Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tennessee Valley Asset Management Partners | 1,605 | $367.2K | 0.12% | +6+0.4% | Added |
| PFS Investments Inc. | 1,756 | $367.0K | 0.01% | 00.0% | Unchanged |
| IMS Capital Management | 1,600 | $366.1K | 0.22% | 00.0% | Unchanged |
| WESCAP Management Group, Inc. | 1,600 | $366.1K | 0.13% | 00.0% | Unchanged |
| Icapital Wealth LLC | 1,600 | $366.1K | 0.25% | 00.0% | Unchanged |
| DuPont Capital Management Corp | 1,595 | $365.0K | 0.02% | +115+7.8% | Added |
| Trustco Bank Corp N Y | 1,591 | $364.1K | 0.40% | −150−8.6% | Reduced |
| Affinity Capital Advisors, LLC | 1,591 | $364.0K | 0.11% | +4+0.3% | Added |
| Regent Peak Wealth Advisors LLC | 1,588 | $363.4K | 0.11% | −56−3.4% | Reduced |
| Frisch Financial Group, Inc. | 1,584 | $362.0K | 0.14% | +170+12.0% | Added |
| Meredith Wealth Planning | 1,580 | $361.6K | 0.29% | +125+8.6% | Added |
| WSFS Capital Management, LLC | 1,578 | $361.1K | 0.04% | 00.0% | Unchanged |
| Operose Advisors LLC | 1,576 | $360.7K | 0.18% | +6+0.4% | Added |
| Davidson Investment Advisors | 1,570 | $359.3K | 0.02% | −110−6.5% | Reduced |
| Waters Parkerson & Co., LLC | 1,563 | $358.0K | 0.02% | −50−3.1% | Reduced |
| Addison Advisors LLC | 1,563 | $357.7K | 0.20% | −95−5.7% | Reduced |
| Smith Shellnut Wilson LLC | 1,563 | $357.7K | 0.22% | 00.0% | Unchanged |
| RKL Wealth Management LLC | 1,562 | $357.4K | 0.05% | −64−3.9% | Reduced |
| Stokes Family Office, LLC | 1,561 | $357.2K | 0.04% | −64−3.9% | Reduced |
| Corton Capital Inc. | 1,557 | $356.3K | 0.25% | −715−31.5% | Reduced |
| QCM Cayman, Ltd. | 1,554 | $355.6K | 2.23% | +1,554 | New |
| Quantum Financial Advisors, LLC | 1,552 | $355.3K | 0.11% | 00.0% | Unchanged |
| KLCM Advisors, Inc. | 1,548 | $354.2K | 0.07% | −534−25.6% | Reduced |
| Sugarloaf Wealth Management, LLC | 1,543 | $353.3K | 0.09% | −16−1.0% | Reduced |
| One River Asset Management, LLC | 1,567 | $353.1K | 0.26% | +656+72.0% | Added |
| Charter Oak Capital Management, LLC | 1,542 | $352.9K | 0.05% | +6+0.4% | Added |
| SAM Advisors, LLC | 1,540 | $352.4K | 0.16% | 00.0% | Unchanged |
| GraniteShares Advisors LLC | 1,537 | $351.7K | 0.31% | −122−7.4% | Reduced |
| BDO Wealth Advisors, LLC | 1,534 | $351.0K | 0.04% | 00.0% | Unchanged |
| Zullo Investment Group, Inc. | 1,518 | $347.5K | 0.22% | +73+5.1% | Added |
| EP Wealth Advisors, LLC | 7,586 | $347.0K | 0.01% | +1,870+32.7% | Added |
| Mark Stevens | 1,514 | $346.5K | 0.04% | −12−0.8% | Reduced |
| Doliver Advisors, LP | 1,513 | $346.2K | 0.11% | −30−1.9% | Reduced |
| Mengis Capital Management, Inc. | 1,512 | $346.2K | 0.07% | +25+1.7% | Added |
| Krilogy Financial LLC | 1,512 | $346.0K | 0.03% | +170+12.7% | Added |
| Fingerlakes Wealth Management, Inc. | 1,510 | $345.5K | 0.43% | +7+0.5% | Added |
| Forte Capital LLC | 1,508 | $345.1K | 0.05% | +75+5.2% | Added |
| Richwood Investment Advisors, LLC | 1,505 | $344.4K | 0.34% | 00.0% | Unchanged |
| Bell Bank | 1,502 | $343.7K | 0.04% | −9−0.6% | Reduced |
| Jupiter Wealth Management LLC | 1,500 | $343.3K | 0.32% | −452−23.2% | Reduced |
| Comprehensive Financial Consultants Institutional, Inc. | 1,500 | $343.3K | 0.19% | +4+0.3% | Added |
| Schulhoff & Co Inc | 1,500 | $343.3K | 0.16% | 00.0% | Unchanged |
| Rbo & Co LLC | 1,500 | $343.3K | 0.06% | 00.0% | Unchanged |
| Burton Enright Welch | 1,500 | $343.3K | 0.13% | 00.0% | Unchanged |
| Chickasaw Capital Management LLC | 1,500 | $343.0K | 0.02% | 00.0% | Unchanged |
| Center For Asset Management LLC | 1,491 | $341.1K | 0.33% | +1+0.1% | Added |
| Mountain Pacific Investment Advisers Inc | 1,490 | $341.0K | 0.02% | −561−27.4% | Reduced |
| Financial Partners Group, Inc | 1,486 | $340.1K | 0.08% | −75−4.8% | Reduced |
| Rosenberg Matthew Hamilton | 1,485 | $339.8K | 0.11% | +60+4.2% | Added |
| L.M. Kohn & Company | 1,484 | $339.4K | 0.14% | +46+3.2% | Added |
| Acima Private Wealth, LLC | 1,478 | $338.2K | 0.17% | +57+4.0% | Added |
| Smith Chas P & Associates Pa Cpas | 1,476 | $338.0K | 0.02% | −29−1.9% | Reduced |
| Tectonic Advisors LLC | 1,477 | $338.0K | 0.05% | 00.0% | Unchanged |
| Strategic Equity Management | 1,476 | $337.8K | 0.12% | +7+0.5% | Added |
| Cable Hill Partners, LLC | 1,475 | $337.7K | 0.05% | +443+42.9% | Added |
| Peddock Capital Advisors, LLC | 1,470 | $336.4K | 0.12% | +20+1.4% | Added |
| Plancorp, LLC | 1,470 | $336.4K | 0.02% | −66−4.3% | Reduced |
| TFG Advisers LLC | 1,469 | $336.1K | 0.16% | +73+5.2% | Added |
| Regatta Capital Group, LLC | 1,402 | $335.9K | 0.12% | 00.0% | Unchanged |
| Evanson Asset Management, LLC | 1,465 | $335.2K | 0.03% | +1+0.1% | Added |
| Exencial Wealth Advisors, LLC | 1,462 | $334.6K | 0.02% | −92−5.9% | Reduced |
| North Star Asset Management Inc | 1,460 | $334.1K | 0.02% | 00.0% | Unchanged |
| Beaumont Financial Advisors, LLC | 1,460 | $334.0K | 0.03% | +131+9.9% | Added |
| Crewe Advisors LLC | 1,451 | $332.0K | 0.05% | −45−3.0% | Reduced |
| C2C Wealth Management, LLC | 1,505 | $331.9K | 0.05% | +1,505 | New |
| First Community Trust NA | 1,450 | $331.8K | 0.39% | 00.0% | Unchanged |
| Signet Investment Advisory Group, Inc. | 1,445 | $330.7K | 0.23% | −10−0.7% | Reduced |
| Silicon Hills Wealth Management, LLC | 1,443 | $330.2K | 0.20% | 00.0% | Unchanged |
| Cortland Associates Inc | 1,440 | $330.0K | 0.05% | +53+3.8% | Added |
| TrinityPoint Wealth, LLC | 1,441 | $329.9K | 0.07% | −287−16.6% | Reduced |
| Firethorn Wealth Partners, LLC | 1,518 | $329.8K | 0.26% | +4+0.3% | Added |
| South Street Advisors LLC | 1,440 | $329.5K | 0.07% | +50+3.6% | Added |
| Laurel Wealth Advisors LLC | 1,437 | $328.8K | 0.07% | +867+152.1% | Added |
| Asset Management Corp | 1,432 | $327.6K | 0.26% | +5+0.4% | Added |
| Sage Mountain Advisors LLC | 1,429 | $327.0K | 0.05% | +344+31.7% | Added |
| Connectus Wealth, LLC | 1,424 | $326.5K | 0.01% | +1,424 | New |
| Integrated Investment Consultants, LLC | 1,424 | $325.9K | 0.10% | −185−11.5% | Reduced |
| Personal Cfo Solutions, LLC | 1,423 | $325.5K | 0.07% | −153−9.7% | Reduced |
| Northcape Wealth Management, LLC | 1,422 | $325.4K | 0.12% | +1,422 | New |
| Weil Company, Inc. | 1,422 | $325.4K | 0.15% | +1,422 | New |
| Abacus Wealth Partners, LLC | 1,512 | $325.2K | 0.11% | +96+6.8% | Added |
| Bigelow Investment Advisors, LLC | 1,421 | $325.2K | 0.19% | −4−0.3% | Reduced |
| Occidental Asset Management, LLC | 1,420 | $325.1K | 0.08% | −50−3.4% | Reduced |
| Machina Capital S.A.S. | 1,416 | $324.0K | 0.28% | +1,416 | New |
| CarsonAllaria Wealth Management, Ltd. | 1,414 | $323.7K | 0.27% | +5+0.4% | Added |
| Avestar Capital, LLC | 1,414 | $323.6K | 0.07% | −120−7.8% | Reduced |
| Laidlaw Wealth Management LLC | 1,413 | $323.3K | 0.07% | −65−4.4% | Reduced |
| Acas, LLC | 1,412 | $323.2K | 0.46% | 00.0% | Unchanged |
| Ledyard National Bank | 1,412 | $323.1K | 0.04% | −115−7.5% | Reduced |
| WestHill Financial Advisors, Inc. | 1,411 | $322.9K | 0.10% | −400−22.1% | Reduced |
| Van Eck Associates Corp | 1,405 | $322.0K | 0.00% | +120+9.3% | Added |
| WealthShield Partners, LLC | 1,406 | $321.8K | 0.05% | +76+5.7% | Added |
| Prosperity Financial Group, Inc. | 1,403 | $321.1K | 0.32% | +14+1.0% | Added |
| First National Corp | 1,401 | $320.5K | 0.08% | 00.0% | Unchanged |
| Ironwood Investment Management LLC | 1,400 | $320.4K | 0.20% | 00.0% | Unchanged |
| New Jersey Better Educational Savings Trust | 1,400 | $320.4K | 0.87% | 00.0% | Unchanged |
| Wellington Shields Capital Management, LLC | 1,400 | $320.4K | 0.04% | 00.0% | Unchanged |
| Alta Advisers Ltd | 1,400 | $320.4K | 0.19% | 00.0% | Unchanged |
| Gerber Kawasaki Wealth & Investment Management | 1,398 | $319.9K | 0.03% | +9+0.6% | Added |
| Everhart Financial Group, Inc. | 1,393 | $318.8K | 0.14% | +360+34.8% | Added |