Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Norinchukin Bank, The | 36,592 | $25.9M | 0.30% | −1,289−3.4% | Reduced |
| Lee Danner & Bass Inc | 36,284 | $25.7M | 1.61% | −86−0.2% | Reduced |
| Gulf International Bank (UK) Ltd | 36,186 | $25.6M | 0.57% | +11,849+48.7% | Added |
| Citizens Financial Group Inc | 36,156 | $25.6M | 0.36% | +2,477+7.4% | Added |
| Capital Investment Advisors, LLC | 35,632 | $25.2M | 0.37% | −1,338−3.6% | Reduced |
| Central Trust Co | 35,609 | $25.2M | 0.50% | −899−2.5% | Reduced |
| Capital International Sarl | 35,563 | $25.2M | 0.41% | +28,350+393.0% | Added |
| Farther Finance Advisors, LLC | 33,904 | $24.8M | 0.23% | +2,220+7.0% | Added |
| iA Global Asset Management Inc. | 34,847 | $24.7M | 0.35% | −7,315−17.3% | Reduced |
| SlateStone Wealth, LLC | 34,307 | $24.3M | 2.00% | −5,644−14.1% | Reduced |
| Quilter Plc | 34,082 | $24.1M | 0.42% | −4,276−11.1% | Reduced |
| Whittier Trust Co of Nevada Inc | 33,476 | $24.1M | 0.50% | −280−0.8% | Reduced |
| Covalis Capital LLP | 34,059 | $24.1M | 1.49% | −21,015−38.2% | Reduced |
| Allspring Global Investments Holdings, LLC | 33,009 | $24.1M | 0.04% | −19,176−36.7% | Reduced |
| Jacobs & Co | 33,976 | $24.1M | 2.38% | −1,375−3.9% | Reduced |
| Stockman Wealth Management, Inc. | 33,891 | $24.0M | 2.65% | −2,715−7.4% | Reduced |
| Turtle Creek Wealth Advisors, LLC | 33,847 | $24.0M | 1.81% | +810+2.5% | Added |
| Pittenger & Anderson Inc | 33,519 | $23.7M | 0.95% | −3,546−9.6% | Reduced |
| UniSuper Management Pty Ltd | 33,443 | $23.7M | 0.15% | −56−0.2% | Reduced |
| MUFG Securities EMEA plc | 33,075 | $23.4M | 0.35% | +13,890+72.4% | Added |
| Jamison Private Wealth Management, Inc. | 32,974 | $23.4M | 2.84% | −796−2.4% | Reduced |
| Meridian Wealth Management, LLC | 32,776 | $23.2M | 0.82% | −3,502−9.7% | Reduced |
| Jane Street Group, LLC | 32,639 | $23.1M | 0.02% | −87,013−72.7% | Reduced |
| Westfield Capital Management Co LP | 32,325 | $22.9M | 0.10% | +32,325 | New |
| Independent Advisor Alliance | 32,130 | $22.8M | 0.24% | −17,460−35.2% | Reduced |
| Dai-Ichi Life Insurance Company, Ltd | 32,090 | $22.7M | 0.65% | +9,676+43.2% | Added |
| Ieq Capital, LLC | 31,812 | $22.5M | 0.10% | −773−2.4% | Reduced |
| Eagle Global Advisors LLC | 31,594 | $22.4M | 0.81% | +569+1.8% | Added |
| Manning & Napier Advisors LLC | 31,261 | $22.1M | 0.31% | −3,335−9.6% | Reduced |
| Shelton Capital Management | 30,879 | $21.9M | 0.48% | +2,527+8.9% | Added |
| Kepler Cheuvreux (Suisse) SA | 30,630 | $21.7M | 1.44% | −5,576−15.4% | Reduced |
| Equitable Holdings, Inc. | 36,174 | $21.6M | 0.14% | +13,752+61.3% | Added |
| DRH Investments, Inc. | 30,299 | $21.5M | 17.42% | −25−0.1% | Reduced |
| Rafferty Asset Management, LLC | 30,296 | $21.5M | 0.09% | −11,392−27.3% | Reduced |
| Folger Nolan Fleming Douglas Capital Management, Inc | 30,134 | $21.3M | 1.91% | +1,496+5.2% | Added |
| Park Avenue Securities LLC | 30,124 | $21.3M | 0.17% | +4,336+16.8% | Added |
| Telemark Asset Management, LLC | 30,000 | $21.3M | 1.96% | +30,000 | New |
| Oribel Capital Management, LP | 30,000 | $21.3M | 3.23% | +30,000 | New |
| Vantage Investment Partners, LLC | 29,952 | $21.2M | 1.46% | −3,111−9.4% | Reduced |
| LS Investment Advisors, LLC | 29,849 | $21.1M | 3.16% | −3,181−9.6% | Reduced |
| Freestone Capital Holdings, LLC | 29,741 | $21.1M | 0.64% | −111−0.4% | Reduced |
| Erste Asset Management GmbH | 31,427 | $21.0M | 0.19% | −113,217−78.3% | Reduced |
| Prime Capital Investment Advisors, LLC | 29,615 | $21.0M | 0.24% | +2,271+8.3% | Added |
| GFS Advisors, LLC | 500,940 | $20.9M | 1.47% | +500,940 | New |
| Bokf, NA | 28,763 | $20.4M | 0.31% | +885+3.2% | Added |
| Dearborn Partners LLC | 28,643 | $20.3M | 1.10% | −20−0.1% | Reduced |
| Pacer Advisors, Inc. | 28,626 | $20.3M | 0.06% | −13,832−32.6% | Reduced |
| Marshall Wace, LLP | 28,499 | $20.2M | 0.02% | −8,053−22.0% | Reduced |
| Atlantic Union Bankshares Corp | 28,417 | $20.1M | 0.39% | +4,979+21.2% | Added |
| AustralianSuper Pty Ltd | 28,242 | $20.0M | 0.10% | +28,242 | New |
| Mizuho Securities USA LLC | 28,129 | $19.9M | 0.47% | −5,946−17.4% | Reduced |
| Aventail Capital Group, LP | 27,908 | $19.8M | 0.96% | −37,816−57.5% | Reduced |
| Drexel Morgan & Co. | 27,886 | $19.8M | 2.90% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 27,837 | $19.7M | 0.74% | −2,486−8.2% | Reduced |
| FORA Capital, LLC | 27,673 | $19.6M | 1.44% | +4,908+21.6% | Added |
| Coldstream Capital Management Inc | 27,522 | $19.5M | 0.24% | −3,528−11.4% | Reduced |
| Kanawha Capital Management LLC | 27,378 | $19.4M | 1.37% | −268−1.0% | Reduced |
| BLB&B Advisors, LLC | 27,373 | $19.4M | 0.80% | −513−1.8% | Reduced |
| Kayne Anderson Rudnick Investment Management LLC | 27,304 | $19.3M | 0.06% | +27,047+10,524.1% | Added |
| American National Bank | 27,189 | $19.3M | 1.84% | −277−1.0% | Reduced |
| Illinois Municipal Retirement Fund | 27,038 | $19.2M | 0.24% | +2,025+8.1% | Added |
| Crossmark Global Holdings, Inc. | 26,769 | $19.0M | 0.28% | +104+0.4% | Added |
| Hartford Investment Management Co | 26,509 | $18.8M | 0.60% | −518−1.9% | Reduced |
| Simmons Bank | 26,265 | $18.6M | 1.25% | −1,132−4.1% | Reduced |
| Independent Wealth Network Inc. | 26,118 | $18.5M | 5.50% | +20+0.1% | Added |
| MidFirst Bank | 26,111 | $18.5M | 1.53% | −1,080−4.0% | Reduced |
| Abn Amro Investment Solutions | 25,915 | $18.4M | 0.24% | +2,187+9.2% | Added |
| Farmers & Merchants Investments Inc | 25,697 | $18.2M | 0.50% | +561+2.2% | Added |
| AE Wealth Management LLC | 25,550 | $18.1M | 0.10% | +1,036+4.2% | Added |
| Exchange Traded Concepts, LLC | 25,400 | $18.0M | 0.14% | −2,265−8.2% | Reduced |
| Overbrook Management Corp | 25,382 | $18.0M | 3.40% | +25,382 | New |
| Liontrust Investment Partners LLP | 25,328 | $17.9M | 0.31% | +25,328 | New |
| Prudential PLC | 25,277 | $17.9M | 0.14% | +4,202+19.9% | Added |
| Trifecta Capital Advisors, LLC | 25,236 | $17.9M | 2.77% | −210−0.8% | Reduced |
| Hantz Financial Services, Inc. | 25,213 | $17.9M | 0.27% | −445−1.7% | Reduced |
| Canada Post Corp Registered Pension Plan | 25,182 | $17.8M | 0.71% | −2,467−8.9% | Reduced |
| Mirae Asset Securities (USA) Inc. | 25,056 | $17.8M | 0.84% | −108−0.4% | Reduced |
| Miracle Mile Advisors, LLC | 24,974 | $17.7M | 0.24% | +917+3.8% | Added |
| Regents Gate Capital LLP | 24,950 | $17.7M | 3.77% | +24,950 | New |
| Ronald Blue Trust, Inc. | 24,885 | $17.6M | 0.20% | −984−3.8% | Reduced |
| Vestor Capital, LLC | 24,799 | $17.6M | 1.27% | −9,993−28.7% | Reduced |
| Nomura Asset Management International Inc. | 24,651 | $17.5M | 0.03% | −5,664−18.7% | Reduced |
| James Investment Research Inc | 24,547 | $17.4M | 1.95% | −2,784−10.2% | Reduced |
| Bleakley Financial Group, LLC | 24,417 | $17.3M | 0.27% | +993+4.2% | Added |
| Apollon Wealth Management, LLC | 24,339 | $17.2M | 0.28% | +1,151+5.0% | Added |
| Integrated Wealth Concepts LLC | 24,323 | $17.2M | 0.14% | +11,327+87.2% | Added |
| Paradiem, LLC | 24,303 | $17.2M | 3.79% | −6,717−21.7% | Reduced |
| Venture Visionary Partners LLC | 24,243 | $17.2M | 0.57% | −4,086−14.4% | Reduced |
| Integris Wealth Management, LLC | 24,236 | $17.2M | 3.95% | −108−0.4% | Reduced |
| Crestwood Advisors Group LLC | 24,130 | $17.1M | 0.29% | +1,007+4.4% | Added |
| Fifth Third Wealth Advisors LLC | 24,035 | $17.0M | 0.58% | +6,068+33.8% | Added |
| Tufton Capital Management | 23,957 | $17.0M | 3.09% | −744−3.0% | Reduced |
| RSM US Wealth Management LLC | 23,920 | $16.9M | 0.21% | −596−2.4% | Reduced |
| Steel Peak Wealth Management LLC | 23,903 | $16.9M | 0.53% | +447+1.9% | Added |
| Louisiana State Employees Retirement System | 23,700 | $16.8M | 0.29% | −200−0.8% | Reduced |
| Dynamic Advisor Solutions LLC | 23,609 | $16.7M | 0.53% | +2,365+11.1% | Added |
| Arkadios Wealth Advisors | 23,562 | $16.7M | 0.28% | +43+0.2% | Added |
| Community Bank & Trust, Waco, Texas | 23,421 | $16.6M | 3.35% | −307−1.3% | Reduced |
| Parallax Volatility Advisers, L.P. | 23,007 | $16.6M | 0.73% | −6,170−21.1% | Reduced |
| Maryland State Retirement & Pension System | 23,231 | $16.5M | 0.33% | 00.0% | Unchanged |