Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| MBM Wealth Consultants, LLC | 176 | $40.0K | 0.02% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 167 | $38.0K | 0.01% | +24+16.8% | Added |
| AlphaMark Advisors, LLC | 165 | $38.0K | 0.02% | +65+65.0% | Added |
| Compass Wealth Management LLC | 165 | $37.8K | 0.01% | 00.0% | Unchanged |
| Koesten, Hirschmann & Crabtree, INC. | 162 | $37.1K | 0.03% | +2+1.3% | Added |
| WFA Asset Management Corp | 162 | $37.1K | 0.02% | +162 | New |
| HBC Financial Services, PLLC | 166 | $37.0K | 0.03% | +1+0.6% | Added |
| Milestone Investment Advisors LLC | 160 | $36.6K | 0.01% | +160 | New |
| Pointe Capital Management LLC | 160 | $36.6K | 0.03% | +160 | New |
| Hoese & Co LLP | 150 | $35.9K | 0.04% | 00.0% | Unchanged |
| Lee Financial Co | 155 | $35.5K | 0.01% | −3−1.9% | Reduced |
| SkyView Investment Advisors, LLC | 151 | $35.0K | 0.01% | 00.0% | Unchanged |
| Mizuho Securities Co. Ltd. | 150 | $34.3K | 0.11% | +140+1,400.0% | Added |
| Mascoma Wealth Management LLC | 155 | $33.9K | 0.01% | 00.0% | Unchanged |
| Abound Wealth Management | 144 | $33.0K | 0.01% | +83+136.1% | Added |
| Ridgewood Investments LLC | 138 | $31.6K | 0.02% | +138 | New |
| TFC Financial Management | 137 | $31.4K | 0.01% | +113+470.8% | Added |
| Resurgent Financial Advisors LLC | 135 | $30.9K | 0.02% | −1,525−91.9% | Reduced |
| Mark Sheptoff Financial Planning, LLC | 132 | $30.2K | 0.02% | 00.0% | Unchanged |
| Centennial Bank | 131 | $30.0K | 0.02% | 00.0% | Unchanged |
| Bellevue Asset Management, LLC | 123 | $28.4K | 0.02% | 00.0% | Unchanged |
| Riggs Asset Managment Co. Inc. | 122 | $27.9K | 0.01% | 00.0% | Unchanged |
| Motco | 120 | $27.5K | 0.00% | 00.0% | Unchanged |
| Iron Horse Wealth Management, LLC | 116 | $26.5K | 0.01% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 115 | $26.3K | 0.04% | 00.0% | Unchanged |
| Founders Capital Management | 111 | $25.0K | 0.02% | +31+38.8% | Added |
| Horan Securities, Inc. | 109 | $24.9K | 0.01% | +95+678.6% | Added |
| Kayne Anderson Rudnick Investment Management LLC | 108 | $24.7K | 0.00% | +95+730.8% | Added |
| Atlas Capital Advisors LLC | 108 | $24.7K | 0.00% | +79+272.4% | Added |
| Schubert & Co | 106 | $24.3K | 0.02% | +3+2.9% | Added |
| ZRC Wealth Management, LLC | 101 | $23.1K | 0.02% | +101 | New |
| TCTC Holdings, LLC | 100 | $22.9K | 0.00% | 00.0% | Unchanged |
| Twin Lakes Capital Management, LLC | 100 | $22.9K | 0.02% | 00.0% | Unchanged |
| Global Wealth Strategies & Associates | 97 | $22.2K | 0.01% | +40+70.2% | Added |
| Cedar Mountain Advisors, LLC | 92 | $21.1K | 0.01% | −43−31.9% | Reduced |
| Coston, McIsaac & Partners | 94 | $21.0K | 0.01% | +1+1.1% | Added |
| Horizon Bancorp Inc | 93 | $21.0K | 0.01% | +93 | New |
| DB Fitzpatrick & Co, Inc | 88 | $20.1K | 0.02% | −80−47.6% | Reduced |
| Grayhawk Investment Strategies Inc. | 61 | $19.0K | 0.01% | +61 | New |
| Fortis Capital Advisors, LLC | 81 | $18.5K | 0.01% | 00.0% | Unchanged |
| Kelly Lawrence W & Associates Inc | 79 | $18.1K | 0.00% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 76 | $17.4K | 0.01% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 74 | $16.9K | 0.01% | 00.0% | Unchanged |
| Belmont Capital, LLC | 70 | $16.0K | 0.01% | 00.0% | Unchanged |
| IAG Wealth Partners, LLC | 69 | $15.8K | 0.00% | 00.0% | Unchanged |
| Bellwether Advisors, LLC | 66 | $15.1K | 0.00% | 00.0% | Unchanged |
| MUFG Securities EMEA plc | 64 | $15.0K | 0.00% | 00.0% | Unchanged |
| Raffa Wealth Management, LLC | 59 | $13.5K | 0.00% | 00.0% | Unchanged |
| Syverson Strege & Co | 57 | $13.0K | 0.01% | +57 | New |
| Cassady Schiller Wealth Management, LLC | 50 | $11.4K | 0.01% | 00.0% | Unchanged |
| Miller Wealth Advisors, LLC | 100 | $11.0K | 0.16% | −900−90.0% | Reduced |
| Kelly Financial Services LLC | 47 | $10.8K | 0.01% | −6−11.3% | Reduced |
| TD Capital Management LLC | 41 | $9.37K | 0.00% | 00.0% | Unchanged |
| Stuart Chaussee & Associates, Inc. | 40 | $9.15K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 37 | $8.47K | 0.00% | +12+48.0% | Added |
| Cadent Capital Advisors, LLC | 35 | $7.91K | 0.00% | +1+2.9% | Added |
| Mach-1 Financial Group, Inc. | 32 | $7.32K | 0.05% | −3,614−99.1% | Reduced |
| Macroview Investment Management LLC | 30 | $6.87K | 0.01% | −50−62.5% | Reduced |
| Lam Group, Inc. | 30 | $6.87K | 0.01% | 00.0% | Unchanged |
| New Millennium Group LLC | 29 | $6.66K | 0.01% | +7+31.8% | Added |
| Richard W. Paul & Associates, LLC | 29 | $6.64K | 0.00% | −120−80.5% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 29 | $6.64K | 0.00% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 28 | $6.00K | 0.00% | −1,602−98.3% | Reduced |
| NewSquare Capital LLC | 25 | $5.72K | 0.00% | 00.0% | Unchanged |
| Piershale Financial Group, Inc. | 25 | $5.72K | 0.00% | 00.0% | Unchanged |
| DecisionPoint Financial, LLC | 25 | $5.72K | 0.00% | 00.0% | Unchanged |
| Albion Financial Group | 23 | $5.26K | 0.00% | 00.0% | Unchanged |
| HWG Holdings LP | 22 | $5.03K | 0.00% | 00.0% | Unchanged |
| Activest Wealth Management | 19 | $4.38K | 0.00% | +19 | New |
| PayPay Securities Corp | 18 | $4.12K | 0.28% | −8−30.8% | Reduced |
| VitalStone Financial, LLC | 16 | $3.00K | 0.00% | −166−91.2% | Reduced |
| Strengthening Families & Communities, LLC | 12 | $3.00K | 0.00% | 00.0% | Unchanged |
| Red Tortoise LLC | 11 | $2.52K | 0.00% | 00.0% | Unchanged |
| Investment Research & Advisory Group, Inc. | 10 | $2.29K | 0.00% | 00.0% | Unchanged |
| 25 LLC | 6 | $1.29K | 0.00% | +6 | New |
| Proffitt & Goodson Inc | 6 | $1.26K | 0.00% | 00.0% | Unchanged |
| Tfo-TDC, LLC | 5 | $1.14K | 0.00% | +3+150.0% | Added |
| Morton Brown Family Wealth, LLC | 4 | $915 | 0.00% | +4 | New |
| Highline Wealth Partners LLC | 2 | $458 | 0.00% | −1−33.3% | Reduced |
| Easterly Investment Partners LLC | 1 | $229 | 0.00% | +1 | New |
| Sofos Investments, Inc. | 37 | $8 | 0.00% | +37 | New |
| Summit Wealth Group, LLC | 121,056 | $1 | 0.02% | +121,056 | New |
| Cerity Partners LLC | 147,138 | – | – | +10,266+7.5% | Added |
| Quilter Plc | 46,659 | – | – | +643+1.4% | Added |
| GQG Partners LLC | 0 | $0 | 0.00% | −339,252−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −274,003−100.0% | Sold out |
| Parallax Volatility Advisers, L.P. | 0 | $0 | 0.00% | −167,290−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −82,336−100.0% | Sold out |
| Duquesne Family Office LLCSuperinvestorDuquesne Family Office | 0 | $0 | 0.00% | −63,800−100.0% | Sold out |
| Mizuho Markets Americas LLC | 0 | $0 | 0.00% | −62,219−100.0% | Sold out |
| McRae Capital Management Inc | 0 | $0 | 0.00% | −41,143−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −39,115−100.0% | Sold out |
| Gladius Capital Management LP | 0 | $0 | 0.00% | −36,000−100.0% | Sold out |
| Barometer Capital Management Inc. | 0 | $0 | 0.00% | −26,961−100.0% | Sold out |
| FORA Capital, LLC | 0 | $0 | 0.00% | −20,336−100.0% | Sold out |
| Mark Asset Management LP | 0 | $0 | 0.00% | −19,769−100.0% | Sold out |
| Arabesque Asset Management Ltd | 0 | $0 | 0.00% | −11,771−100.0% | Sold out |
| Icon Advisers Inc | 0 | $0 | 0.00% | −10,025−100.0% | Sold out |
| Caisse de Depot Et Placement du Quebec | 0 | $0 | 0.00% | −9,909−100.0% | Sold out |
| Moore Capital Management, LP | 0 | $0 | 0.00% | −8,576−100.0% | Sold out |