Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Fiduciary Group LLC | 2,271 | $519.6K | 0.07% | −124−5.2% | Reduced |
| Aberdeen Wealth Management LLC | 2,266 | $518.6K | 0.39% | 00.0% | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 2,301 | $516.7K | 0.14% | −1,117−32.7% | Reduced |
| Platform Technology Partners | 2,258 | $516.7K | 0.26% | −248−9.9% | Reduced |
| Reynders McVeigh Capital Management, LLC | 2,250 | $515.0K | 0.04% | −156−6.5% | Reduced |
| HRT Financial LP | 2,253 | $515.0K | 0.01% | +2,253 | New |
| 180 Wealth Advisors, LLC | 2,249 | $514.7K | 0.12% | −31−1.4% | Reduced |
| W Advisors, LLC | 2,244 | $513.5K | 0.42% | −38−1.7% | Reduced |
| Core Alternative Capital | 2,236 | $511.6K | 0.07% | +299+15.4% | Added |
| Missouri Trust & Investment Co | 2,229 | $510.1K | 0.33% | −195−8.0% | Reduced |
| Ridgecrest Wealth Partners, LLC | 2,227 | $509.6K | 0.36% | 00.0% | Unchanged |
| Nwam LLC | 2,223 | $508.9K | 0.05% | −1,654−42.7% | Reduced |
| Larson Financial Group LLC | 2,222 | $508.5K | 0.06% | +141+6.8% | Added |
| Valmark Advisers, Inc. | 2,216 | $507.2K | 0.01% | +188+9.3% | Added |
| Soltis Investment Advisors LLC | 2,216 | $507.1K | 0.06% | 00.0% | Unchanged |
| Drive Wealth Management, LLC | 2,209 | $505.5K | 0.21% | +225+11.3% | Added |
| Wimmer Associates 1, LLC | 2,391 | $505.2K | 0.32% | +20+0.8% | Added |
| NCM Capital Management, LLC | 2,205 | $505.0K | 0.38% | 00.0% | Unchanged |
| Accredited Investors Inc. | 2,206 | $504.9K | 0.04% | −124−5.3% | Reduced |
| Heartwood Wealth Advisors LLC | 2,204 | $504.4K | 0.08% | +700+46.5% | Added |
| N.E.W. Advisory Services LLC | 2,201 | $503.7K | 0.07% | −54−2.4% | Reduced |
| Tolleson Wealth Management, Inc. | 2,200 | $503.0K | 0.13% | 00.0% | Unchanged |
| Derbend Asset Management | 2,194 | $502.1K | 0.38% | +10+0.5% | Added |
| Astoria Portfolio Advisors LLC. | 2,301 | $500.3K | 0.21% | +548+31.3% | Added |
| TBH Global Asset Management, LLC | 2,182 | $499.3K | 0.11% | +439+25.2% | Added |
| Zions Bancorporation, N.A. | 2,179 | $498.6K | 0.04% | +8+0.4% | Added |
| Summit Financial Strategies, Inc. | 2,177 | $498.2K | 0.10% | 00.0% | Unchanged |
| Segment Wealth Management, LLC | 2,176 | $498.0K | 0.06% | −649−23.0% | Reduced |
| Guardian Wealth Advisors, LLC | 2,165 | $495.5K | 0.09% | +91+4.4% | Added |
| Montag A & Associates Inc | 2,165 | $495.5K | 0.03% | 00.0% | Unchanged |
| Beverly Hills Private Wealth, LLC | 2,163 | $495.0K | 0.15% | +2,163 | New |
| Goepper Burkhardt LLC | 2,160 | $494.3K | 0.32% | 00.0% | Unchanged |
| LVM Capital Management Ltd | 2,160 | $494.0K | 0.07% | −75−3.4% | Reduced |
| Mine & Arao Wealth Creation & Management, LLC. | 2,157 | $493.7K | 0.32% | −27−1.2% | Reduced |
| Baldwin Brothers Inc | 2,156 | $493.4K | 0.04% | 00.0% | Unchanged |
| Heron Financial Group, LLC | 2,152 | $492.4K | 0.27% | −95−4.2% | Reduced |
| Qsemble Capital Management, LP | 2,150 | $492.0K | 0.33% | +2,150 | New |
| Berger Financial Group, Inc | 2,145 | $490.9K | 0.06% | +4+0.2% | Added |
| Sompo Asset Management Co., Ltd. | 2,140 | $489.7K | 0.10% | +260+13.8% | Added |
| Fukoku Mutual Life Insurance Co | 2,139 | $489.5K | 0.04% | −1,131−34.6% | Reduced |
| Woodmont Investment Counsel LLC | 2,138 | $489.3K | 0.05% | −2,710−55.9% | Reduced |
| Capital Planning Advisors, LLC | 2,121 | $485.4K | 0.10% | +10+0.5% | Added |
| First Financial Corp | 2,118 | $484.7K | 0.30% | −39−1.8% | Reduced |
| Planning Center, Inc. | 2,178 | $482.8K | 0.13% | 00.0% | Unchanged |
| Home Federal Bank of Tennessee | 2,109 | $482.6K | 0.18% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 2,107 | $482.0K | 0.18% | +2,107 | New |
| Financial Consulate, Inc | 2,100 | $480.6K | 0.17% | 00.0% | Unchanged |
| McBroom & Associates, LLC | 2,100 | $480.6K | 0.43% | 00.0% | Unchanged |
| Arcus Capital Partners, LLC | 2,089 | $478.0K | 0.16% | +3+0.1% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,086 | $477.4K | 0.03% | +1,036+98.7% | Added |
| PDS Planning, Inc | 2,085 | $477.2K | 0.07% | +371+21.6% | Added |
| Atalanta Sosnoff Capital, LLC | 2,084 | $476.9K | 0.01% | −78−3.6% | Reduced |
| Wall Street Access Asset Management, LLC | 2,077 | $475.2K | 0.31% | +5+0.2% | Added |
| BlueSky Wealth Advisors, LLC | 2,072 | $474.2K | 0.10% | −8−0.4% | Reduced |
| Tarbox Family Office, Inc. | 2,071 | $473.9K | 0.10% | −311−13.1% | Reduced |
| Traverso Chambers Private Wealth Management, LLC | 2,062 | $471.9K | 0.13% | 00.0% | Unchanged |
| McElhenny Sheffield Capital Management, LLC | 2,062 | $471.9K | 0.25% | +47+2.3% | Added |
| Cahaba Wealth Management, Inc. | 2,061 | $471.6K | 0.05% | −55−2.6% | Reduced |
| AF Advisors, Inc. | 2,060 | $471.4K | 0.18% | 00.0% | Unchanged |
| Chicago Partners Investment Group LLC | 2,107 | $470.8K | 0.03% | +258+14.0% | Added |
| Source Financial Advisors LLC | 2,049 | $469.0K | 0.16% | −1,577−43.5% | Reduced |
| Fort Sheridan Advisors LLC | 2,045 | $468.0K | 0.12% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 2,033 | $465.3K | 0.03% | −48−2.3% | Reduced |
| Total Investment Management Inc | 2,029 | $464.3K | 0.09% | 00.0% | Unchanged |
| Acropolis Investment Management, LLC | 2,020 | $462.2K | 0.04% | 00.0% | Unchanged |
| Geller Advisors LLC | 2,019 | $462.0K | 0.07% | +351+21.0% | Added |
| Patten Group, Inc. | 2,017 | $461.5K | 0.14% | +304+17.7% | Added |
| Townsend Asset Management Corp | 2,015 | $461.1K | 0.24% | −5,995−74.8% | Reduced |
| RE Dickinson Investment Advisors, LLC | 2,000 | $458.0K | 0.15% | −250−11.1% | Reduced |
| Burns J W & Co Inc | 2,000 | $458.0K | 0.08% | 00.0% | Unchanged |
| Cito Capital Group, LLC | 2,000 | $458.0K | 0.23% | 00.0% | Unchanged |
| Bienville Capital Management, LLC | 2,000 | $457.7K | 0.18% | 00.0% | Unchanged |
| Wealthsource Partners, LLC | 1,999 | $457.5K | 0.03% | −179−8.2% | Reduced |
| Summit Financial, LLC | 1,994 | $456.4K | 0.04% | −124−5.9% | Reduced |
| Lester Murray Antman dba SimplyRich | 1,996 | $456.0K | 0.17% | 00.0% | Unchanged |
| Callan Capital, LLC | 1,988 | $454.9K | 0.05% | 00.0% | Unchanged |
| Bensler, LLC | 1,982 | $453.7K | 0.09% | +2+0.1% | Added |
| Cooper/Haims Advisors, LLC | 1,972 | $451.4K | 0.36% | +11+0.6% | Added |
| Centurion Wealth Management LLC | 1,972 | $451.2K | 0.23% | −1−0.1% | Reduced |
| Colony Family Offices, LLC | 1,971 | $451.0K | 0.17% | −125−6.0% | Reduced |
| CWM Advisors, LLC | 1,971 | $450.9K | 0.06% | +135+7.4% | Added |
| Aft, Forsyth & Company, Inc. | 1,960 | $448.5K | 0.35% | 00.0% | Unchanged |
| First Commonwealth Financial Corp | 1,957 | $447.8K | 0.16% | 00.0% | Unchanged |
| Washburn Capital Management, Inc. | 1,945 | $445.1K | 0.38% | +1,945 | New |
| Donoghue Forlines LLC | 1,944 | $444.9K | 0.16% | +1,944 | New |
| MSH Capital Advisors LLC | 1,936 | $443.1K | 0.19% | −15−0.8% | Reduced |
| L2 Asset Management, LLC | 1,934 | $442.6K | 0.26% | −106−5.2% | Reduced |
| 1620 Investment Advisors, Inc. | 1,927 | $441.0K | 0.53% | +1,927 | New |
| Martin Capital Advisors, LLP | 1,915 | $438.2K | 0.45% | −130−6.4% | Reduced |
| FAI Wealth Management | 1,910 | $437.1K | 0.40% | 00.0% | Unchanged |
| REDW Wealth LLC | 1,906 | $436.2K | 0.14% | +28+1.5% | Added |
| Evermay Wealth Management LLC | 1,904 | $435.8K | 0.09% | +100+5.5% | Added |
| Glassman Wealth Services | 1,902 | $435.3K | 0.08% | +190+11.1% | Added |
| Ramsay, Stattman, Vela & Price, Inc. | 1,900 | $434.8K | 0.09% | 00.0% | Unchanged |
| Constitution Capital LLC | 1,900 | $434.8K | 0.26% | 00.0% | Unchanged |
| Winthrop Advisory Group LLC | 1,900 | $434.8K | 0.08% | −60−3.1% | Reduced |
| Oak Hill Wealth Advisors, LLC | 1,898 | $434.4K | 0.17% | −200−9.5% | Reduced |
| Insight Advisors, LLC | 1,898 | $434.3K | 0.10% | −1,432−43.0% | Reduced |
| Wealth Quarterback LLC | 1,886 | $431.5K | 0.37% | −118−5.9% | Reduced |
| First American Bank | 1,884 | $431.1K | 0.04% | 00.0% | Unchanged |