Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cubic Asset Management, LLC | 1,000 | $228.8K | 0.06% | 00.0% | Unchanged |
| Northwest Bancshares, Inc. | 1,000 | $228.8K | 0.04% | 00.0% | Unchanged |
| Somerset Group LLC | 1,000 | $228.8K | 0.20% | 00.0% | Unchanged |
| Quattro Financial Advisors LLC | 1,000 | $228.8K | 0.09% | 00.0% | Unchanged |
| Options Solutions, LLC | 1,000 | $228.8K | 0.26% | 00.0% | Unchanged |
| S.A. Mason LLC | 1,000 | $228.8K | 0.17% | 00.0% | Unchanged |
| Elk River Wealth Management, LLC | 1,000 | $228.8K | 0.05% | 00.0% | Unchanged |
| Baron Wealth Management LLC | 1,000 | $228.8K | 0.16% | 00.0% | Unchanged |
| Stewart & Patten Co LLC | 998 | $228.4K | 0.04% | +125+14.3% | Added |
| Copperwynd Financial, LLC | 998 | $228.4K | 0.12% | +998 | New |
| NFP Retirement, Inc. | 998 | $228.3K | 0.05% | −97−8.9% | Reduced |
| Phocas Financial Corp. | 995 | $227.7K | 0.03% | +350+54.3% | Added |
| Meridian Wealth Advisors, LLC | 992 | $227.0K | 0.06% | 00.0% | Unchanged |
| Retirement Planning Group | 992 | $227.0K | 0.02% | 00.0% | Unchanged |
| Town & Country Bank & Trust CO dba First Bankers Trust CO | 991 | $226.8K | 0.11% | 00.0% | Unchanged |
| Hills Bank & Trust Co | 991 | $226.8K | 0.03% | +10+1.0% | Added |
| Act Wealth Management, LLC | 989 | $226.2K | 0.13% | −19−1.9% | Reduced |
| Advisor OS, LLC | 986 | $225.6K | 0.05% | +986 | New |
| Community Trust & Investment Co | 981 | $224.5K | 0.02% | 00.0% | Unchanged |
| Cornerstone Wealth Group, LLC | 980 | $224.3K | 0.04% | +117+13.6% | Added |
| Financial Perspectives, Inc | 980 | $224.3K | 0.11% | 00.0% | Unchanged |
| Exchange Capital Management, Inc. | 979 | $224.0K | 0.05% | +26+2.7% | Added |
| Rede Wealth, LLC | 976 | $223.3K | 0.12% | +1+0.1% | Added |
| Apexium Financial, LP | 975 | $223.2K | 0.02% | +31+3.3% | Added |
| Castleview Partners, LLC | 971 | $222.2K | 0.20% | +14+1.5% | Added |
| Austin Private Wealth, LLC | 971 | $222.2K | 0.04% | +971 | New |
| E Fund Management Co., Ltd. | 970 | $222.0K | 0.02% | −46−4.5% | Reduced |
| Ifrah Financial Services, Inc. | 969 | $221.7K | 0.07% | −16−1.6% | Reduced |
| Martingale Asset Management L P | 968 | $221.5K | 0.00% | −47−4.6% | Reduced |
| Pettyjohn, Wood & White, Inc | 965 | $220.8K | 0.05% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 965 | $220.8K | 0.02% | +44+4.8% | Added |
| Wedgewood Investors Inc | 963 | $220.4K | 0.29% | +70+7.8% | Added |
| Highview Capital Management LLC | 960 | $219.7K | 0.13% | −530−35.6% | Reduced |
| American Institute for Advanced Investment Management, LLP | 959 | $219.5K | 0.23% | −46−4.6% | Reduced |
| Shorepoint Capital Partners LLC | 955 | $218.5K | 0.06% | −215−18.4% | Reduced |
| Eclectic Associates Inc | 953 | $218.0K | 0.11% | 00.0% | Unchanged |
| Abbot Financial Management, Inc. | 950 | $217.4K | 0.15% | 00.0% | Unchanged |
| Sterling Financial Planning, Inc. | 950 | $217.4K | 0.12% | 00.0% | Unchanged |
| Kohmann Bosshard Financial Services, LLC | 950 | $217.4K | 0.04% | +75+8.6% | Added |
| Goldstone Financial Group, LLC | 949 | $217.2K | 0.07% | +949 | New |
| ProVise Management Group, LLC | 946 | $216.5K | 0.02% | −421−30.8% | Reduced |
| Wescott Financial Advisory Group, LLC | 945 | $216.4K | 0.05% | +945 | New |
| Headinvest, LLC | 938 | $214.7K | 0.05% | 00.0% | Unchanged |
| One Capital Management, LLC | 937 | $214.4K | 0.01% | −259−21.7% | Reduced |
| Claro Advisors LLC | 934 | $213.8K | 0.06% | −55−5.6% | Reduced |
| First Interstate Bank | 932 | $213.3K | 0.02% | −94−9.2% | Reduced |
| PAX Financial Group, LLC | 930 | $212.8K | 0.05% | +11+1.2% | Added |
| Brady Family Wealth, LLC | 929 | $212.6K | 0.08% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 927 | $212.1K | 0.03% | +50+5.7% | Added |
| Green Harvest Asset Management LLC | 925 | $211.7K | 0.01% | −28−2.9% | Reduced |
| Citizens & Northern Corp | 925 | $211.7K | 0.08% | 00.0% | Unchanged |
| Cerro Pacific Wealth Advisors LLC | 925 | $211.7K | 0.12% | +40+4.5% | Added |
| Baker Ellis Asset Management LLC | 923 | $211.2K | 0.04% | +23+2.6% | Added |
| Fidelity D & D Bancorp Inc | 576 | $211.1K | 0.16% | +576 | New |
| Measured Wealth Private Client Group, LLC | 922 | $211.0K | 0.08% | +922 | New |
| Sunflower Bank, N.A. | 921 | $210.8K | 0.05% | −184−16.7% | Reduced |
| Eagle Bay Advisors LLC | 919 | $210.2K | 0.12% | −233−20.2% | Reduced |
| JTC Employer Solutions Trusteee Ltd | 920 | $210.0K | 0.02% | 00.0% | Unchanged |
| Tandem Wealth Advisors LLC | 917 | $209.8K | 0.13% | 00.0% | Unchanged |
| Foster Group, Inc. | 916 | $209.5K | 0.01% | −166−15.3% | Reduced |
| Palogic Value Management, L.P. | 910 | $208.2K | 0.10% | +910 | New |
| CFO4Life Group, LLC | 910 | $208.1K | 0.05% | −78−7.9% | Reduced |
| O'Rourke & Company, Inc | 908 | $208.0K | 0.16% | +7+0.8% | Added |
| Empirical Asset Management, LLC | 909 | $208.0K | 0.20% | −739−44.8% | Reduced |
| Pettee Investors, Inc. | 908 | $207.8K | 0.10% | 00.0% | Unchanged |
| Coulter & Justus Financial Services, LLC | 906 | $207.3K | 0.14% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 900 | $206.0K | 0.02% | 00.0% | Unchanged |
| Cullen Capital Management LLC | 900 | $206.0K | 0.00% | 00.0% | Unchanged |
| Private Wealth Partners, LLC | 900 | $206.0K | 0.02% | +900 | New |
| One Charles Private Wealth Services, LLC | 897 | $205.4K | 0.13% | +10+1.1% | Added |
| Ballew Advisors, Inc | 849 | $205.4K | 0.15% | +2+0.2% | Added |
| WealthPlan Investment Management, LLC | 890 | $203.7K | 0.04% | −6,940−88.6% | Reduced |
| Kornitzer Capital Management Inc | 887 | $203.0K | 0.00% | 00.0% | Unchanged |
| STAR Financial Bank | 887 | $203.0K | 0.20% | +887 | New |
| Adams Wealth Management | 876 | $200.5K | 0.06% | 00.0% | Unchanged |
| Jmac Enterprises LLC | 875 | $200.2K | 0.05% | −410−31.9% | Reduced |
| HTG Investment Advisors, Inc. | 875 | $200.2K | 0.18% | −31−3.4% | Reduced |
| Orion Capital Management LLC | 869 | $198.9K | 0.13% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 865 | $196.2K | 0.07% | +234+37.1% | Added |
| RFP Financial Group LLC | 841 | $192.4K | 0.22% | −3,279−79.6% | Reduced |
| Ahrens Investment Partners LLC | 821 | $187.9K | 0.09% | −548−40.0% | Reduced |
| Carmel Capital Partners, LLC | 795 | $181.9K | 0.11% | +795 | New |
| Rise Advisors, LLC | 789 | $180.5K | 0.14% | +153+24.1% | Added |
| Avalon Trust Co | 784 | $179.4K | 0.02% | +784 | New |
| Cohen & Steers, Inc. | 781 | $179.0K | 0.00% | 00.0% | Unchanged |
| Disciplined Investments, LLC | 782 | $179.0K | 0.08% | +9+1.2% | Added |
| Elgethun Capital Management | 762 | $177.4K | 0.06% | +3+0.4% | Added |
| Capstone Investment Advisors, LLC | 751 | $171.9K | 0.01% | +655+682.3% | Added |
| Sageworth Trust Co | 750 | $171.6K | 0.01% | 00.0% | Unchanged |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 732 | $167.5K | 0.00% | −128−14.9% | Reduced |
| Pinnacle Bancorp, Inc. | 718 | $164.3K | 0.06% | −33−4.4% | Reduced |
| Ulland Investment Advisors, LLC | 715 | $164.0K | 0.19% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 709 | $162.3K | 0.05% | 00.0% | Unchanged |
| Global Financial Private Client, LLC | 701 | $161.1K | 0.08% | +20+2.9% | Added |
| Ten Capital Wealth Advisors, LLC | 692 | $158.4K | 0.05% | −192−21.7% | Reduced |
| First National Bank of South Miami | 690 | $157.9K | 0.13% | −131−16.0% | Reduced |
| McIlrath & Eck, LLC | 688 | $157.4K | 0.04% | +37+5.7% | Added |
| Harel Insurance Investments & Financial Services Ltd. | 700 | $157.0K | 0.00% | −859−55.1% | Reduced |
| Piscataqua Savings Bank | 686 | $157.0K | 0.13% | +135+24.5% | Added |
| Farmers & Merchants Trust Co of Chambersburg PA | 675 | $154.0K | 0.10% | +75+12.5% | Added |