Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Foster Dykema Cabot & Co Inc | 674 | $154.0K | 0.02% | +674 | New |
| West Branch Capital LLC | 670 | $153.3K | 0.09% | −75−10.1% | Reduced |
| Endurance Wealth Management, Inc. | 664 | $152.0K | 0.02% | 00.0% | Unchanged |
| Pacific Center for Financial Services | 663 | $151.8K | 0.05% | +663 | New |
| Godsey & Gibb Associates | 659 | $150.7K | 0.02% | +159+31.8% | Added |
| Pacifica Partners Inc. | 715 | $148.9K | 0.09% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 618 | $141.5K | 0.01% | +140+29.3% | Added |
| Icon Wealth Partners, LLC | 613 | $140.3K | 0.02% | +613 | New |
| Livforsakringsbolaget Skandia, Omsesidigt | 613 | $140.2K | 0.01% | +100+19.5% | Added |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 613 | $137.6K | 0.08% | +613 | New |
| Paradigm Asset Management Co LLC | 600 | $137.3K | 0.04% | 00.0% | Unchanged |
| Accel Wealth Management | 592 | $135.5K | 0.06% | −147−19.9% | Reduced |
| Stephens Consulting, LLC | 566 | $129.5K | 0.08% | −1,050−65.0% | Reduced |
| Dakota Community Bank & Trust NA | 565 | $129.3K | 0.80% | 00.0% | Unchanged |
| TSFG, LLC | 560 | $128.0K | 0.05% | −112−16.7% | Reduced |
| Farther Finance Advisors, LLC | 558 | $127.7K | 0.04% | +106+23.5% | Added |
| Pathway Financial Advisers, LLC | 544 | $125.0K | 0.05% | −91−14.3% | Reduced |
| Cape Investment Advisory, Inc. | 542 | $123.9K | 0.08% | +542 | New |
| Ofi Invest Asset Management | 28,286,912 | $123.6K | 0.64% | +28,286,912 | New |
| First Personal Financial Services | 533 | $122.0K | 0.03% | +180+51.0% | Added |
| DB Wealth Management Group, LLC | 506 | $115.8K | 0.07% | 00.0% | Unchanged |
| Beaird Harris Wealth Management, LLC | 500 | $114.4K | 0.02% | −31−5.8% | Reduced |
| MRP Capital Investments, LLC | 500 | $114.4K | 0.13% | 00.0% | Unchanged |
| Capital Analysts, LLC | 490 | $112.0K | 0.01% | −104−17.5% | Reduced |
| Carolinas Wealth Consulting LLC | 486 | $111.2K | 0.02% | 00.0% | Unchanged |
| Johnson Midwest Financial, LLC | 486 | $111.2K | 0.16% | +2+0.4% | Added |
| Riverview Trust Co | 485 | $111.0K | 0.10% | −768−61.3% | Reduced |
| BOK Financial Private Wealth, Inc. | 468 | $107.1K | 0.01% | 00.0% | Unchanged |
| Financial Freedom, LLC | 461 | $105.5K | 0.08% | +2+0.4% | Added |
| Old North State Trust, LLC | 460 | $105.0K | 0.07% | +10+2.2% | Added |
| Front Row Advisors LLC | 449 | $103.0K | 0.05% | +2+0.4% | Added |
| AllSquare Wealth Management LLC | 448 | $102.5K | 0.07% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 446 | $102.1K | 0.01% | +446 | New |
| SRS Capital Advisors, Inc. | 442 | $101.2K | 0.01% | +18+4.2% | Added |
| Arlington Partners LLC | 441 | $100.9K | 0.01% | +403+1,060.5% | Added |
| Covestor Ltd | 433 | $99.0K | 0.09% | −132−23.4% | Reduced |
| Bank of New Hampshire | 428 | $97.9K | 0.03% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 426 | $97.0K | 0.02% | +349+453.2% | Added |
| Nordwand Advisors, LLC | 420 | $96.1K | 0.02% | +420 | New |
| General Partner, Inc. | 418 | $95.1K | 0.08% | +27+6.9% | Added |
| Independence Bank of Kentucky | 412 | $94.3K | 0.04% | −310−42.9% | Reduced |
| Duncker Streett & Co Inc | 396 | $90.5K | 0.02% | +2+0.5% | Added |
| Prudent Man Advisors, LLC | 390 | $89.0K | 0.03% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 375 | $85.8K | 0.04% | +60+19.0% | Added |
| Ellevest, Inc. | 371 | $84.9K | 0.01% | +36+10.7% | Added |
| Atticus Wealth Management, LLC | 366 | $83.8K | 0.03% | −97−21.0% | Reduced |
| Kapitalo Investimentos Ltda | 364 | $83.3K | 0.03% | +364 | New |
| Credential Qtrade Securities Inc. | 364 | $83.3K | 0.01% | +297+443.3% | Added |
| Rock Creek Group, LP | 354 | $81.0K | 0.01% | +42+13.5% | Added |
| HighMark Wealth Management LLC | 351 | $80.4K | 0.06% | −29−7.6% | Reduced |
| Bell Investment Advisors, Inc | 350 | $80.1K | 0.02% | −7−2.0% | Reduced |
| Centerpoint Advisors, LLC | 340 | $78.0K | 0.03% | 00.0% | Unchanged |
| Column Capital Advisors, LLC | 334 | $76.4K | 0.01% | −9−2.6% | Reduced |
| Strategic Investment Solutions, Inc. | 321 | $73.4K | 0.01% | +321 | New |
| Park Place Capital Corp | 320 | $73.2K | 0.02% | −74−18.8% | Reduced |
| Ruedi Wealth Management, Inc. | 319 | $73.0K | 0.05% | 00.0% | Unchanged |
| Tacita Capital Inc | 310 | $71.0K | 0.05% | +65+26.5% | Added |
| Hillsdale Investment Management Inc. | 310 | $70.9K | 0.01% | +130+72.2% | Added |
| Dividend Assets Capital, LLC | 294 | $70.0K | 0.01% | 00.0% | Unchanged |
| McClarren Financial Advisors, Inc. | 303 | $69.0K | 0.06% | 00.0% | Unchanged |
| Estabrook Capital Management | 300 | $68.7K | 0.01% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 300 | $68.7K | 0.02% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 290 | $66.4K | 0.02% | 00.0% | Unchanged |
| Creative Capital Management Investments LLC | 287 | $65.7K | 0.05% | +97+51.1% | Added |
| Earnest Partners LLC | 286 | $65.4K | 0.00% | 00.0% | Unchanged |
| Barrett & Company, Inc. | 282 | $64.6K | 0.04% | 00.0% | Unchanged |
| Headlands Technologies LLC | 275 | $62.9K | 0.04% | +85+44.7% | Added |
| JJJ Advisors Inc. | 275 | $61.5K | 0.02% | −25−8.3% | Reduced |
| Avion Wealth | 247 | $59.0K | 0.02% | +1+0.4% | Added |
| West Paces Advisors Inc. | 257 | $58.8K | 0.02% | +39+17.9% | Added |
| True Wealth Design, LLC | 253 | $57.8K | 0.02% | 00.0% | Unchanged |
| GoalVest Advisory LLC | 251 | $57.4K | 0.03% | −844−77.1% | Reduced |
| Center for Financial Planning, Inc. | 250 | $57.2K | 0.01% | 00.0% | Unchanged |
| Baldrige Asset Management LLC | 250 | $57.0K | 0.02% | 00.0% | Unchanged |
| Nalls Sherbakoff Group, LLC | 251 | $56.4K | 0.06% | +251 | New |
| Clean Yield Group | 245 | $56.1K | 0.02% | 00.0% | Unchanged |
| Providence Capital Advisors, LLC | 245 | $56.1K | 0.01% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 238 | $54.4K | 0.01% | −98−29.2% | Reduced |
| Moisand Fitzgerald Tamayo, LLC | 236 | $54.0K | 0.01% | +100+73.5% | Added |
| Pin Oak Investment Advisors Inc | 232 | $53.0K | 0.07% | 00.0% | Unchanged |
| Horrell Capital Management, Inc. | 226 | $52.0K | 0.02% | 00.0% | Unchanged |
| Bray Capital Advisors | 220 | $50.4K | 0.01% | 00.0% | Unchanged |
| JNBA Financial Advisors | 219 | $50.1K | 0.01% | −100−31.3% | Reduced |
| Canton Hathaway, LLC | 217 | $50.0K | 0.02% | 00.0% | Unchanged |
| Investors Research Corp | 209 | $47.8K | 0.01% | 00.0% | Unchanged |
| Atlantic Private Wealth, LLC | 207 | $47.3K | 0.05% | +207 | New |
| Coastal Capital Group, Inc. | 206 | $47.1K | 0.01% | −100−32.7% | Reduced |
| Financial Connections Group, Inc. | 207 | $47.0K | 0.03% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 205 | $47.0K | 0.02% | 00.0% | Unchanged |
| Quarry LP | 205 | $46.9K | 0.03% | +162+376.7% | Added |
| Baystate Wealth Management LLC | 203 | $46.6K | 0.00% | +4+2.0% | Added |
| Morgan Dempsey Capital Management LLC | 200 | $45.8K | 0.01% | 00.0% | Unchanged |
| Private Ocean, LLC | 195 | $44.7K | 0.01% | +46+30.9% | Added |
| America First Investment Advisors, LLC | 192 | $43.9K | 0.01% | +192 | New |
| New England Capital Financial Advisors LLC | 189 | $43.1K | 0.03% | +18+10.5% | Added |
| KB Financial Partners, LLC | 186 | $43.0K | 0.01% | −1−0.5% | Reduced |
| Financial Synergies Wealth Advisors, Inc. | 182 | $41.7K | 0.01% | +174+2,175.0% | Added |
| Wolff Wiese Magana LLC | 182 | $41.6K | 0.03% | −7−3.7% | Reduced |
| Chelsea Counsel Co | 180 | $41.2K | 0.02% | 00.0% | Unchanged |
| Loomis Sayles & Co L P | 177 | $41.0K | 0.00% | +104+142.5% | Added |