Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oppenheimer Asset Management Inc. | 60,276 | $42.7M | 0.49% | +1,578+2.7% | Added |
| B. Metzler seel. Sohn & Co. AG | 60,141 | $42.6M | 0.40% | −9,553−13.7% | Reduced |
| Blackhill Capital Inc | 59,500 | $42.2M | 2.17% | −500−0.8% | Reduced |
| Westchester Capital Management, Inc. | 58,862 | $41.7M | 8.40% | −240−0.4% | Reduced |
| ARK Investment Management LLCSuperinvestorARK Invest | 58,578 | $41.5M | 0.32% | +24,410+71.4% | Added |
| USS Investment Management Ltd | 58,354 | $41.3M | 0.18% | 00.0% | Unchanged |
| MAI Capital Management | 57,834 | $41.0M | 0.23% | +1,120+2.0% | Added |
| Pinnacle Financial Partners, Inc. | 57,757 | $40.9M | 0.31% | +2,507+4.5% | Added |
| Nichols & Pratt Advisers LLP | 57,721 | $40.9M | 2.65% | −2,671−4.4% | Reduced |
| Dakota Wealth Management | 56,708 | $40.2M | 0.87% | −2,882−4.8% | Reduced |
| Nippon Life Global Investors Americas, Inc. | 56,600 | $40.1M | 1.81% | −10,660−15.8% | Reduced |
| ASR Vermogensbeheer N.V. | 56,575 | $40.1M | 0.47% | +1,002+1.8% | Added |
| Stephens Inc | 56,306 | $39.9M | 0.50% | −1,937−3.3% | Reduced |
| Ethic Inc. | 56,155 | $39.8M | 0.62% | −3,051−5.2% | Reduced |
| NorthCrest Asset Manangement, LLC | 55,349 | $39.7M | 1.24% | −21,143−27.6% | Reduced |
| Investment Management Corp of Ontario | 55,027 | $39.0M | 0.50% | +11,172+25.5% | Added |
| Mutual of America Capital Management LLC | 54,733 | $38.8M | 0.44% | −1,260−2.3% | Reduced |
| Ofi Invest Asset Management | 62,415 | $38.7M | 0.51% | −15,543−19.9% | Reduced |
| Delta Asset Management LLC | 54,464 | $38.6M | 3.52% | −1,305−2.3% | Reduced |
| Groupe la Francaise | 54,220 | $38.3M | 0.53% | +21,185+64.1% | Added |
| Intech Investment Management LLC | 53,865 | $38.2M | 0.38% | +27,556+104.7% | Added |
| D. E. Shaw & Co., Inc. | 53,404 | $37.8M | 0.03% | +150+0.3% | Added |
| Oregon Public Employees Retirement Fund | 53,329 | $37.8M | 0.50% | −208−0.4% | Reduced |
| Conning Inc. | 53,028 | $37.6M | 1.25% | −4,551−7.9% | Reduced |
| Union Bancaire Privee, UBP SA | 53,048 | $37.3M | 0.68% | +422+0.8% | Added |
| Temasek Holdings (Private) Ltd | 52,553 | $37.2M | 0.13% | +25,193+92.1% | Added |
| Beacon Investment Advisory Services, Inc. | 52,336 | $37.1M | 1.54% | −4,784−8.4% | Reduced |
| Kempen Capital Management N.V. | 51,430 | $36.4M | 0.32% | −2,050−3.8% | Reduced |
| Macquarie Group Ltd | 50,800 | $36.0M | 0.21% | −21,594−29.8% | Reduced |
| Richard C. Young & CO., LTD. | 50,515 | $35.8M | 2.96% | −292−0.6% | Reduced |
| Vident Advisory, LLC | 50,510 | $35.8M | 0.30% | −287−0.6% | Reduced |
| Minneapolis Portfolio Management Group, LLC | 49,754 | $35.2M | 3.74% | −19,462−28.1% | Reduced |
| Willis Investment Counsel | 49,686 | $35.2M | 1.92% | −30,205−37.8% | Reduced |
| KCM Investment Advisors LLC | 49,275 | $34.9M | 1.16% | −344−0.7% | Reduced |
| Savant Capital, LLC | 48,964 | $34.7M | 0.17% | +3,494+7.7% | Added |
| Salem Investment Counselors Inc | 48,922 | $34.7M | 1.02% | −208−0.4% | Reduced |
| CCM Investment Advisers LLC | 48,856 | $34.6M | 3.31% | −2,509−4.9% | Reduced |
| Hamilton Capital Partners Inc. | 48,749 | $34.5M | 1.16% | +40,523+492.6% | Added |
| Guggenheim Capital LLC | 48,439 | $34.3M | 0.27% | −5,488−10.2% | Reduced |
| Allstate Corp | 48,233 | $34.2M | 0.37% | +12,501+35.0% | Added |
| Massmutual Trust Co FSB | 48,186 | $34.1M | 0.93% | −6,145−11.3% | Reduced |
| Moran Wealth Management, LLC | 47,323 | $33.5M | 1.03% | −8,307−14.9% | Reduced |
| Wharton Business Group, LLC | 47,079 | $33.4M | 1.26% | −1,394−2.9% | Reduced |
| HB Wealth Management, LLC | 46,888 | $33.2M | 0.22% | +1,479+3.3% | Added |
| State of Alaska, Department of Revenue | 46,718 | $33.1M | 0.36% | −70−0.1% | Reduced |
| Whittier Trust Co | 45,686 | $33.0M | 0.37% | +178+0.4% | Added |
| Merit Financial Group, LLC | 46,270 | $32.8M | 0.24% | +3,758+8.8% | Added |
| Charter Trust Co | 46,135 | $32.7M | 1.91% | −291−0.6% | Reduced |
| LaFleur & Godfrey LLC | 46,081 | $32.6M | 4.06% | −1,462−3.1% | Reduced |
| TCW Group Inc | 46,057 | $32.6M | 0.25% | +38,656+522.3% | Added |
| Generali Asset Management SPA SGR | 45,933 | $32.5M | 0.68% | −593−1.3% | Reduced |
| Silvercrest Asset Management Group LLC | 45,364 | $32.1M | 0.23% | −567−1.2% | Reduced |
| Americana Partners, LLC | 45,328 | $32.1M | 0.83% | +10,110+28.7% | Added |
| American Assets Investment Management, LLC | 45,000 | $31.9M | 2.16% | 00.0% | Unchanged |
| Virginia Retirement Systems Et Al | 44,772 | $31.7M | 0.24% | −7,040−13.6% | Reduced |
| Davenport & Co LLC | 44,516 | $31.5M | 0.17% | −262−0.6% | Reduced |
| Callahan Advisors, LLC | 44,440 | $31.5M | 2.63% | −6,429−12.6% | Reduced |
| United Capital Financial Advisers, LLC | 44,369 | $31.4M | 0.19% | +179+0.4% | Added |
| Henshaw Capital LLC | 44,335 | $31.4M | 1.16% | 00.0% | Unchanged |
| TruWealth Advisors, LLC | 43,814 | $31.0M | 1.49% | −412−0.9% | Reduced |
| Congress Asset Management Co | 43,188 | $30.6M | 0.22% | −9,683−18.3% | Reduced |
| Integrated Advisors Network LLC | 42,672 | $30.2M | 1.59% | −2,990−6.5% | Reduced |
| Park National Corp | 41,696 | $29.5M | 0.90% | +2,768+7.1% | Added |
| Glenmede Trust Co NA | 41,490 | $29.4M | 0.14% | −3,388−7.5% | Reduced |
| Tema ETFs LLC | 41,486 | $29.4M | 1.97% | +3,265+8.5% | Added |
| Baker Avenue Asset Management, LP | 41,441 | $29.4M | 0.67% | −10,672−20.5% | Reduced |
| Segment Wealth Management, LLC | 41,290 | $29.3M | 1.72% | −876−2.1% | Reduced |
| Summit Trail Advisors, LLC | 41,247 | $29.2M | 0.42% | −160−0.4% | Reduced |
| Benjamin Edwards Inc | 41,059 | $29.1M | 0.29% | −1,297−3.1% | Reduced |
| First National Trust Co | 40,983 | $29.0M | 0.99% | −2,465−5.7% | Reduced |
| Harvest Portfolios Group Inc. | 40,901 | $29.0M | 0.48% | −4,937−10.8% | Reduced |
| Stillwater Capital Advisors, LLC | 40,858 | $28.9M | 3.30% | −692−1.7% | Reduced |
| Advisory Services Network, LLC | 40,820 | $28.9M | 0.38% | +2,971+7.8% | Added |
| Noesis Capital Mangement Corp | 40,816 | $28.9M | 4.28% | −426−1.0% | Reduced |
| BLI - Banque de Luxembourg Investments | 50,895 | $28.9M | 0.87% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 40,732 | $28.9M | 0.32% | +2,991+7.9% | Added |
| Brinker Capital Investments, LLC | 40,286 | $28.5M | 0.24% | +2,284+6.0% | Added |
| NBT Bank N A | 40,077 | $28.4M | 1.86% | +9,124+29.5% | Added |
| Dodge & Cox | 39,994 | $28.3M | 0.02% | −730−1.8% | Reduced |
| Associated Banc-Corp | 39,982 | $28.3M | 0.75% | −1,178−2.9% | Reduced |
| Culbertson A N & Co Inc | 39,682 | $28.1M | 3.65% | −1,213−3.0% | Reduced |
| Omers Administration Corp | 39,497 | $28.0M | 0.18% | +9,236+30.5% | Added |
| Sanibel Captiva Trust Company, Inc. | 39,177 | $27.8M | 0.78% | +1,246+3.3% | Added |
| Birmingham Capital Management Co Inc | 39,123 | $27.7M | 11.69% | −707−1.8% | Reduced |
| Welch Group, LLC | 39,108 | $27.7M | 1.04% | −1,519−3.7% | Reduced |
| Kestra Private Wealth Services, LLC | 39,023 | $27.6M | 0.34% | −2,297−5.6% | Reduced |
| Candriam Luxembourg S.C.A. | 38,971 | $27.6M | 0.14% | +2,474+6.8% | Added |
| Braun Stacey Associates Inc | 38,829 | $27.5M | 0.91% | +1,924+5.2% | Added |
| Allied Investment Advisors, LLC | 38,736 | $27.4M | 3.93% | −2,334−5.7% | Reduced |
| Atwater Malick LLC | 38,021 | $26.9M | 7.28% | −1,645−4.1% | Reduced |
| Clear Harbor Asset Management, LLC | 38,010 | $26.9M | 1.87% | −533−1.4% | Reduced |
| King Luther Capital Management Corp | 37,895 | $26.8M | 0.12% | +5,264+16.1% | Added |
| Cutler Investment Counsel LLC | 37,823 | $26.8M | 2.76% | −9,331−19.8% | Reduced |
| Clifford Swan Investment Counsel LLC | 37,800 | $26.8M | 0.91% | +140+0.4% | Added |
| Parsons Capital Management Inc | 37,655 | $26.7M | 1.22% | −756−2.0% | Reduced |
| Harbour Investments, Inc. | 37,468 | $26.5M | 0.41% | +26,766+250.1% | Added |
| Teachers Retirement System of the State of Kentucky | 37,044 | $26.2M | 0.20% | −21,836−37.1% | Reduced |
| Lyell Wealth Management, LP | 36,994 | $26.2M | 1.93% | −251−0.7% | Reduced |
| Summit Financial, LLC | 36,865 | $26.1M | 0.33% | +23,931+185.0% | Added |
| Allianz SE | 36,793 | $26.1M | 0.29% | −10,971−23.0% | Reduced |