Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Westshore Wealth, LLC | 1,389 | $317.9K | 0.17% | +79+6.0% | Added |
| Nadler Financial Group, Inc. | 1,386 | $317.2K | 0.05% | +18+1.3% | Added |
| Liberty Wealth Management LLC | 1,378 | $316.8K | 0.07% | +1,378 | New |
| SFMG, LLC | 1,381 | $316.1K | 0.03% | +13+1.0% | Added |
| Enterprise Financial Services Corp | 1,381 | $316.0K | 0.21% | −16−1.1% | Reduced |
| Warren Street Wealth Advisors, LLC | 1,379 | $315.6K | 0.22% | +23+1.7% | Added |
| Blankinship & Foster, LLC | 1,377 | $315.1K | 0.14% | 00.0% | Unchanged |
| Colonial River Wealth Management, LLC | 1,376 | $314.9K | 0.18% | −35−2.5% | Reduced |
| apricus wealth, LLC | 1,375 | $314.7K | 0.29% | 00.0% | Unchanged |
| Balboa Wealth Partners | 1,371 | $313.8K | 0.12% | −271−16.5% | Reduced |
| Lakeview Capital Partners, LLC | 1,494 | $313.8K | 0.10% | 00.0% | Unchanged |
| Destination Wealth Management | 1,367 | $312.9K | 0.01% | +448+48.7% | Added |
| Waypoint Capital Advisors, LLC | 1,366 | $312.6K | 0.10% | −23−1.7% | Reduced |
| Crescent Grove Advisors, LLC | 1,359 | $311.1K | 0.04% | +48+3.7% | Added |
| Gamco Investors, Inc. Et Al | 1,358 | $310.8K | 0.00% | +1,358 | New |
| Seed Wealth Management, Inc. | 1,355 | $310.1K | 0.35% | 00.0% | Unchanged |
| Birchcreek Wealth Management, LLC | 1,353 | $309.6K | 0.24% | +121+9.8% | Added |
| Winslow Asset Management Inc | 1,345 | $308.0K | 0.07% | 00.0% | Unchanged |
| McGowan Group Asset Management, Inc. | 1,344 | $307.5K | 0.05% | +1+0.1% | Added |
| Chesley Taft & Associates LLC | 1,343 | $307.3K | 0.02% | +48+3.7% | Added |
| Coyle Financial Counsel LLC | 1,340 | $306.6K | 0.14% | 00.0% | Unchanged |
| CWS Financial Advisors, LLC | 1,340 | $306.6K | 0.12% | +16+1.2% | Added |
| Dudley Capital Management, LLC | 1,336 | $305.8K | 0.21% | +51+4.0% | Added |
| Perennial Investment Advisors, LLC | 1,335 | $305.7K | 0.06% | +145+12.2% | Added |
| Hall Laurie J Trustee | 1,330 | $305.0K | 0.13% | 00.0% | Unchanged |
| Provence Wealth Management Group | 1,325 | $303.2K | 0.20% | +325+32.5% | Added |
| OneAscent Wealth Management LLC | 1,324 | $303.0K | 0.12% | 00.0% | Unchanged |
| Prosperity Consulting Group, LLC | 1,322 | $302.4K | 0.19% | −119−8.3% | Reduced |
| Old Second National Bank of Aurora | 1,319 | $301.8K | 0.09% | 00.0% | Unchanged |
| Millington Financial Advisors, LLC | 1,318 | $301.6K | 0.28% | +6+0.5% | Added |
| Monarch Capital Management Inc | 1,317 | $301.4K | 0.09% | 00.0% | Unchanged |
| Intrua Financial, LLC | 1,438 | $301.3K | 0.06% | −1,065−42.5% | Reduced |
| Sweeney & Michel, LLC | 1,329 | $301.2K | 0.16% | +1,329 | New |
| Barr E S & Co | 1,313 | $300.5K | 0.02% | −25−1.9% | Reduced |
| Asset Allocation & Management Company, LLC | 1,313 | $300.0K | 0.12% | 00.0% | Unchanged |
| Fagan Associates, Inc. | 1,310 | $299.8K | 0.07% | +137+11.7% | Added |
| Herold Advisors, Inc. | 1,304 | $298.5K | 0.10% | +51+4.1% | Added |
| Quintet Private Bank (Europe) S.A. | 1,302 | $298.0K | 0.02% | +1,302 | New |
| Eudaimonia Advisors LLC | 1,300 | $297.5K | 0.20% | +58+4.7% | Added |
| Gyroscope Capital Management Group, LLC | 1,300 | $297.5K | 0.08% | +1,300 | New |
| Landaas & Co | 1,298 | $297.0K | 0.14% | 00.0% | Unchanged |
| Garden State Investment Advisory Services LLC | 1,296 | $296.8K | 0.15% | −110−7.8% | Reduced |
| Register Financial Advisors LLC | 1,291 | $295.6K | 0.23% | −450−25.8% | Reduced |
| Bangor Savings Bank | 1,291 | $295.4K | 0.03% | −26−2.0% | Reduced |
| Green Square Capital Advisors LLC | 1,287 | $294.5K | 0.04% | +1,287 | New |
| Sandy Cove Advisors, LLC | 1,283 | $293.6K | 0.21% | 00.0% | Unchanged |
| Capital Square, LLC | 1,402 | $293.4K | 0.27% | −132−8.6% | Reduced |
| Gilman Hill Asset Management, LLC | 1,280 | $292.9K | 0.06% | 00.0% | Unchanged |
| Cornerstone Advisory, LLC | 1,274 | $291.4K | 0.05% | +8+0.6% | Added |
| GeoWealth Management, LLC | 1,272 | $291.0K | 0.03% | −299−19.0% | Reduced |
| Certified Advisory Corp | 1,271 | $290.8K | 0.05% | +227+21.7% | Added |
| Alpha Family Trust | 1,270 | $290.6K | 0.23% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 1,270 | $290.5K | 0.04% | +2+0.2% | Added |
| SJS Investment Consulting Inc. | 1,268 | $290.2K | 0.08% | −2−0.2% | Reduced |
| Delphia (USA) Inc. | 1,266 | $289.7K | 0.35% | −826−39.5% | Reduced |
| Valley National Advisers Inc | 1,292 | $289.0K | 0.05% | 00.0% | Unchanged |
| Quent Capital, LLC | 1,259 | $287.8K | 0.05% | +162+14.8% | Added |
| Legacy Financial Advisors, Inc. | 1,257 | $287.8K | 0.06% | −5−0.4% | Reduced |
| Isthmus Partners, LLC | 1,257 | $287.7K | 0.04% | +150+13.6% | Added |
| Stelac Advisory Services LLC | 1,253 | $286.7K | 0.12% | +23+1.9% | Added |
| Ssi Investment Management LLC | 1,250 | $286.1K | 0.02% | −351−21.9% | Reduced |
| Oliver Luxxe Assets LLC | 1,250 | $286.1K | 0.08% | 00.0% | Unchanged |
| Relyea Zuckerberg Hanson LLC | 1,249 | $285.9K | 0.07% | −101−7.5% | Reduced |
| Revisor Wealth Management LLC | 1,249 | $285.8K | 0.26% | +1,249 | New |
| American State Bank (Iowa) | 1,248 | $285.6K | 0.21% | +848+212.0% | Added |
| Univest Financial Corp | 1,241 | $284.0K | 0.09% | +207+20.0% | Added |
| Sound Income Strategies, LLC | 1,240 | $283.8K | 0.03% | −42−3.3% | Reduced |
| Braun-Bostich & Associates Inc. | 1,239 | $283.5K | 0.67% | +281+29.3% | Added |
| Beacon Financial Advisory LLC | 1,238 | $283.4K | 0.18% | 00.0% | Unchanged |
| Lavaca Capital LLC | 1,120 | $282.6K | 0.07% | −1,700−60.3% | Reduced |
| BSW Wealth Partners | 1,235 | $282.5K | 0.06% | −40−3.1% | Reduced |
| Basepoint Wealth LLC | 1,234 | $282.5K | 0.24% | +3+0.2% | Added |
| Alesco Advisors LLC | 1,234 | $282.4K | 0.01% | −161−11.5% | Reduced |
| Keb Asset Management, LLC | 1,233 | $282.2K | 0.12% | +100+8.8% | Added |
| Tortoise Investment Management, LLC | 1,232 | $281.9K | 0.04% | 00.0% | Unchanged |
| Gould Asset Management LLC | 1,230 | $281.5K | 0.08% | 00.0% | Unchanged |
| Cornerstone Retirement Group, Inc. | 1,230 | $281.5K | 0.08% | +26+2.2% | Added |
| State of Wyoming | 1,229 | $281.2K | 0.09% | −833−40.4% | Reduced |
| Compass Financial Advisors LLC | 1,228 | $281.1K | 0.36% | −70−5.4% | Reduced |
| Gallagher Fiduciary Advisors, LLC | 1,223 | $280.6K | 0.02% | +1,223 | New |
| Resource Consulting Group Inc | 1,223 | $279.9K | 0.07% | 00.0% | Unchanged |
| Indie Asset Partners, LLC | 1,220 | $279.3K | 0.33% | −100−7.6% | Reduced |
| HF Advisory Group, LLC | 1,220 | $279.2K | 0.25% | +37+3.1% | Added |
| Joule Financial, LLC | 1,212 | $277.4K | 0.15% | +94+8.4% | Added |
| Tilia Fiduciary Partners, Inc. | 1,211 | $277.2K | 0.26% | +386+46.8% | Added |
| Greenline Partners, LLC | 1,205 | $275.8K | 0.05% | 00.0% | Unchanged |
| Breakwater Capital Group | 1,203 | $275.3K | 0.12% | +38+3.3% | Added |
| Hutchinson Capital Management | 1,202 | $275.1K | 0.07% | +7+0.6% | Added |
| Clear Street Markets LLC | 1,200 | $275.0K | 0.08% | −1,257−51.2% | Reduced |
| Lumature Wealth Partners, LLC | 1,200 | $274.6K | 0.15% | −32−2.6% | Reduced |
| Fca Corp | 1,200 | $274.6K | 0.10% | 00.0% | Unchanged |
| Objective Capital Management, LLC | 1,198 | $274.1K | 0.25% | −4−0.3% | Reduced |
| Acorn Financial Advisory Services Inc | 1,194 | $273.3K | 0.05% | −5−0.4% | Reduced |
| CJM Wealth Advisers, Ltd. | 1,194 | $273.3K | 0.16% | +1+0.1% | Added |
| TD Ameritrade Investment Management, LLC | 1,193 | $273.0K | 0.00% | −378−24.1% | Reduced |
| First Nebraska Trust Co | 1,192 | $272.8K | 0.03% | −534−30.9% | Reduced |
| Sage Investment Advisers LLC | 1,191 | $272.5K | 0.36% | +56+4.9% | Added |
| TruWealth Advisors, LLC | 1,190 | $272.3K | 0.02% | −8−0.7% | Reduced |
| Canal Capital Management, LLC | 1,188 | $271.9K | 0.06% | +4+0.3% | Added |
| CapWealth Advisors, LLC | 1,186 | $271.4K | 0.03% | +10+0.9% | Added |