inc. | 4,610 | $1.05M | 1.10% | +4,610 | New |
| Orleans Capital Management Corp | 4,605 | $1.05M | 0.78% | 00.0% | Unchanged |
| Bessemer Securities LLC | 4,603 | $1.05M | 0.49% | 00.0% | Unchanged |
| Adviser Investments LLC | 4,584 | $1.05M | 0.03% | −10−0.2% | Reduced |
| Allen Capital Group, LLC | 4,578 | $1.05M | 0.20% | +4,578 | New |
| Harbour Investments, Inc. | 4,570 | $1.05M | 0.06% | +55+1.2% | Added |
| Engineers Gate Manager LP | 4,569 | $1.05M | 0.04% | +4,569 | New |
| Byrne Asset Management LLC | 4,555 | $1.04M | 0.74% | −317−6.5% | Reduced |
| Twin Tree Management, LP | 4,545 | $1.04M | 0.03% | +4,545 | New |
| Sound View Wealth Advisors Group, LLC | 4,541 | $1.04M | 0.14% | −5,722−55.8% | Reduced |
| Kovack Advisors, Inc. | 4,540 | $1.04M | 0.14% | +215+5.0% | Added |
| Farmers Trust Co | 4,540 | $1.04M | 0.23% | −200−4.2% | Reduced |
| Pacific Wealth Strategies Group, Inc. | 4,530 | $1.04M | 1.18% | +585+14.8% | Added |
| First County Bank | 4,514 | $1.03M | 0.51% | +764+20.4% | Added |
| FinTrust Capital Advisors, LLC | 4,310 | $1.03M | 0.25% | 00.0% | Unchanged |
| Westhampton Capital, LLC | 4,510 | $1.03M | 0.66% | 00.0% | Unchanged |
| Laffer Tengler Investments | 4,488 | $1.03M | 0.28% | +114+2.6% | Added |
| Am Investment Strategies LLC | 4,482 | $1.03M | 0.35% | +10.0% | Added |
| Next Century Growth Investors LLC | 4,466 | $1.02M | 0.11% | −1,013−18.5% | Reduced |
| Old West Investment Management, LLC | 4,458 | $1.02M | 0.55% | 00.0% | Unchanged |
| Amussen Hunsaker Associates LLC | 4,458 | $1.02M | 0.26% | 00.0% | Unchanged |
| Beech Hill Advisors, Inc. | 4,450 | $1.02M | 0.51% | −1,050−19.1% | Reduced |
| Cahill Financial Advisors Inc | 4,439 | $1.02M | 0.18% | −1,085−19.6% | Reduced |
| Choate Investment Advisors | 4,422 | $1.01M | 0.05% | 00.0% | Unchanged |
| High Falls Advisors, Inc | 4,422 | $1.01M | 0.30% | +4+0.1% | Added |
| Optimum Investment Advisors | 4,420 | $1.01M | 0.53% | 00.0% | Unchanged |
| M Holdings Securities, Inc. | 4,424 | $1.01M | 0.10% | −1,128−20.3% | Reduced |
| Princeton Global Asset Management LLC | 4,415 | $1.01M | 0.29% | −170−3.7% | Reduced |
| Vise Technologies, Inc. | 4,408 | $1.01M | 0.27% | +927+26.6% | Added |
| Trustmark National Bank Trust Department | 4,407 | $1.01M | 0.09% | +205+4.9% | Added |
| Smithfield Trust Co | 4,415 | $1.01M | 0.06% | +2,428+122.2% | Added |
| Perigon Wealth Management, LLC | 4,401 | $1.01M | 0.06% | +222+5.3% | Added |
| South State Corp. | 4,371 | $1.00M | 0.09% | −801−15.5% | Reduced |
| Flputnam Investment Management Co | 4,342 | $993.6K | 0.03% | +84+2.0% | Added |
| Northern Financial Advisors Inc | 4,338 | $992.7K | 0.93% | −655−13.1% | Reduced |
| waypoint wealth counsel | 4,336 | $992.3K | 0.77% | +31+0.7% | Added |
| Forum Financial Management, LP | 4,333 | $991.6K | 0.03% | −103−2.3% | Reduced |
| Veracity Capital LLC | 4,332 | $991.2K | 0.46% | +4,332 | New |
| Epoch Investment Partners, Inc. | 4,330 | $990.9K | 0.01% | −48−1.1% | Reduced |
| Northwest Quadrant Wealth Management, LLC | 4,328 | $990.4K | 0.29% | +17+0.4% | Added |
| Peregrine Asset Advisers, Inc. | 4,325 | $989.7K | 0.97% | 00.0% | Unchanged |
| Naviter Wealth, LLC | 4,322 | $989.0K | 0.35% | +4,322 | New |
| Fort Pitt Capital Group, LLC | 4,315 | $987.4K | 0.04% | −475−9.9% | Reduced |
| Roman Butler Fullerton & Co | 4,509 | $985.8K | 0.49% | −4,474−49.8% | Reduced |
| RS Crum Inc. | 4,305 | $985.2K | 0.38% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 4,300 | $984.0K | 0.03% | 00.0% | Unchanged |
| Journey Advisory Group, LLC | 4,287 | $981.2K | 0.16% | +321+8.1% | Added |
| Monticello Wealth Management, LLC | 4,105 | $976.7K | 0.10% | +625+18.0% | Added |
| Carson Advisory Inc. | 4,261 | $975.1K | 0.87% | +4,261 | New |
| Dana Investment Advisors, Inc. | 4,253 | $973.3K | 0.05% | −323−7.1% | Reduced |
| Cypress Capital Group | 4,244 | $971.2K | 0.15% | −50−1.2% | Reduced |
| Morse Asset Management, Inc | 4,242 | $971.0K | 0.33% | +498+13.3% | Added |
| Burke & Herbert Bank & Trust Co | 4,240 | $970.3K | 0.71% | −100−2.3% | Reduced |
| CoreFirst Bank & Trust | 4,233 | $968.7K | 0.71% | −5−0.1% | Reduced |
| TRUE Private Wealth Advisors | 4,231 | $968.2K | 0.14% | −17−0.4% | Reduced |
| City State Bank | 4,230 | $968.0K | 0.55% | −298−6.6% | Reduced |
| Capital Wealth Planning, LLC | 4,230 | $968.0K | 0.01% | +490+13.1% | Added |
| Total Clarity Wealth Management, Inc. | 4,228 | $967.6K | 0.53% | +207+5.1% | Added |
| Birch Hill Investment Advisors LLC | 4,214 | $964.3K | 0.06% | 00.0% | Unchanged |
| Solstein Capital, LLC | 4,214 | $964.3K | 0.84% | 00.0% | Unchanged |
| Gilbert & Cook, Inc. | 4,212 | $963.9K | 0.17% | +39+0.9% | Added |
| Argent Advisors, Inc. | 4,205 | $962.3K | 0.46% | +238+6.0% | Added |
| Dynamic Advisor Solutions LLC | 4,205 | $962.2K | 0.06% | −938−18.2% | Reduced |
| Southeast Asset Advisors Inc. | 4,204 | $962.1K | 0.14% | +17+0.4% | Added |
| Point72 Asset Management, L.P. | 4,201 | $961.4K | 0.00% | +4,201 | New |
| Braun Stacey Associates Inc | 4,200 | $961.1K | 0.03% | +1,950+86.7% | Added |
| Quadrant Capital Group LLC | 4,193 | $959.5K | 0.10% | +363+9.5% | Added |
| Grimes & Company, Inc. | 4,167 | $953.6K | 0.04% | +2,888+225.8% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 4,166 | $953.3K | 0.00% | −4,300−50.8% | Reduced |
| Eads & Heald Wealth Management | 4,143 | $948.0K | 0.47% | +2,340+129.8% | Added |
| Chicago Capital, LLC | 4,135 | $946.3K | 0.05% | 00.0% | Unchanged |
| Advisory Alpha, LLC | 4,130 | $945.1K | 0.06% | +7+0.2% | Added |
| Confluence Wealth Services, Inc. | 4,118 | $942.5K | 0.22% | 00.0% | Unchanged |
| Montis Financial, LLC | 4,093 | $936.6K | 0.72% | +90+2.2% | Added |
| GPS Wealth Strategies Group, LLC | 4,092 | $936.5K | 0.19% | +4,092 | New |
| Live Oak Private Wealth LLC | 4,081 | $933.9K | 0.19% | +100+2.5% | Added |
| Woodward Diversified Capital, LLC | 4,077 | $933.0K | 0.73% | −35−0.9% | Reduced |
| White Lighthouse Investment Management Inc. | 4,071 | $931.6K | 0.23% | +500+14.0% | Added |
| High Net Worth Advisory Group LLC | 4,065 | $930.2K | 0.38% | −147−3.5% | Reduced |
| Mayflower Financial Advisors, LLC | 4,065 | $930.2K | 0.12% | −22−0.5% | Reduced |
| Cim Investment Mangement Inc | 4,060 | $929.1K | 0.34% | +188+4.9% | Added |
| IAM Advisory, LLC | 4,052 | $927.4K | 0.32% | +4,052 | New |
| Acorn Wealth Advisors, LLC | 4,052 | $927.2K | 0.68% | −335−7.6% | Reduced |
| IPG Investment Advisors LLC | 4,036 | $923.6K | 0.21% | +585+17.0% | Added |
| Kowal Investment Group, LLC | 4,028 | $921.7K | 0.26% | +229+6.0% | Added |
| Puzo Michael J | 4,025 | $921.1K | 0.31% | 00.0% | Unchanged |
| SNS Financial Group, LLC | 4,022 | $920.5K | 0.12% | +52+1.3% | Added |
| Windsor Group LTD | 4,268 | $920.0K | 0.18% | −38−0.9% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 4,020 | $919.9K | 0.71% | 00.0% | Unchanged |
| Quad-Cities Investment Group, LLC | 4,018 | $919.4K | 0.64% | +24+0.6% | Added |
| ZWJ Investment Counsel Inc | 4,018 | $919.4K | 0.05% | +157+4.1% | Added |
| Washington Trust Co | 4,011 | $917.9K | 0.04% | −24−0.6% | Reduced |
| Lantz Financial LLC | 4,009 | $917.4K | 0.38% | 00.0% | Unchanged |
| WealthTrust Asset Management, LLC | 4,005 | $916.5K | 0.87% | +4,005 | New |
| Navellier & Associates Inc | 4,000 | $915.4K | 0.19% | −100−2.4% | Reduced |
| Saybrook Capital | 4,000 | $915.0K | 0.29% | 00.0% | Unchanged |
| IVC Wealth Advisors LLC | 3,991 | $913.3K | 0.65% | −165−4.0% | Reduced |
| Werlinich Asset Management, LLC | 3,975 | $909.6K | 0.80% | 00.0% | Unchanged |
| Aaron Wealth Advisors | 3,973 | $909.2K | 0.13% | −180−4.3% | Reduced |