Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Narwhal Capital Management | 23,186 | $16.4M | 1.21% | +1,479+6.8% | Added |
| Rothschild Investment LLC | 22,845 | $16.2M | 0.85% | +492+2.2% | Added |
| Horizon Investments, LLC | 22,860 | $16.2M | 0.18% | +681+3.1% | Added |
| Knights of Columbus Asset Advisors LLC | 22,816 | $16.2M | 0.91% | +699+3.2% | Added |
| Robertson Stephens Wealth Management, LLC | 22,728 | $16.1M | 0.45% | +253+1.1% | Added |
| Kavar Capital Partners Group, LLC | 22,651 | $16.0M | 2.01% | −726−3.1% | Reduced |
| Elo Mutual Pension Insurance Co | 22,470 | $15.9M | 0.26% | +740+3.4% | Added |
| Sigma Planning Corp | 22,456 | $15.9M | 0.44% | −2,355−9.5% | Reduced |
| EP Wealth Advisors, LLC | 22,409 | $15.9M | 0.08% | +152+0.7% | Added |
| Wedbush Securities Inc | 22,218 | $15.7M | 0.46% | +896+4.2% | Added |
| Valeo Financial Advisors, LLC | 22,104 | $15.7M | 0.37% | −2,291−9.4% | Reduced |
| New Mexico Educational Retirement Board | 21,902 | $15.5M | 0.48% | 00.0% | Unchanged |
| Fusion Capital, LLC | 21,794 | $15.4M | 4.17% | −1,446−6.2% | Reduced |
| Spire Wealth Management | 21,701 | $15.4M | 0.52% | −24−0.1% | Reduced |
| Stratos Wealth Partners, LTD. | 21,699 | $15.4M | 0.17% | +421+2.0% | Added |
| Greenwood Gearhart Inc | 21,509 | $15.2M | 0.82% | −12,627−37.0% | Reduced |
| Renaissance Technologies LLC | 21,507 | $15.2M | 0.02% | +21,507 | New |
| VestGen Advisors, LLC | 16,645 | $15.2M | 0.43% | +3,579+27.4% | Added |
| Cary Street Partners Financial LLC | 21,382 | $15.1M | 0.38% | +1,265+6.3% | Added |
| Kingswood Wealth Advisors, LLC | 21,351 | $15.1M | 0.72% | −1,189−5.3% | Reduced |
| NLB Skladi, upravljanje premozenja, d.o.o. | 21,241 | $15.0M | 0.72% | −1,982−8.5% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 21,226 | $15.0M | 0.10% | −2,485−10.5% | Reduced |
| McGuire Investment Group, LLC | 21,097 | $14.9M | 1.69% | −2,428−10.3% | Reduced |
| Principle Wealth Partners LLC | 21,051 | $14.9M | 0.85% | −682−3.1% | Reduced |
| LMCG Investments, LLC | 20,829 | $14.8M | 0.88% | −3,657−14.9% | Reduced |
| Laird Norton Trust Company, LLC | 20,820 | $14.7M | 0.32% | −156−0.7% | Reduced |
| Knuff & Co LLC | 20,782 | $14.7M | 4.44% | +213+1.0% | Added |
| Voleon Capital Management LP | 20,766 | $14.7M | 0.32% | +19,637+1,739.3% | Added |
| Shelter Mutual Insurance Co | 20,730 | $14.7M | 3.27% | 00.0% | Unchanged |
| Howe & Rusling Inc | 20,560 | $14.6M | 0.95% | +72+0.4% | Added |
| Los Angeles Capital Management LLC | 20,533 | $14.5M | 0.06% | +10,806+111.1% | Added |
| Assetmark, Inc | 20,514 | $14.5M | 0.03% | −8,820−30.1% | Reduced |
| Metis Global Partners, LLC | 20,478 | $14.5M | 0.36% | −891−4.2% | Reduced |
| Capital Investment Counsel, LLC | 20,359 | $14.4M | 1.98% | −1,181−5.5% | Reduced |
| Summitry LLC | 20,310 | $14.4M | 0.51% | −2,198−9.8% | Reduced |
| Citizens National Bank Trust Department | 20,308 | $14.4M | 2.40% | −210−1.0% | Reduced |
| Goelzer Investment Management, Inc. | 20,216 | $14.3M | 0.69% | −1,900−8.6% | Reduced |
| Axxcess Wealth Management, LLC | 20,164 | $14.3M | 0.46% | −2,256−10.1% | Reduced |
| Griffin Asset Management, Inc. | 20,044 | $14.2M | 1.60% | −434−2.1% | Reduced |
| Ferguson Wellman Capital Management, Inc | 19,972 | $14.1M | 0.19% | −646−3.1% | Reduced |
| City Holding Co | 19,913 | $14.1M | 1.76% | −891−4.3% | Reduced |
| Wesbanco Bank Inc | 19,857 | $14.1M | 0.39% | −1,044−5.0% | Reduced |
| Sigma Investment Counselors Inc | 19,856 | $14.1M | 0.74% | −1,994−9.1% | Reduced |
| Central Bank & Trust Co | 19,753 | $14.0M | 2.20% | −332−1.7% | Reduced |
| Westend Capital Management, LLC | 19,684 | $13.9M | 4.19% | +435+2.3% | Added |
| Searle & Co. | 19,675 | $13.9M | 3.50% | −700−3.4% | Reduced |
| Night Squared LP | 19,615 | $13.9M | 2.04% | +19,615 | New |
| German American Bancorp, Inc. | 19,525 | $13.8M | 1.19% | −67−0.3% | Reduced |
| Principal Securities, Inc. | 19,442 | $13.8M | 0.20% | −1,749−8.3% | Reduced |
| La Banque Postale Asset Management SA | 19,434 | $13.8M | 0.19% | +14,620+303.7% | Added |
| Y-Intercept (Hong Kong) Ltd | 19,363 | $13.7M | 0.26% | +18,760+3,111.1% | Added |
| Hudson Bay Capital Management LP | 19,356 | $13.7M | 0.08% | −42,144−68.5% | Reduced |
| Mutual Advisors, LLC | 19,321 | $13.7M | 0.29% | +1,367+7.6% | Added |
| Callan Family Office, LLC | 19,259 | $13.6M | 0.31% | −332−1.7% | Reduced |
| Triglav Skladi, D.O.O. | 19,250 | $13.6M | 0.95% | +19,250 | New |
| Vise Technologies, Inc. | 23,788 | $13.6M | 0.27% | 00.0% | Unchanged |
| Physicians Financial Services, Inc. | 19,159 | $13.6M | 3.72% | +210+1.1% | Added |
| Compass Capital Management, Inc | 19,127 | $13.6M | 0.82% | −1,433−7.0% | Reduced |
| Davis R M Inc | 19,121 | $13.5M | 0.24% | +2,039+11.9% | Added |
| We Are One Seven, LLC | 19,082 | $13.5M | 0.27% | +2,088+12.3% | Added |
| Empirical Finance, LLC | 19,081 | $13.5M | 0.64% | −47−0.2% | Reduced |
| Texas Capital Bank Wealth Management Services Inc | 19,056 | $13.5M | 0.80% | −4,682−19.7% | Reduced |
| Welch & Forbes LLC | 19,031 | $13.5M | 0.17% | −374−1.9% | Reduced |
| CAPROCK Group, Inc. | 18,953 | $13.4M | 0.33% | +364+2.0% | Added |
| Tiaa-Cref Individual & Institutional Services, LLC | 18,926 | $13.4M | 0.05% | +18,926 | New |
| Flputnam Investment Management Co | 18,894 | $13.4M | 0.20% | +648+3.6% | Added |
| Spears Abacus Advisors LLC | 18,885 | $13.4M | 0.26% | +28+0.1% | Added |
| Skopos Labs, Inc. | 18,861 | $13.4M | 0.42% | +2,960+18.6% | Added |
| Addenda Capital Inc. | 18,800 | $13.3M | 0.38% | 00.0% | Unchanged |
| AG2R la Mondiale Gestion D'Actifs | 18,784 | $13.3M | 0.60% | +155+0.8% | Added |
| Sowell Financial Services LLC | 18,780 | $13.3M | 0.49% | +161+0.9% | Added |
| BKD Wealth Advisors, LLC | 18,770 | $13.3M | 0.25% | −1,540−7.6% | Reduced |
| EagleClaw Capital Managment, LLC | 18,695 | $13.2M | 1.85% | −1,395−6.9% | Reduced |
| Sentry LLC | 18,692 | $13.2M | 4.21% | −1,086−5.5% | Reduced |
| Koshinski Asset Management, Inc. | 18,663 | $13.2M | 0.82% | −39−0.2% | Reduced |
| MainStreet Investment Advisors LLC | 18,570 | $13.2M | 1.98% | −3,417−15.5% | Reduced |
| First Financial Bank - Trust Division | 18,527 | $13.1M | 1.06% | −572−3.0% | Reduced |
| Vinva Investment Management Ltd | 19,656 | $13.1M | 0.16% | +9,191+87.8% | Added |
| Mairs & Power Inc | 18,450 | $13.1M | 0.13% | −50.0% | Reduced |
| Meeder Asset Management Inc | 18,365 | $13.0M | 0.75% | +16,608+945.2% | Added |
| Spinnaker Trust | 18,360 | $13.0M | 0.72% | −1,155−5.9% | Reduced |
| Caldwell Trust Co | 18,354 | $13.0M | 1.16% | −357−1.9% | Reduced |
| Sagespring Wealth Partners, LLC | 18,250 | $12.9M | 0.24% | −1,511−7.6% | Reduced |
| Mather Group, LLC. | 18,154 | $12.9M | 0.13% | −447−2.4% | Reduced |
| Williams Jones Wealth Management, LLC. | 18,127 | $12.8M | 0.16% | −593−3.2% | Reduced |
| Pure Financial Advisors, Inc. | 18,072 | $12.8M | 0.18% | −203−1.1% | Reduced |
| Atomi Financial Group, Inc. | 18,042 | $12.8M | 0.39% | −135−0.7% | Reduced |
| Silver Oak Securities, Inc | 18,034 | $12.8M | 0.93% | −231−1.3% | Reduced |
| Resources Investment Advisors, LLC. | 17,825 | $12.6M | 0.12% | +596+3.5% | Added |
| Northeast Investment Management | 17,752 | $12.6M | 0.52% | −248−1.4% | Reduced |
| Man Group plc | 17,730 | $12.6M | 0.03% | −44,177−71.4% | Reduced |
| Kiley Juergens Wealth Management, LLC | 17,616 | $12.5M | 2.20% | −153−0.9% | Reduced |
| Aries Wealth Management | 17,590 | $12.5M | 2.74% | −163−0.9% | Reduced |
| First American Trust, FSB | 17,515 | $12.4M | 0.83% | −7,034−28.7% | Reduced |
| Smith, Salley & Associates | 17,377 | $12.3M | 0.62% | +1,509+9.5% | Added |
| Reuter James Wealth Management, LLC | 17,375 | $12.3M | 1.77% | −198−1.1% | Reduced |
| Brown Brothers Harriman & Co | 17,264 | $12.2M | 0.07% | +2,956+20.7% | Added |
| Stock Yards Bank & Trust Co | 17,249 | $12.2M | 0.38% | +480+2.9% | Added |
| Trajan Wealth LLC | 17,186 | $12.2M | 0.51% | −419−2.4% | Reduced |
| Teamwork Financial Advisors, LLC | 17,149 | $12.1M | 1.35% | −7,679−30.9% | Reduced |