Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hamilton Capital, LLC | 1,185 | $271.2K | 0.02% | −54−4.4% | Reduced |
| Brogan Financial, Inc. | 1,184 | $271.0K | 0.23% | +2+0.2% | Added |
| Westover Capital Advisors, LLC | 1,183 | $270.7K | 0.10% | 00.0% | Unchanged |
| FSB Premier Wealth Management, Inc. | 1,182 | $270.6K | 0.15% | −628−34.7% | Reduced |
| Keebeck Alpha, LP | 1,177 | $269.3K | 0.31% | +1,177 | New |
| Wallace Advisory Group, LLC | 1,177 | $269.3K | 0.20% | −16−1.3% | Reduced |
| Mount Vernon Associates Inc | 1,176 | $269.0K | 0.32% | 00.0% | Unchanged |
| Old Point Trust & Financial Services N A | 1,173 | $268.4K | 0.12% | +53+4.7% | Added |
| True Capital Management | 1,170 | $267.8K | 0.18% | +64+5.8% | Added |
| WNY Asset Management, LLC | 1,170 | $267.7K | 0.06% | −50−4.1% | Reduced |
| Gsa Capital Partners LLP | 1,168 | $267.0K | 0.03% | +1,168 | New |
| Jessup Wealth Management, Inc | 1,164 | $266.3K | 0.16% | +5+0.4% | Added |
| PBMares Wealth Management LLC | 1,161 | $265.8K | 0.10% | −440−27.5% | Reduced |
| Five Oceans Advisors | 1,159 | $265.2K | 0.17% | +60+5.5% | Added |
| Dentgroup LLC | 1,159 | $265.2K | 0.21% | +1+0.1% | Added |
| Epic Trust Investment Advisors, LLC | 1,155 | $264.3K | 0.33% | +10+0.9% | Added |
| Evoke Wealth, LLC | 1,150 | $263.2K | 0.01% | +1,150 | New |
| Pacific Global Investment Management CO | 1,149 | $263.0K | 0.06% | −45−3.8% | Reduced |
| SkyOak Wealth, LLC | 1,148 | $262.8K | 0.08% | +9+0.8% | Added |
| Van Hulzen Asset Management, LLC | 1,143 | $262.0K | 0.02% | −1,999−63.6% | Reduced |
| Oxford Financial Group Ltd | 1,143 | $261.5K | 0.03% | +1,143 | New |
| Calamos Wealth Management LLC | 1,142 | $261.3K | 0.02% | −102−8.2% | Reduced |
| Tiedemann Advisors, LLC | 1,137 | $260.3K | 0.01% | +5+0.4% | Added |
| Coastwise Capital Group, LLC | 1,137 | $260.2K | 0.30% | −3−0.3% | Reduced |
| Oakworth Capital, Inc. | 1,135 | $259.7K | 0.02% | 00.0% | Unchanged |
| Polaris Wealth Advisory Group, LLC | 1,133 | $259.3K | 0.02% | −33,500−96.7% | Reduced |
| Aua Capital Management, LLC | 1,133 | $259.3K | 0.18% | 00.0% | Unchanged |
| LJI Wealth Management, LLC | 1,122 | $256.8K | 0.08% | 00.0% | Unchanged |
| Spring Capital Management, LLC | 1,120 | $256.3K | 0.21% | 00.0% | Unchanged |
| Bremer Bank National Association | 1,117 | $255.6K | 0.05% | 00.0% | Unchanged |
| Davidson Trust Co | 1,117 | $255.6K | 0.20% | +1,117 | New |
| Wealth Dimensions Group, Ltd. | 1,115 | $255.1K | 0.10% | +56+5.3% | Added |
| JSF Financial, LLC | 1,115 | $255.1K | 0.10% | +115+11.5% | Added |
| Future Financial Wealth Managment LLC | 1,108 | $254.7K | 0.28% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 1,112 | $254.4K | 0.04% | +5+0.5% | Added |
| Executive Wealth Management, LLC | 1,110 | $254.2K | 0.03% | −43−3.7% | Reduced |
| Hengehold Capital Management LLC | 1,110 | $254.0K | 0.03% | 00.0% | Unchanged |
| Cheviot Value Management, LLC | 1,103 | $252.4K | 0.06% | −5−0.5% | Reduced |
| Royal Capital Wealth Management, LLC | 1,100 | $252.0K | 0.25% | −58−5.0% | Reduced |
| Bridgefront Capital, LLC | 1,098 | $251.3K | 0.15% | +1,098 | New |
| Jarislowsky, Fraser Ltd | 1,097 | $251.0K | 0.00% | 00.0% | Unchanged |
| LifePro Asset Management | 1,043 | $249.9K | 0.18% | 00.0% | Unchanged |
| Middleton & Co Inc | 1,090 | $249.4K | 0.04% | 00.0% | Unchanged |
| Baxter Bros Inc | 1,090 | $249.4K | 0.04% | 00.0% | Unchanged |
| Beddow Capital Management Inc | 1,090 | $249.0K | 0.12% | 00.0% | Unchanged |
| Covenant Asset Management, LLC | 1,087 | $248.8K | 0.08% | +235+27.6% | Added |
| Camden Capital, LLC | 1,087 | $248.7K | 0.04% | +71+7.0% | Added |
| Beacon Capital Management, LLC | 1,087 | $248.6K | 0.07% | −6−0.5% | Reduced |
| KLR Investment Advisors, LLC | 1,086 | $248.5K | 0.22% | +17+1.6% | Added |
| Private Portfolio Partners LLC | 1,084 | $248.1K | 0.07% | +5+0.5% | Added |
| Bristlecone Advisors, LLC | 1,083 | $247.8K | 0.03% | −109−9.1% | Reduced |
| Capital Advisors Wealth Management, LLC | 1,081 | $247.5K | 0.07% | 00.0% | Unchanged |
| Kessler Investment Group, LLC | 1,080 | $247.3K | 0.17% | +30+2.9% | Added |
| ERTS Wealth Advisors, LLC | 1,080 | $247.1K | 0.06% | −320−22.9% | Reduced |
| Anchor Capital Advisors LLC | 1,080 | $247.1K | 0.01% | 00.0% | Unchanged |
| Consilium Wealth Advisory, LLC | 1,077 | $246.5K | 0.21% | 00.0% | Unchanged |
| MQS Management LLC | 1,077 | $246.5K | 0.16% | +1,077 | New |
| Silvant Capital Management LLC | 1,076 | $246.2K | 0.02% | 00.0% | Unchanged |
| Congress Park Capital LLC | 1,070 | $244.9K | 0.15% | +70+7.0% | Added |
| Purus Wealth Management, LLC | 1,069 | $244.7K | 0.19% | +130+13.8% | Added |
| Cutler Group LP | 1,067 | $244.0K | 0.04% | −15,158−93.4% | Reduced |
| First Affirmative Financial Network | 1,065 | $243.7K | 0.28% | −253−19.2% | Reduced |
| Compass Financial Group, INC | 1,065 | $243.7K | 0.08% | +1,065 | New |
| Mogy Joel R Investment Counsel Inc | 1,060 | $242.6K | 0.02% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 1,057 | $241.8K | 0.13% | −661−38.5% | Reduced |
| Legacy Trust | 1,054 | $241.2K | 0.07% | 00.0% | Unchanged |
| Peterson Wealth Advisors, LLC | 1,054 | $241.2K | 0.07% | +67+6.8% | Added |
| Lifestyle Asset Management, Inc. | 1,053 | $241.0K | 0.16% | −401−27.6% | Reduced |
| Greylin Investment Mangement Inc | 1,050 | $240.3K | 0.04% | 00.0% | Unchanged |
| Alerus Financial NA | 1,049 | $240.1K | 0.02% | −48−4.4% | Reduced |
| Weybosset Research & Management LLC | 1,050 | $240.0K | 0.09% | 00.0% | Unchanged |
| GSB Wealth Management, LLC | 1,044 | $239.0K | 0.08% | −124−10.6% | Reduced |
| Hourglass Capital, LLC | 1,042 | $238.5K | 0.09% | 00.0% | Unchanged |
| Halbert Hargrove Global Advisors, LLC | 1,041 | $238.3K | 0.02% | −12−1.1% | Reduced |
| Goodwin Daniel L | 1,040 | $238.0K | 0.12% | 00.0% | Unchanged |
| Gryphon Financial Partners LLC | 1,037 | $237.3K | 0.06% | +14+1.4% | Added |
| JB Capital LLC | 1,036 | $236.9K | 0.02% | −7−0.7% | Reduced |
| Centennial Wealth Advisory LLC | 1,035 | $236.8K | 0.13% | −555−34.9% | Reduced |
| Grant Street Asset Management, Inc. | 1,034 | $236.6K | 0.10% | 00.0% | Unchanged |
| Accuvest Global Advisors | 1,030 | $236.0K | 0.11% | −1,030−50.0% | Reduced |
| FDx Advisors, Inc. | 985 | $236.0K | 0.01% | 00.0% | Unchanged |
| Cedar Brook Financial Partners, LLC | 1,025 | $234.6K | 0.06% | −3−0.3% | Reduced |
| Beacon Financial Group | 1,087 | $234.0K | 0.03% | −50−4.4% | Reduced |
| Monterey Private Wealth, Inc. | 1,019 | $233.2K | 0.12% | −225−18.1% | Reduced |
| BancorpSouth Bank | 1,018 | $233.2K | 0.02% | −3,477−77.4% | Reduced |
| Americana Partners, LLC | 1,016 | $232.5K | 0.04% | +1,016 | New |
| Salomon & Ludwin, LLC | 1,015 | $232.3K | 0.03% | +2+0.2% | Added |
| Hollencrest Capital Management | 1,012 | $231.6K | 0.02% | 00.0% | Unchanged |
| Sabal Trust CO | 1,010 | $231.1K | 0.02% | −1,190−54.1% | Reduced |
| Delos Wealth Advisors, LLC | 1,008 | $230.7K | 0.29% | −4,959−83.1% | Reduced |
| Concorde Asset Management, LLC | 1,008 | $230.7K | 0.27% | +5+0.5% | Added |
| Excalibur Management Corp | 1,007 | $230.4K | 0.12% | 00.0% | Unchanged |
| Lake Street Financial LLC | 1,006 | $230.2K | 0.04% | −99−9.0% | Reduced |
| First PREMIER Bank | 1,009 | $230.0K | 0.07% | +48+5.0% | Added |
| NTV Asset Management LLC | 1,004 | $229.8K | 0.04% | 00.0% | Unchanged |
| M&R Capital Management Inc | 1,004 | $229.8K | 0.06% | 00.0% | Unchanged |
| Wedge Capital Management L L P | 1,004 | $229.8K | 0.00% | +41+4.3% | Added |
| HFR Wealth Management, LLC | 1,000 | $229.0K | 0.07% | −96−8.8% | Reduced |
| Bank of Nova Scotia Trust Co | 1,000 | $228.8K | 0.03% | −1,100−52.4% | Reduced |
| WoodTrust Financial Corp | 1,000 | $228.8K | 0.04% | −20−2.0% | Reduced |