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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

Q1 2026 vs. Q4 2025

How the institutions holding Caterpillar Inc changed between Q4 2025 and Q1 2026.

All holders in Q1 2026All holders in Q4 2025

13F holders of CAT: Q4 2025 compared with Q1 2026
MeasureQ4 2025Of which not filed for Q1 2026Q1 2026Change
Holders3,542473,772+277
Shares330.0M47.0M331.6M+48.5M (+17.1%)
Value$188.7B$26.9B$232.0B+$70.2B (+43.4%)

47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so the changes leave them out.

New holders (392)

Institutions that held Caterpillar Inc at the end of Q1 2026 but not at the end of Q4 2025.

Showing the largest 100 of 392 by value.

Institutions new to CAT in Q1 2026
InstitutionSharesValue% of portfolio
Vanguard Capital Management LLC30,234,453$21.4B0.53%
Vanguard Portfolio Management LLC11,705,890$8.29B0.43%
Vanguard Fiduciary Trust Co2,626,721$1.86B0.47%
Vanguard Global Advisers, LLC1,017,138$720.6M0.39%
Vanguard Asset Management, Ltd745,848$528.4M0.45%
CIBC Bancorp USA Inc.482,797$342.0M0.46%
Holocene Advisors, LP292,937$207.5M0.50%
Vanguard Investments Australia, Ltd.218,048$154.5M0.45%
Nearwater Capital Markets, Ltd152,000$107.7M2.54%
Tredje AP-fonden129,533$91.8M0.50%
SEB Asset Management AB121,707$86.2M0.37%
Capitolis Liquid Global Markets LLC98,608$69.9M0.44%
Qube Research & Technologies Ltd87,621$62.1M0.09%
Aware Super Pty Ltd as trustee of Aware Super76,689$54.3M0.82%
Empowered Funds, LLC75,281$53.3M0.34%
Employees Retirement System of Texas61,448$43.5M0.38%
Westfield Capital Management Co LP32,325$22.9M0.10%
Telemark Asset Management, LLC30,000$21.3M1.96%
Oribel Capital Management, LP30,000$21.3M3.23%
GFS Advisors, LLC500,940$20.9M1.47%
AustralianSuper Pty Ltd28,242$20.0M0.10%
Overbrook Management Corp25,382$18.0M3.40%
Liontrust Investment Partners LLP25,328$17.9M0.31%
Regents Gate Capital LLP24,950$17.7M3.77%
Renaissance Technologies LLC21,507$15.2M0.02%
Night Squared LP19,615$13.9M2.04%
Triglav Skladi, D.O.O.19,250$13.6M0.95%
Tiaa-Cref Individual & Institutional Services, LLC18,926$13.4M0.05%
Capital International Ltd16,168$11.5M0.42%
Picton Mahoney Asset Management15,803$11.2M0.12%
Gerald Baker Financial Group LLC15,428$10.9M3.46%
Canandaigua National Corp15,203$10.8M0.96%
Laurion Capital Management LP14,499$10.3M0.96%
CVFG LLC13,993$9.91M1.23%
Oak Ridge Investments LLC13,639$9.66M0.64%
SMA Capital LLC13,375$9.48M4.09%
Quantitative Investment Management, LLC12,072$8.55M0.89%
Spartan Wealth Advisory Services LLC11,329$8.03M0.70%
Lombard Odier Asset Management (Switzerland) SA11,265$7.98M0.30%
Brighton Jones LLC10,428$7.39M0.16%
Ibex Wealth Advisors9,917$7.03M0.65%
Stonebridge Capital Management Inc9,672$6.85M3.12%
Mitchell Capital Management Co9,150$6.48M1.19%
DuPont Capital Management Corp9,052$6.41M0.73%
Murphy, Middleton, Hinkle & Parker, Inc.7,211$5.11M2.37%
Parametrica Management Ltd7,000$4.96M5.64%
Capital & Planning, LLC6,947$4.92M2.99%
Western Financial Corp6,842$4.85M1.90%
Lee Johnson Capital Management, LLC6,825$4.84M1.73%
Quadrature Capital Ltd6,616$4.69M0.06%
Leelyn Smith, LLC5,470$3.88M0.54%
Itau Unibanco Holding S.A.5,062$3.59M0.09%
E Fund Management Co., Ltd.4,916$3.48M0.10%
Left Brain Wealth Management, LLC4,710$3.34M1.31%
TIAA Wealth Investment Management LLC4,649$3.29M0.03%
Beck Capital Management, LLC4,445$3.15M0.72%
Northstar Advisory Group, LLC4,428$3.14M1.20%
SIR Capital Management, L.P.4,100$2.90M0.27%
HWG Holdings LP4,043$2.86M0.76%
Timothy G. Youngquist 2020 Irrevocable Trust3,843$2.72M1.33%
Mariner Investment Group LLC3,800$2.69M0.82%
CMH Wealth Management LLC3,660$2.59M0.45%
Bridgeway Capital Management, LLC3,640$2.58M0.05%
Investment Management Trust, LLC3,631$2.57M2.51%
Capital Group Investment Management Pte. Ltd.3,478$2.46M0.42%
LexAurum Advisors, LLC3,307$2.34M0.30%
Paragon Advisors, LLC3,282$2.33M0.63%
Mandatum Life Insurance Co Ltd3,238$2.29M0.52%
Summit Wealth Partners, LLC3,018$2.14M0.34%
Walleye Trading LLC2,946$2.09M0.04%
Legacy Financial Independent Advisors LLC2,945$2.09M1.09%
Occudo Quantitative Strategies LP2,304$2.05M0.11%
Elevation Advisory Partners LLC3,080$1.97M1.84%
Clare Market Investments LLC2,705$1.92M0.40%
SummitTX Capital, L.P.2,664$1.89M0.06%
Camarda Financial Advisors, LLC2,605$1.85M0.97%
Elite Wealth Management, Inc.2,572$1.82M0.59%
Retirement Guys Formula LLC2,522$1.79M0.82%
Bluebird Wealth Management LLC2,462$1.74M1.79%
Emerald Investment Advisers, LLC2,355$1.67M0.15%
Southern Michigan Bank & Trust2,320$1.64M0.63%
Hexagon Capital Partners LLC2,295$1.63M0.24%
Talon Private Wealth, LLC2,294$1.62M0.22%
Innovative Asset Advisors Group, LLC2,132$1.51M0.87%
Dymon Asia Capital (Singapore) Pte. Ltd.2,080$1.47M0.32%
Limestone Investment Advisors LP2,040$1.45M0.71%
TRB Wealth Management, LLC1,978$1.40M0.20%
Wolverine Asset Management LLC1,806$1.28M0.02%
Algebris (UK) Ltd1,805$1.28M0.09%
Aster Capital Management (DIFC) Ltd3,849$1.27M0.42%
Sanders Morris Harris LLC1,775$1.26M0.20%
Cpwa, LLC1,355$1.26M1.50%
Karani Asset Management LLC1,732$1.23M1.07%
DSG Capital Advisors, LLC1,730$1.23M0.20%
Silphium Asset Management Ltd1,723$1.22M0.46%
Mosaic Advisors LLC1,425$1.18M1.78%
Defiance ETFs, LLC1,586$1.12M0.02%
CenterStar Asset Management, LLC1,572$1.11M1.07%
Caitong International Asset Management Co., Ltd1,479$1.05M0.19%
Philadelphia Investment Partners, LLC1,459$1.03M0.70%

Sold out (115)

Institutions that held Caterpillar Inc at the end of Q4 2025 and filed for Q1 2026 without it.

Showing the largest 100 of 115 by value.

Institutions that sold out of CAT in Q1 2026
InstitutionShares, Q4 2025Value, Q4 2025
Two Sigma Advisers, LP227,060$130.1M
HRT Financial LP83,563$47.9M
Electron Capital Partners, LLC74,761$42.8M
Sherman Porfolios, LLC74,161$42.5M
Lord, Abbett & Co. LLC62,065$35.6M
Jupiter Asset Management Ltd61,335$35.1M
Trexquant Investment LP53,278$30.5M
Fullerton Fund Management Co Ltd.50,376$28.9M
Mizuho Markets Americas LLC47,281$27.1M
Yaupon Capital Management LP25,641$14.7M
Generali Powszechne Towarzystwo Emerytalne25,118$14.4M
Energy Income Partners, LLC23,071$13.2M
Cornerstone Advisors, LLC22,826$13.1M
J.W. Cole Advisors, Inc.23,560$12.8M
Logan Capital Management Inc21,573$12.4M
Aquatic Capital Management LLC16,291$9.33M
Edgar Lomax Co11,520$6.60M
Twinbeech Capital LP9,925$5.69M
Group One Trading, L.P.9,694$5.55M
Mercuria Capital Strategies, LLC9,410$5.39M
Alberta Investment Management Corp9,200$5.27M
Hel Ved Capital Management Ltd8,495$4.87M
Altrius Capital Management Inc8,492$4.86M
Sciencast Management LP8,079$4.63M
Surience Private Wealth LLC7,251$4.15M
Applied Capital LLC7,240$4.15M
Hennessy Advisors Inc6,900$3.95M
Q3 Asset Management6,889$3.95M
XTX Topco Ltd6,260$3.59M
Heritage Wealth Management, Inc.6,212$3.56M
SIH Partners, LLLP5,911$3.39M
Weiss Asset Management LP5,794$3.32M
Castellan Group, LLC5,364$3.07M
Applied Finance Capital Management, LLC5,081$2.91M
Quantbot Technologies LP4,844$2.77M
SOL Capital Management CO4,443$2.54M
Blue Sparrow, LLC4,000$2.29M
Capital Markets Trading UK LLP3,338$1.91M
Oak Thistle LLC3,109$1.78M
Virtu Financial LLC2,881$1.65M
Primoris Wealth Advisors, LLC2,266$1.30M
Lombard Odier Asset Management (USA) Corp2,250$1.29M
Quest Partners LLC2,001$1.15M
Two Sigma Securities, LLC1,836$1.05M
Opal Capital LLC1,400$1.04M
Worth Financial Advisory Group, LLC1,668$955.7K
KG&L Capital Management,LLC1,621$893.0K
Tectonic Advisors LLC1,541$883.0K
Hara Capital LLC1,465$839.3K
Aigen Investment Management, LP1,459$835.8K
Catalyst Funds Management Pty Ltd1,400$802.0K
Fox Run Management, L.L.C.1,212$694.3K
Guardian Partners Inc.1,000$691.8K
Sentry Investment Management LLC1,195$685.0K
Farringdon Capital, Ltd.1,160$664.5K
American Investment Services, Inc.1,043$597.5K
Connective Portfolio Management, LLC1,000$572.9K
Cullen Capital Management LLC869$497.8K
Milestones Private Investment Advisors LLC850$486.9K
Martingale Asset Management L P815$466.9K
Fiduciary Wealth Partners, LLC749$429.3K
Accuvest Global Advisors719$412.0K
QP Wealth Management, LLC706$404.4K
Clear Street Group Inc.705$403.9K
Alphadyne Asset Management LP702$402.2K
Rhodes Investment Advisors Inc669$383.3K
Hutchens & Kramer Investment Management Group, LLC640$366.6K
Keeler Thomas Management LLC639$365.9K
City National Bank of Florida619$354.6K
Leibman Financial Services, Inc.610$349.5K
Ariadne Wealth Management, LP457$347.0K
Ycg, LLC596$341.4K
PharVision Advisers, LLC572$327.7K
Coppell Advisory Solutions LLC541$312.5K
Kassira Wealth Management LLC462$264.7K
Davis-Rea Ltd.460$263.5K
Magnetar Financial LLC453$259.5K
GFG Capital, LLC445$255.1K
LeClair Wealth Partners LLC445$254.9K
DDFG, Inc435$249.2K
Berkshire Money Management, Inc.434$248.6K
Winton Group Ltd434$248.6K
CapWealth Advisors, LLC420$240.6K
WBI Investments412$236.0K
Bravias Capital Group, LLC406$232.7K
Diametric Capital, LP396$226.9K
Connable Office Inc381$218.3K
GK Wealth Management LLC375$215.1K
Shulman DeMeo Asset Management LLC369$211.6K
Gambit Capital Management, LLC357$204.5K
SLT Holdings LLC351$201.1K
Clarkston Capital Partners, LLC350$200.5K
Garton & Associates Financial Advisors LLC326$186.8K
TCTC Holdings, LLC292$167.3K
Hallmark Capital Management Inc290$166.1K
Vinland Capital Management Gestora de Recursos LTDA.275$157.5K
XY Capital Ltd237$135.8K
Commonwealth Retirement Investments LLC142$81.2K
Innovative Advisory Group, LLC110$63.0K
Howard Hughes Medical Institute101$57.9K

Not filed for Q1 2026 yet (47)

Institutions that held Caterpillar Inc at the end of Q4 2025 and haven't filed a 13F for Q1 2026. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding CAT in Q4 2025 that haven't filed for Q1 2026
InstitutionShares, Q4 2025Value, Q4 2025
Vanguard Group Inc46,385,185$26.6B
Alpha Cubed Investments, LLC125,238$71.7M
Comerica Bank88,491$50.7M
CIBC World Markets Corp65,318$37.4M
Capitolis Liquid Global Markets LLC44,600$25.6M
CIBC Private Wealth Group, LLC43,404$24.9M
FineMark National Bank & Trust37,612$21.5M
Janney Capital Management LLC37,449$21.5M
Global Retirement Partners, LLC22,306$12.8M
Canandaigua National Bank & Trust Co15,952$9.14M
Trust Co of Vermont11,684$6.69M
MidWestOne Financial Group, Inc.7,927$4.54M
Gifford Fong Associates7,800$4.47M
Forefront Wealth Management Inc.6,751$3.87M
David Loasby5,691$3.58M
High Falls Advisors, Inc5,344$3.06M
SS&H Financial Advisors, Inc.4,525$2.59M
Motiv8 Investments LLC3,926$2.25M
Creegan & Nassoura Financial Group, LLC3,705$2.12M
Thomasville National Bank3,497$2.00M
SG Trading Solutions, LLC3,049$1.75M
Elevated Private Wealth, LLC2,932$1.68M
Greenberg Financial Group2,865$1.64M
Cornercap Investment Counsel Inc2,756$1.58M
Clarius Group, LLC2,755$1.58M
O'Brien Wealth Partners LLC2,535$1.45M
Austin Private Wealth, LLC2,081$1.19M
BancorpSouth Bank1,620$928.0K
Vantus Wealth LLC1,346$771.1K
Maxele Advisors, LLC1,111$636.2K
Ransom Advisory, Ltd1,070$613.0K
GPS Wealth Strategies Group, LLC1,043$597.6K
ORG Partners LLC969$555.4K
Heritage Financial Services, LLC919$526.5K
Pure Portfolios Holdings LLC894$512.4K
Alongside, LLC836$478.6K
Meritage Portfolio Management792$453.7K
MGB Wealth Management, LLC761$435.8K
Yeomans Consulting Group, Inc.757$433.7K
Financial Advisory Corp751$430.0K
DV Equities, LLC654$374.7K
Sage Advisors, LLC584$334.4K
Stephens Consulting, LLC564$323.1K
Beddow Capital Management Inc550$315.0K
V. M. Manning & Co., Inc.485$278.0K
New Millennium Group LLC269$154.2K
Redmont Wealth Advisors LLC129$73.9K