Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pine Haven Investment Counsel, Inc | 2,736 | $626.1K | 0.66% | +41+1.5% | Added |
| Fulton Breakefield Broenniman LLC | 2,736 | $626.0K | 0.05% | −77−2.7% | Reduced |
| Fidelis Capital Partners, LLC | 2,910 | $625.9K | 0.27% | +2,910 | New |
| Joel Isaacson & Co., LLC | 2,725 | $623.6K | 0.04% | +301+12.4% | Added |
| Key Financial Inc | 2,725 | $623.6K | 0.23% | 00.0% | Unchanged |
| Jackson Square Capital, LLC | 2,721 | $622.7K | 0.28% | −681−20.0% | Reduced |
| Waycross Partners, LLC | 2,700 | $617.9K | 0.18% | 00.0% | Unchanged |
| Keel Point, LLC | 2,699 | $617.7K | 0.09% | −142−5.0% | Reduced |
| Blueshift Asset Management, LLC | 2,694 | $616.5K | 0.26% | +2,694 | New |
| Lakewood Asset Management LLC | 2,688 | $615.1K | 0.51% | −17−0.6% | Reduced |
| MONECO Advisors, LLC | 2,684 | $614.2K | 0.18% | −89−3.2% | Reduced |
| Appleton Partners Inc | 2,685 | $614.0K | 0.05% | +800+42.4% | Added |
| Y-Intercept (Hong Kong) Ltd | 2,683 | $614.0K | 0.07% | +2,683 | New |
| AXS Investments LLC | 2,674 | $611.9K | 0.20% | −85−3.1% | Reduced |
| Mendel Money Management | 2,672 | $611.5K | 0.33% | +35+1.3% | Added |
| Mechanics Bank Trust Department | 2,667 | $610.3K | 0.10% | −70−2.6% | Reduced |
| Redwood Wealth Management Group, LLC | 2,661 | $608.9K | 0.69% | +70+2.7% | Added |
| Kaizen Financial Strategies | 2,653 | $607.0K | 0.60% | −187−6.6% | Reduced |
| Ancora Advisors, LLC | 2,650 | $606.4K | 0.02% | −103−3.7% | Reduced |
| Northstar Group, Inc. | 2,646 | $605.6K | 0.16% | 00.0% | Unchanged |
| Intrust Bank NA | 2,644 | $605.1K | 0.08% | −18−0.7% | Reduced |
| LCNB Corp | 2,642 | $604.6K | 0.27% | −25−0.9% | Reduced |
| Sunbelt Securities, Inc. | 2,690 | $604.0K | 0.10% | +536+24.9% | Added |
| Westmount Partners, LLC | 2,636 | $603.3K | 0.28% | +757+40.3% | Added |
| Desjardins Global Asset Management Inc. | 2,637 | $603.0K | 0.08% | +2,637 | New |
| CVA Family Office, LLC | 2,620 | $599.6K | 0.13% | −150−5.4% | Reduced |
| Wayfinding Financial, LLC | 2,612 | $597.0K | 0.45% | +334+14.7% | Added |
| Jones Financial Companies LLLP | 2,600 | $595.0K | 0.00% | −138−5.0% | Reduced |
| Range Financial Group LLC | 2,598 | $594.5K | 0.39% | −2−0.1% | Reduced |
| Bordeaux Wealth Advisors LLC | 2,595 | $593.8K | 0.31% | +85+3.4% | Added |
| Allegheny Financial Group LTD | 2,595 | $593.8K | 0.24% | +10.0% | Added |
| Castleark Management LLC | 2,590 | $592.7K | 0.03% | 00.0% | Unchanged |
| Wealthspire Advisors, LLC | 2,589 | $592.5K | 0.01% | −1,802−41.0% | Reduced |
| Security National Bank | 2,582 | $590.9K | 0.16% | 00.0% | Unchanged |
| Tilt Investment Management Holdings, PBC | 2,705 | $589.7K | 0.44% | +352+15.0% | Added |
| Pitcairn Co | 2,574 | $589.0K | 0.05% | +260+11.2% | Added |
| Northern Oak Wealth Management Inc | 2,572 | $588.6K | 0.07% | +1,302+102.5% | Added |
| Heritage Wealth Advisors | 2,556 | $584.9K | 0.03% | 00.0% | Unchanged |
| Bill Few Associates, Inc. | 2,555 | $584.6K | 0.32% | 00.0% | Unchanged |
| Marex Group plc | 2,550 | $583.5K | 0.08% | +1,613+172.1% | Added |
| McGlone Suttner Wealth Management, Inc. | 2,549 | $583.5K | 0.15% | +82+3.3% | Added |
| Carret Asset Management, LLC | 2,543 | $582.0K | 0.08% | −121−4.5% | Reduced |
| American Trust | 2,540 | $581.3K | 0.04% | −847−25.0% | Reduced |
| Bartlett & Co. LLC | 2,533 | $580.0K | 0.01% | −200−7.3% | Reduced |
| Bartlett & Co. Wealth Management LLC | 2,533 | $579.7K | 0.01% | −200−7.3% | Reduced |
| Cantor Fitzgerald, L. P. | 2,530 | $579.0K | 0.01% | −70−2.7% | Reduced |
| Armstrong Advisory Group, Inc | 2,524 | $577.6K | 0.07% | −100−3.8% | Reduced |
| Prestige Wealth Management Group LLC | 2,523 | $577.5K | 0.15% | +167+7.1% | Added |
| Verus Capital Partners, LLC | 2,514 | $575.3K | 0.09% | +688+37.7% | Added |
| BOS Asset Management, LLC | 2,513 | $575.1K | 0.48% | 00.0% | Unchanged |
| GYL Financial Synergies, LLC | 2,504 | $573.1K | 0.07% | +380+17.9% | Added |
| Sippican Capital Advisors | 2,500 | $572.1K | 0.55% | 00.0% | Unchanged |
| Kercheville Advisors, LLC | 2,500 | $572.1K | 0.39% | 00.0% | Unchanged |
| Slocum, Gordon & Co LLP | 2,500 | $572.1K | 0.47% | 00.0% | Unchanged |
| Morris Retirement Advisors, LLC | 2,489 | $569.6K | 0.41% | −866−25.8% | Reduced |
| Full Sail Capital, LLC | 2,477 | $566.8K | 0.05% | +7+0.3% | Added |
| United Bank | 2,472 | $565.7K | 0.07% | +47+1.9% | Added |
| Harbor Investment Advisory, LLC | 2,471 | $565.4K | 0.08% | −156−5.9% | Reduced |
| Y.D. More Investments Ltd | 2,466 | $563.7K | 0.14% | +703+39.9% | Added |
| IFG Advisory, LLC | 2,462 | $563.4K | 0.05% | +4+0.2% | Added |
| Opes Wealth Management LLC | 2,460 | $562.9K | 0.18% | 00.0% | Unchanged |
| Intercontinental Wealth Advisors, LLC | 2,456 | $562.0K | 0.14% | −520−17.5% | Reduced |
| David Loasby | 2,685 | $561.5K | 0.06% | +899+50.3% | Added |
| IFP Advisors, Inc | 6,755 | $560.3K | 0.03% | −8,098−54.5% | Reduced |
| Dark Forest Capital Management LP | 2,442 | $558.8K | 0.13% | +2,442 | New |
| Seelaus Asset Management LLC | 2,478 | $558.0K | 0.42% | −48−1.9% | Reduced |
| Summit Trail Advisors, LLC | 2,436 | $557.5K | 0.02% | +1,122+85.4% | Added |
| Founders Financial Alliance, LLC | 2,437 | $556.0K | 0.28% | −835−25.5% | Reduced |
| Ted Buchan & Co | 2,427 | $555.4K | 0.46% | −273−10.1% | Reduced |
| Evergreen Capital Management LLC | 2,426 | $555.2K | 0.02% | −214−8.1% | Reduced |
| Hexagon Capital Partners LLC | 2,426 | $555.2K | 0.16% | +3+0.1% | Added |
| Jackson Wealth Management, LLC | 2,424 | $554.7K | 0.42% | +457+23.2% | Added |
| Sittner & Nelson, LLC | 2,416 | $552.8K | 0.32% | +169+7.5% | Added |
| Quadrant Private Wealth Management, LLC | 2,413 | $552.3K | 0.17% | +29+1.2% | Added |
| Clarus Group, Inc. | 2,413 | $552.2K | 0.52% | +2+0.1% | Added |
| Concord Wealth Partners | 2,408 | $551.1K | 0.16% | −67−2.7% | Reduced |
| E&G Advisors, LP | 2,400 | $549.2K | 0.20% | −100−4.0% | Reduced |
| Ocean Capital Management, LLC | 2,400 | $549.2K | 0.28% | 00.0% | Unchanged |
| Hunter Associates Investment Management LLC | 2,400 | $549.0K | 0.12% | +10.0% | Added |
| Daymark Wealth Partners, LLC | 2,396 | $548.3K | 0.07% | +757+46.2% | Added |
| Garner Asset Management Corp | 2,395 | $548.0K | 0.26% | +30+1.3% | Added |
| RMR Wealth Builders | 2,387 | $546.2K | 0.10% | +198+9.0% | Added |
| Lombard Odier Asset Management (USA) Corp | 2,382 | $545.1K | 0.09% | +2,382 | New |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 2,556 | $544.9K | 0.25% | −50−1.9% | Reduced |
| Advisors Management Group Inc | 2,361 | $540.0K | 0.17% | 00.0% | Unchanged |
| Bath Savings Trust Co | 2,359 | $539.8K | 0.07% | +4+0.2% | Added |
| PSI Advisors, LLC | 2,355 | $539.0K | 0.26% | −1,823−43.6% | Reduced |
| Greenwich Wealth Management LLC | 2,357 | $539.0K | 0.06% | +454+23.9% | Added |
| Trillium Asset Management, LLC | 2,460 | $538.0K | 0.02% | 00.0% | Unchanged |
| Athena Investment Management | 2,333 | $533.9K | 0.38% | −6−0.3% | Reduced |
| Claris Advisors, LLC | 2,316 | $530.0K | 0.39% | −175−7.0% | Reduced |
| Marion Wealth Management | 2,311 | $529.0K | 0.20% | +8+0.3% | Added |
| Day & Ennis, LLC | 2,308 | $528.3K | 0.20% | +10.0% | Added |
| Blueprint Investment Partners LLC | 2,306 | $527.7K | 0.12% | −834−26.6% | Reduced |
| Marcum Wealth, LLC | 2,306 | $527.7K | 0.07% | +64+2.9% | Added |
| Mechanics Financial Corp | 2,300 | $526.3K | 0.31% | 00.0% | Unchanged |
| 626 Financial, LLC | 2,283 | $522.5K | 0.35% | −496−17.8% | Reduced |
| Buckingham Strategic Partners | 2,282 | $522.3K | 0.03% | −5,848−71.9% | Reduced |
| Stonebridge Capital Advisors LLC | 2,281 | $522.1K | 0.06% | −145−6.0% | Reduced |
| Capital Advisors Inc | 2,281 | $521.9K | 0.01% | +239+11.7% | Added |