Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Strategic Blueprint, LLC | 3,971 | $908.8K | 0.09% | +231+6.2% | Added |
| Texas Capital Bancshares Inc | 3,971 | $908.7K | 0.57% | 00.0% | Unchanged |
| Capital Investment Advisory Services, LLC | 3,965 | $907.3K | 0.11% | −476−10.7% | Reduced |
| Norwood Financial Corp | 3,930 | $899.3K | 1.43% | +10+0.3% | Added |
| Adell Harriman & Carpenter Inc | 3,909 | $894.5K | 0.10% | −3,405−46.6% | Reduced |
| Menard Financial Group LLC | 3,902 | $892.8K | 2.06% | −102−2.5% | Reduced |
| Axq Capital, LP | 3,900 | $892.5K | 0.35% | +1,100+39.3% | Added |
| Accurate Wealth Management, LLC | 4,112 | $886.2K | 0.31% | +501+13.9% | Added |
| Telos Capital Management, Inc. | 3,868 | $885.1K | 0.12% | −121−3.0% | Reduced |
| HHM Wealth Advisors, LLC | 3,860 | $883.4K | 0.18% | +768+24.8% | Added |
| Field & Main Bank | 3,859 | $883.1K | 0.53% | −39−1.0% | Reduced |
| Gradient Investments LLC | 3,851 | $881.2K | 0.02% | +54+1.4% | Added |
| Great Lakes Retirement, Inc. | 3,847 | $880.4K | 0.17% | +270+7.5% | Added |
| CRA Financial Services, LLC | 3,832 | $876.9K | 0.26% | 00.0% | Unchanged |
| LexAurum Advisors, LLC | 3,815 | $873.0K | 0.29% | −45−1.2% | Reduced |
| Courier Capital LLC | 3,813 | $872.6K | 0.10% | +10.0% | Added |
| Chicago Trust Co NA | 3,804 | $870.5K | 0.22% | +820+27.5% | Added |
| Farmers National Bank | 3,798 | $869.1K | 0.31% | −100−2.6% | Reduced |
| BFSG, LLC | 3,799 | $869.0K | 0.16% | +3,799 | New |
| Patten & Patten Inc | 3,795 | $868.5K | 0.08% | +10.0% | Added |
| Mission Wealth Management, LP | 3,795 | $868.5K | 0.04% | +199+5.5% | Added |
| US Asset Management LLC | 3,792 | $868.0K | 0.89% | −10−0.3% | Reduced |
| Founders Financial Securities LLC | 3,793 | $867.9K | 0.13% | −6−0.2% | Reduced |
| Visionary Wealth Advisors | 3,791 | $867.5K | 0.07% | −117−3.0% | Reduced |
| Crawford Investment Counsel Inc | 3,774 | $863.6K | 0.02% | +42+1.1% | Added |
| 9258 Wealth Management, LLC | 3,767 | $862.0K | 0.17% | −390−9.4% | Reduced |
| Curated Wealth Partners LLC | 3,762 | $860.9K | 0.19% | −424−10.1% | Reduced |
| Clark Capital Management Group, Inc. | 3,739 | $855.6K | 0.01% | −157,573−97.7% | Reduced |
| DMG Group, LLC | 3,710 | $852.8K | 0.86% | 00.0% | Unchanged |
| RMB Capital Management, LLC | 3,724 | $852.2K | 0.03% | −440−10.6% | Reduced |
| Transcend Wealth Collective, LLC | 3,721 | $851.6K | 0.09% | −570−13.3% | Reduced |
| Montecito Bank & Trust | 3,715 | $850.1K | 0.20% | 00.0% | Unchanged |
| Circle Wealth Management, LLC | 3,714 | $849.9K | 0.12% | −3−0.1% | Reduced |
| Ostrum Asset Management | 3,680 | $842.1K | 0.07% | +3,680 | New |
| Marble Harbor Investment Counsel, LLC | 3,679 | $841.9K | 0.11% | +225+6.5% | Added |
| Hancock Whitney Corp | 3,675 | $841.0K | 0.03% | +266+7.8% | Added |
| Fairview Capital Investment Management, LLC | 3,668 | $839.4K | 0.05% | −400−9.8% | Reduced |
| Worth Financial Advisory Group, LLC | 3,657 | $836.9K | 0.80% | −170−4.4% | Reduced |
| Regal Investment Advisors LLC | 3,654 | $836.2K | 0.07% | +106+3.0% | Added |
| Pinnacle Wealth Management Advisory Group, LLC | 3,648 | $834.9K | 0.11% | −405−10.0% | Reduced |
| Verition Fund Management LLC | 3,643 | $833.7K | 0.01% | +2,664+272.1% | Added |
| Steigerwald, Gordon & Koch Inc. | 3,638 | $832.6K | 0.12% | +835+29.8% | Added |
| Delta Investment Management, LLC | 3,635 | $831.8K | 0.24% | 00.0% | Unchanged |
| Davis R M Inc | 3,632 | $831.0K | 0.02% | +300+9.0% | Added |
| J. W. Coons Advisors, LLC | 3,630 | $830.7K | 0.24% | 00.0% | Unchanged |
| Woodstock Corp | 3,625 | $829.5K | 0.11% | 00.0% | Unchanged |
| SS&H Financial Advisors, Inc. | 3,625 | $829.5K | 0.38% | 00.0% | Unchanged |
| Csenge Advisory Group | 3,616 | $827.6K | 0.06% | −1,345−27.1% | Reduced |
| CWA Asset Management Group, LLC | 3,612 | $826.6K | 0.06% | +512+16.5% | Added |
| Rehmann Capital Advisory Group | 3,610 | $826.2K | 0.08% | −152−4.0% | Reduced |
| Gleason Group, Inc. | 3,606 | $825.1K | 0.24% | +7+0.2% | Added |
| Hudson Valley Investment Advisors Inc | 3,593 | $822.2K | 0.11% | +17+0.5% | Added |
| Dumont & Blake Investment Advisors LLC | 3,594 | $822.0K | 0.28% | −30−0.8% | Reduced |
| Mitchell Capital Management Co | 3,592 | $822.0K | 0.20% | −153−4.1% | Reduced |
| Catalyst Financial Partners LLC | 3,579 | $819.0K | 0.35% | +222+6.6% | Added |
| Penobscot Wealth Management | 3,575 | $818.0K | 0.64% | −653−15.4% | Reduced |
| Legacy Capital Group California, Inc. | 3,573 | $817.6K | 0.40% | +3,573 | New |
| Wiley Bros.-Aintree Capital, LLC | 3,572 | $817.4K | 0.39% | −23−0.6% | Reduced |
| Thomasville National Bank | 3,569 | $816.7K | 0.08% | +200+5.9% | Added |
| Taurus Asset Management, LLC | 3,558 | $814.2K | 0.10% | 00.0% | Unchanged |
| Everett Harris & Co | 3,551 | $812.6K | 0.01% | +143+4.2% | Added |
| Cooper Financial Group | 3,550 | $812.5K | 0.22% | +171+5.1% | Added |
| Change Path, LLC | 3,550 | $812.0K | 0.04% | +506+16.6% | Added |
| Balentine LLC | 3,543 | $810.8K | 0.03% | +224+6.7% | Added |
| Boston Research & Management Inc | 3,542 | $810.0K | 0.24% | 00.0% | Unchanged |
| Virtue Capital Management, LLC | 3,737 | $807.9K | 0.13% | +336+9.9% | Added |
| Modera Wealth Management, LLC | 3,526 | $807.0K | 0.03% | +194+5.8% | Added |
| Aspen Investment Management Inc | 3,517 | $805.0K | 0.51% | −160−4.4% | Reduced |
| Summit Financial Group Inc | 3,491 | $798.9K | 0.32% | −770−18.1% | Reduced |
| Wedmont Private Capital | 3,706 | $798.8K | 0.11% | +306+9.0% | Added |
| Patriot Investment Management Inc. | 3,478 | $795.9K | 0.07% | +14+0.4% | Added |
| Abn Amro Investment Solutions | 3,469 | $793.8K | 0.02% | +3,469 | New |
| JFS Wealth Advisors, LLC | 3,457 | $791.1K | 0.07% | +15+0.4% | Added |
| Verity Asset Management, Inc. | 3,456 | $790.9K | 0.47% | +1,729+100.1% | Added |
| Norway Savings Bank | 3,455 | $790.6K | 0.40% | +60+1.8% | Added |
| EHP Funds Inc. | 3,450 | $789.5K | 0.17% | +3,450 | New |
| Sentry Investment Management LLC | 3,434 | $786.0K | 0.32% | −80−2.3% | Reduced |
| Auxier Asset Management | 3,430 | $784.9K | 0.14% | −110−3.1% | Reduced |
| 44 Wealth Management LLC | 3,428 | $784.5K | 0.27% | +64+1.9% | Added |
| Stratos Wealth Advisors, LLC | 3,408 | $780.0K | 0.06% | −232−6.4% | Reduced |
| Laird Norton Trust Company, LLC | 3,407 | $779.5K | 0.10% | −3−0.1% | Reduced |
| Wealth Architects, LLC | 3,395 | $777.0K | 0.14% | +4+0.1% | Added |
| Rodgers Brothers Inc. | 3,395 | $776.9K | 0.15% | −55−1.6% | Reduced |
| Ballast Advisors LLC | 3,390 | $775.8K | 0.31% | +10.0% | Added |
| First Manhattan Co | 3,375 | $772.5K | 0.00% | −198−5.5% | Reduced |
| Retirement Planning Co of New England, Inc. | 3,368 | $770.8K | 0.47% | −14−0.4% | Reduced |
| OmniStar Financial Group, Inc. | 3,361 | $770.2K | 0.98% | +2,159+179.6% | Added |
| Carnegie Capital Asset Management, LLC | 3,346 | $765.7K | 0.03% | −282−7.8% | Reduced |
| USA Financial Portformulas Corp | 3,323 | $760.4K | 1.23% | +3,323 | New |
| Wealth Management Partners, LLC | 3,318 | $759.2K | 0.53% | +318+10.6% | Added |
| Flagship Harbor Advisors, LLC | 3,307 | $756.7K | 0.07% | +433+15.1% | Added |
| Heck Capital Advisors, LLC | 3,292 | $753.3K | 0.14% | −1,183−26.4% | Reduced |
| Nicolet Bankshares Inc | 3,291 | $753.1K | 0.24% | +465+16.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 3,270 | $748.0K | 0.05% | +23+0.7% | Added |
| Legacy Wealth Asset Management, LLC | 3,262 | $746.5K | 0.27% | −74−2.2% | Reduced |
| Sawgrass Asset Management LLC | 3,255 | $744.9K | 0.10% | 00.0% | Unchanged |
| V-Square Quantitative Management LLC | 3,253 | $744.4K | 0.69% | +3,253 | New |
| Birinyi Associates Inc | 3,250 | $744.0K | 0.31% | −1,000−23.5% | Reduced |
| First Heartland Consultants, Inc. | 3,242 | $741.9K | 0.11% | +136+4.4% | Added |
| Carmichael Hill & Associates, Inc. | 3,235 | $740.3K | 0.38% | −41−1.3% | Reduced |