Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Colonial Trust Co | 3,233 | $739.8K | 0.19% | +21+0.7% | Added |
| Oak Thistle LLC | 3,232 | $739.6K | 0.44% | +3,232 | New |
| Clear Creek Financial Management, LLC | 3,232 | $739.6K | 0.14% | +10.0% | Added |
| Security Financial Services, INC. | 3,229 | $738.9K | 0.22% | +10.0% | Added |
| Trust Co | 3,211 | $734.8K | 0.11% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 3,208 | $734.1K | 0.07% | 00.0% | Unchanged |
| Wealth Effects LLC | 3,197 | $731.7K | 0.38% | −119−3.6% | Reduced |
| Tiemann Investment Advisors, LLC | 3,197 | $731.6K | 0.40% | +162+5.3% | Added |
| King Wealth | 3,196 | $731.0K | 0.16% | −18−0.6% | Reduced |
| Concentric Wealth Management, LLC | 3,190 | $730.0K | 0.24% | −210−6.2% | Reduced |
| Peoples Financial Services Corp. | 3,187 | $729.3K | 0.34% | +559+21.3% | Added |
| JGP Wealth Management, LLC | 3,186 | $729.0K | 0.13% | +1,916+150.9% | Added |
| Archer Investment Corp | 3,055 | $728.6K | 0.27% | 00.0% | Unchanged |
| Sutton Wealth Advisors Inc. | 3,183 | $728.4K | 0.39% | −1,042−24.7% | Reduced |
| Deseret Mutual Benefit Administrators | 3,181 | $727.9K | 0.29% | −48−1.5% | Reduced |
| Pathway Financial Advisors LLC | 3,163 | $723.8K | 0.24% | 00.0% | Unchanged |
| SageView Advisory Group, LLC | 3,159 | $722.8K | 0.05% | −924−22.6% | Reduced |
| Magnus Financial Group LLC | 3,154 | $721.8K | 0.11% | +739+30.6% | Added |
| Cardiff Park Advisors, LLC | 3,152 | $721.4K | 0.09% | +12+0.4% | Added |
| Gray Wealth Management Inc. | 3,152 | $721.4K | 0.39% | +68+2.2% | Added |
| Delta Financial Group, Inc. | 3,147 | $720.0K | 0.28% | +1,625+106.8% | Added |
| Rossmore Private Capital | 3,143 | $719.2K | 0.11% | −64−2.0% | Reduced |
| SignalPoint Asset Management, LLC | 3,142 | $719.0K | 0.23% | −416−11.7% | Reduced |
| Clearstead Advisors, LLC | 3,129 | $716.1K | 0.05% | −136−4.2% | Reduced |
| CCG Wealth Management, LLC | 3,121 | $714.2K | 0.47% | 00.0% | Unchanged |
| Mather Group, LLC. | 3,121 | $714.1K | 0.01% | +405+14.9% | Added |
| Boston Family Office LLC | 3,122 | $714.0K | 0.06% | +2,050+191.2% | Added |
| Vanguard Capital Wealth Advisors | 3,117 | $713.3K | 0.71% | +4+0.1% | Added |
| Alera Investment Advisors, LLC | 3,098 | $709.0K | 0.16% | +44+1.4% | Added |
| Sweet Financial Partners, LLC | 3,093 | $707.8K | 0.20% | −38−1.2% | Reduced |
| Rooted Wealth Advisors, Inc. | 3,156 | $706.0K | 0.52% | +413+15.1% | Added |
| Raleigh Capital Management Inc. | 3,075 | $703.8K | 0.35% | +109+3.7% | Added |
| Washington Trust Advisors, Inc. | 3,075 | $703.7K | 0.07% | −25−0.8% | Reduced |
| Brighton Jones LLC | 3,063 | $700.9K | 0.04% | −1,617−34.6% | Reduced |
| NVWM, LLC | 3,058 | $699.8K | 0.23% | −40−1.3% | Reduced |
| Horizon Wealth Management, LLC | 3,056 | $699.4K | 0.52% | −723−19.1% | Reduced |
| First Command Bank | 3,043 | $696.4K | 0.07% | +250+9.0% | Added |
| First Command Financial Services, Inc. | 3,043 | $696.4K | 0.07% | +250+9.0% | Added |
| Toth Financial Advisory Corp | 3,035 | $694.5K | 0.11% | −948−23.8% | Reduced |
| Texas Yale Capital Corp. | 3,006 | $687.9K | 0.03% | 00.0% | Unchanged |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $686.5K | 0.27% | 00.0% | Unchanged |
| Stiles Financial Services Inc | 2,999 | $686.3K | 0.37% | −354−10.6% | Reduced |
| CMG Global Holdings, LLC | 2,992 | $684.7K | 0.62% | 00.0% | Unchanged |
| Benin Management CORP | 2,986 | $683.3K | 0.26% | +230+8.3% | Added |
| Prostatis Group LLC | 2,987 | $682.5K | 0.36% | −15−0.5% | Reduced |
| HCR Wealth Advisors | 2,982 | $682.4K | 0.14% | +10.0% | Added |
| Lion Street Advisors, LLC | 2,981 | $682.3K | 0.21% | +52+1.8% | Added |
| Hazlett, Burt & Watson, Inc. | 2,976 | $681.0K | 0.56% | −191−6.0% | Reduced |
| Berkshire Asset Management LLC | 2,969 | $679.4K | 0.04% | +2,969 | New |
| Grandview Asset Management LLC | 2,966 | $679.0K | 0.40% | −284−8.7% | Reduced |
| Girard Partners Ltd. | 2,960 | $677.5K | 0.07% | −241−7.5% | Reduced |
| Patton Albertson Miller Group, LLC | 2,960 | $677.4K | 0.12% | −8−0.3% | Reduced |
| Harfst & Associates, Inc. | 2,954 | $676.0K | 0.19% | 00.0% | Unchanged |
| CX Institutional | 2,944 | $675.9K | 0.04% | +108+3.8% | Added |
| Truadvice, LLC | 3,089 | $675.9K | 0.27% | +3,089 | New |
| CNB Bank | 2,938 | $672.3K | 0.41% | −19−0.6% | Reduced |
| CIC Wealth, LLC | 2,936 | $671.8K | 0.25% | −19−0.6% | Reduced |
| Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group | 2,932 | $671.0K | 0.39% | +2,932 | New |
| Somerville Kurt F | 2,915 | $667.1K | 0.12% | −50−1.7% | Reduced |
| BFT Financial Group, LLC | 2,909 | $665.6K | 0.10% | +2,909 | New |
| StrategIQ Financial Group, LLC | 2,899 | $663.4K | 0.08% | −21−0.7% | Reduced |
| Benjamin Edwards Inc | 2,898 | $663.0K | 0.16% | +228+8.5% | Added |
| Clarus Wealth Advisors | 3,166 | $662.1K | 0.42% | +206+7.0% | Added |
| Johnson Financial Group, Inc. | 2,889 | $661.1K | 0.05% | +485+20.2% | Added |
| Ironwood Investment Counsel, LLC | 2,883 | $659.8K | 0.16% | −81−2.7% | Reduced |
| Fortem Financial Group, LLC | 2,878 | $658.6K | 0.43% | −397−12.1% | Reduced |
| Granite FO LLC | 3,000 | $656.4K | 0.40% | +3,000 | New |
| Ballast, Inc. | 2,865 | $655.6K | 0.27% | +57+2.0% | Added |
| Cyndeo Wealth Partners, LLC | 2,860 | $654.5K | 0.07% | −9−0.3% | Reduced |
| Wealthspan Partners, LLC | 2,857 | $653.8K | 0.56% | 00.0% | Unchanged |
| MPS Loria Financial Planners, LLC | 2,856 | $653.6K | 0.26% | +3+0.1% | Added |
| Abacus Planning Group, Inc. | 2,854 | $653.2K | 0.17% | 00.0% | Unchanged |
| Disciplined Equity Management, Inc. | 2,848 | $651.7K | 0.55% | +2,848 | New |
| Fernwood Investment Management, LLC | 2,832 | $648.1K | 0.25% | +135+5.0% | Added |
| Well Done, LLC | 2,829 | $647.4K | 0.14% | −21−0.7% | Reduced |
| Allen Mooney & Barnes Investment Advisors LLC | 2,820 | $645.5K | 0.15% | −38,255−93.1% | Reduced |
| Symphony Financial, Ltd. Co. | 2,875 | $645.3K | 0.17% | +1,917+200.1% | Added |
| Cornerstone Wealth Management, LLC | 2,820 | $645.3K | 0.06% | +2,820 | New |
| Windsor Capital Management, LLC | 2,818 | $644.8K | 0.22% | −9−0.3% | Reduced |
| Hilltop Holdings Inc. | 2,817 | $644.5K | 0.09% | −141−4.8% | Reduced |
| VeraBank, N.A. | 2,815 | $644.2K | 0.30% | 00.0% | Unchanged |
| Fulton Bank, N.A. | 2,810 | $643.0K | 0.03% | −43−1.5% | Reduced |
| RIA Advisory Group LLC | 2,809 | $642.8K | 0.30% | −699−19.9% | Reduced |
| Tompkins Financial Corp | 2,804 | $641.7K | 0.10% | 00.0% | Unchanged |
| Fifth Third Wealth Advisors LLC | 2,803 | $641.4K | 1.19% | +2,803 | New |
| RNC Capital Management LLC | 2,801 | $641.0K | 0.04% | −1,190−29.8% | Reduced |
| Manchester Capital Management LLC | 2,801 | $641.0K | 0.08% | 00.0% | Unchanged |
| Peavine Capital, LLC | 2,800 | $640.8K | 0.15% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 2,794 | $639.3K | 0.29% | +4+0.1% | Added |
| Aspiriant, LLC | 2,790 | $638.5K | 0.03% | −18−0.6% | Reduced |
| Verity & Verity, LLC | 2,785 | $637.3K | 0.08% | +35+1.3% | Added |
| Financial Management Network Inc | 2,924 | $635.8K | 0.26% | −32−1.1% | Reduced |
| Eagle Bluffs Wealth Management LLC | 2,777 | $635.5K | 0.52% | +22+0.8% | Added |
| Cape Cod Five Cents Savings Bank | 2,770 | $633.9K | 0.07% | −25−0.9% | Reduced |
| ABN AMRO Bank N.V. | 2,759 | $633.6K | 0.01% | +2,759 | New |
| Live Oak Investment Partners | – | $633.4K | 0.56% | – | – |
| Capstone Financial Advisors, Inc. | 2,754 | $630.3K | 0.05% | +54+2.0% | Added |
| EverSource Wealth Advisors, LLC | 2,752 | $629.9K | 0.08% | +830+43.2% | Added |
| PrairieView Partners, LLC | 2,741 | $627.0K | 0.09% | +100+3.8% | Added |
| Sentinus, LLC | 2,739 | $626.8K | 0.21% | +1,671+156.5% | Added |