Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Diversified, LLC | 1,879 | $430.0K | 0.15% | −195−9.4% | Reduced |
| First Western Trust Bank | 1,878 | $429.8K | 0.02% | 00.0% | Unchanged |
| Proficio Capital Partners LLC | 1,877 | $429.5K | 0.07% | −28−1.5% | Reduced |
| Landmark Financial Advisors, LLC | 1,873 | $428.6K | 0.19% | −120−6.0% | Reduced |
| Smith Anglin Financial, LLC | 1,873 | $428.6K | 0.06% | +12+0.6% | Added |
| Olistico Wealth, LLC | 1,860 | $425.6K | 0.41% | +130+7.5% | Added |
| Allstate Corp | 1,859 | $425.4K | 0.03% | −17,732−90.5% | Reduced |
| Pacitti Group Inc. | 1,856 | $424.8K | 0.31% | −125−6.3% | Reduced |
| Boston Financial Mangement LLC | 1,852 | $423.8K | 0.02% | −199−9.7% | Reduced |
| Rollins Financial | 1,848 | $423.1K | 0.14% | +470+34.1% | Added |
| Sterling Investment Advisors, Ltd. | 1,841 | $421.4K | 0.14% | −49−2.6% | Reduced |
| Horst & Graben Wealth Management LLC | 1,841 | $421.0K | 0.10% | +9+0.5% | Added |
| Shoker Investment Counsel, Inc. | 1,838 | $420.8K | 0.18% | +9+0.5% | Added |
| NovaPoint Capital, LLC | 1,838 | $420.6K | 0.17% | +1,838 | New |
| Montz Harcus Wealth Management LLC | 1,833 | $419.4K | 0.39% | +9+0.5% | Added |
| Raab & Moskowitz Asset Management LLC | 1,822 | $416.9K | 0.15% | +96+5.6% | Added |
| North Point Portfolio Managers Corp | 1,816 | $415.6K | 0.07% | −22−1.2% | Reduced |
| Walter & Keenan Financial Consulting Co | 1,814 | $415.1K | 0.16% | 00.0% | Unchanged |
| Journey Strategic Wealth LLC | 1,811 | $414.6K | 0.04% | −63−3.4% | Reduced |
| Jeppson Wealth Management, LLC | 1,810 | $414.2K | 0.18% | 00.0% | Unchanged |
| MBA Advisors LLC | 1,805 | $413.1K | 0.26% | 00.0% | Unchanged |
| Legacy Advisors, LLC | 1,805 | $413.1K | 0.08% | +69+4.0% | Added |
| Baker Boyer National Bank | 1,801 | $412.1K | 0.16% | 00.0% | Unchanged |
| Lafayette Investments, Inc. | 1,800 | $411.9K | 0.11% | +300+20.0% | Added |
| Means Investment Co., Inc. | 1,789 | $409.5K | 0.07% | +87+5.1% | Added |
| Bedel Financial Consulting, Inc. | 1,785 | $408.5K | 0.10% | −56−3.0% | Reduced |
| Wells Trecaso Financial Group, LLC | 1,785 | $408.5K | 0.19% | 00.0% | Unchanged |
| Fortitude Advisory Group L.L.C. | 1,784 | $408.2K | 0.32% | +30+1.7% | Added |
| Cynosure Management, LLC | 1,782 | $407.8K | 0.62% | −1,818−50.5% | Reduced |
| Lakeside Advisors, INC. | 1,778 | $406.9K | 0.31% | +1+0.1% | Added |
| LMR Partners LLP | 1,778 | $406.9K | 0.01% | +1,778 | New |
| Sanders Morris Harris LLC | 1,775 | $406.2K | 0.14% | 00.0% | Unchanged |
| Alan B. Lancz & Associates, Inc. | 1,772 | $405.5K | 0.42% | 00.0% | Unchanged |
| Summit X, LLC | 1,771 | $403.9K | 0.10% | +296+20.1% | Added |
| Gradient Capital Advisors, LLC | 1,756 | $401.7K | 0.17% | +1+0.1% | Added |
| WealthTrust Axiom LLC | 1,752 | $401.0K | 0.14% | +1+0.1% | Added |
| Marks Group Wealth Management, Inc | 1,748 | $400.0K | 0.05% | 00.0% | Unchanged |
| Taylor Hoffman Wealth Management | 1,748 | $400.0K | 0.22% | +100+6.1% | Added |
| Sovereign Financial Group, Inc. | 1,744 | $399.1K | 0.15% | +5+0.3% | Added |
| Per Stirling Capital Management, LLC. | 1,740 | $398.2K | 0.09% | +887+104.0% | Added |
| Benchmark Wealth Management, LLC | 1,780 | $398.2K | 0.25% | +1+0.1% | Added |
| Advisory Resource Group | 1,739 | $398.0K | 0.11% | +10+0.6% | Added |
| YHB Investment Advisors, Inc. | 1,737 | $397.4K | 0.04% | −19−1.1% | Reduced |
| Bard Financial Services, Inc. | 1,735 | $397.0K | 0.03% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 1,728 | $395.3K | 0.08% | +410+31.1% | Added |
| KG&L Capital Management,LLC | 1,727 | $395.2K | 0.21% | −3,178−64.8% | Reduced |
| Latitude Advisors, LLC | 1,725 | $394.8K | 0.28% | −11−0.6% | Reduced |
| Callan Family Office, LLC | 1,725 | $394.7K | 0.10% | −14,027−89.0% | Reduced |
| Rockingstone Advisors LLC | 1,724 | $394.5K | 0.24% | −90−5.0% | Reduced |
| Tradition Wealth Management, LLC | 1,717 | $393.0K | 0.05% | +37+2.2% | Added |
| Check Capital Management Inc | 1,717 | $392.9K | 0.04% | 00.0% | Unchanged |
| Beach Investment Counsel Inc | 1,713 | $392.0K | 0.05% | −13,441−88.7% | Reduced |
| BigSur Wealth Management LLC | 1,710 | $391.3K | 0.18% | 00.0% | Unchanged |
| Archford Capital Strategies, LLC | 1,830 | $390.8K | 0.08% | −20−1.1% | Reduced |
| Schonfeld Strategic Advisors LLC | 1,707 | $390.6K | 0.00% | −15,576−90.1% | Reduced |
| Silvia McColl Wealth Management, LLC | 1,704 | $389.9K | 0.39% | 00.0% | Unchanged |
| Fundamentun, LLC | 1,702 | $389.5K | 0.07% | −90−5.0% | Reduced |
| New Republic Capital, LLC | 1,701 | $389.3K | 0.29% | +76+4.7% | Added |
| Gillespie Robinson & Grimm Inc | 1,700 | $389.0K | 0.04% | −15−0.9% | Reduced |
| Trinity Financial Advisors LLC | 1,700 | $389.0K | 0.24% | 00.0% | Unchanged |
| Thomas Story & Son LLC | 1,700 | $389.0K | 0.19% | 00.0% | Unchanged |
| LVW Advisors, LLC | 1,697 | $388.3K | 0.08% | +239+16.4% | Added |
| Guardian Wealth Management, Inc. | 1,695 | $387.9K | 0.37% | +354+26.4% | Added |
| Hohimer Wealth Management, LLC | 1,692 | $387.1K | 0.11% | +201+13.5% | Added |
| Summit Wealth Partners, LLC | 1,690 | $386.7K | 0.10% | 00.0% | Unchanged |
| Cassaday & Co Wealth Management LLC | 1,684 | $385.4K | 0.02% | −102−5.7% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 1,684 | $385.4K | 0.03% | +225+15.4% | Added |
| LifeSteps Financial, Inc. | 1,684 | $385.4K | 0.41% | −90−5.1% | Reduced |
| Petrus Trust Company, LTA | 1,680 | $384.5K | 0.05% | +1,680 | New |
| Kaydan Wealth Management, Inc. | 1,677 | $383.8K | 0.16% | −55−3.2% | Reduced |
| Mount Yale Investment Advisors, LLC | 1,673 | $382.9K | 0.04% | −342−17.0% | Reduced |
| Pinnacle Financial Group, LLC | 1,666 | $381.2K | 0.23% | 00.0% | Unchanged |
| Red Door Wealth Management, LLC | 1,663 | $380.6K | 0.12% | −29−1.7% | Reduced |
| MCF Advisors LLC | 1,661 | $380.0K | 0.04% | −220−11.7% | Reduced |
| Moloney Securities Asset Management, LLC | 1,656 | $379.0K | 0.07% | −6,563−79.9% | Reduced |
| Wendell David Associates Inc | 1,653 | $378.0K | 0.04% | 00.0% | Unchanged |
| Close Asset Management Ltd | 1,651 | $378.0K | 0.02% | +880+114.1% | Added |
| Eaton Financial Holdings Company, LLC | 1,651 | $377.8K | 0.30% | 00.0% | Unchanged |
| Paulson Wealth Management Inc. | 1,645 | $376.4K | 0.17% | +52+3.3% | Added |
| NewEdge Wealth, LLC | 1,643 | $376.0K | 0.01% | −10,082−86.0% | Reduced |
| Novare Capital Management LLC | 1,642 | $375.7K | 0.04% | −430−20.8% | Reduced |
| Trust Co of Virginia | 1,640 | $375.3K | 0.04% | −105−6.0% | Reduced |
| BNC Wealth Management, LLC | 1,636 | $374.3K | 0.21% | +3+0.2% | Added |
| Atlas Private Wealth Management | 1,633 | $373.6K | 0.22% | −24−1.4% | Reduced |
| Camden National Bank | 1,630 | $373.0K | 0.08% | +20+1.2% | Added |
| Harvest Fund Management Co., Ltd | 1,631 | $373.0K | 0.08% | −1,701−51.1% | Reduced |
| Insigneo Advisory Services, LLC | 1,629 | $372.8K | 0.12% | +20+1.2% | Added |
| Sepio Capital, LP | 1,627 | $372.3K | 0.03% | +23+1.4% | Added |
| American Money Management, LLC | 1,627 | $372.2K | 0.10% | +4+0.2% | Added |
| Marietta Investment Partners LLC | 1,624 | $371.6K | 0.10% | 00.0% | Unchanged |
| Sunburst Financial Group, LLC | 1,620 | $370.7K | 0.14% | −47−2.8% | Reduced |
| Wealth Alliance | 1,618 | $370.3K | 0.06% | +12+0.7% | Added |
| Bender Robert & Associates | 1,617 | $370.0K | 0.11% | 00.0% | Unchanged |
| Thrive Wealth Management, LLC | 1,616 | $369.8K | 0.09% | +374+30.1% | Added |
| Sanchez Wealth Management Group | 1,614 | $369.3K | 0.16% | +8+0.5% | Added |
| Addison Capital Co | 1,614 | $369.0K | 0.28% | +72+4.7% | Added |
| Grove Bank & Trust | 1,609 | $368.2K | 0.08% | −157−8.9% | Reduced |
| Wealth Management Associates, Inc. | 1,608 | $368.0K | 0.23% | +45+2.9% | Added |
| Vishria Bird Financial Group, LLC | 1,606 | $368.0K | 0.24% | 00.0% | Unchanged |
| Cypress Asset Management Inc | 1,605 | $367.3K | 0.13% | +1,605 | New |