Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| U.S. Capital Wealth Advisors, LLC | 17,051 | $12.1M | 0.30% | +1,637+10.6% | Added |
| Tokio Marine Asset Management Co Ltd | 16,979 | $12.0M | 0.43% | +536+3.3% | Added |
| Moors & Cabot, Inc. | 16,857 | $11.9M | 0.51% | +239+1.4% | Added |
| F/M Investments LLC | 16,856 | $11.9M | 0.79% | −3,311−16.4% | Reduced |
| Nicolet Bankshares Inc | 16,638 | $11.9M | 0.44% | +12,268+280.7% | Added |
| Community Bank of Raymore | 16,803 | $11.9M | 7.97% | −632−3.6% | Reduced |
| Cullinan Associates Inc | 16,793 | $11.9M | 0.96% | −13,496−44.6% | Reduced |
| Roundview Capital LLC | 16,756 | $11.9M | 0.74% | −168−1.0% | Reduced |
| Zimmer Partners, LP | 16,750 | $11.9M | 0.29% | +3,550+26.9% | Added |
| Atria Investments LLC | 16,674 | $11.8M | 0.13% | +185+1.1% | Added |
| IFP Advisors, Inc | 16,562 | $11.7M | 0.24% | −555−3.2% | Reduced |
| Barometer Capital Management Inc. | 16,532 | $11.7M | 4.00% | −52,968−76.2% | Reduced |
| Boit C F David | 16,500 | $11.7M | 5.19% | −2,300−12.2% | Reduced |
| Soros Capital Management LLC | 16,500 | $11.7M | 5.08% | +8,140+97.4% | Added |
| Aull & Monroe Investment Management Corp | 16,468 | $11.7M | 5.42% | −678−4.0% | Reduced |
| Anderson Hoagland & Co | 16,404 | $11.6M | 1.00% | −2,783−14.5% | Reduced |
| Ritholtz Wealth Management | 16,287 | $11.5M | 0.20% | +781+5.0% | Added |
| Bridgelight Financial Advisors, Inc. | 16,242 | $11.5M | 9.75% | −274−1.7% | Reduced |
| Beese Fulmer Investment Management, Inc. | 16,237 | $11.5M | 0.74% | −240−1.5% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 16,237 | $11.5M | 0.20% | −562−3.3% | Reduced |
| Covington Investment Advisors Inc. | 16,195 | $11.5M | 1.69% | −1,477−8.4% | Reduced |
| Capital International Ltd | 16,168 | $11.5M | 0.42% | +16,168 | New |
| ExodusPoint Capital Management, LP | 16,154 | $11.4M | 0.11% | −9,306−36.6% | Reduced |
| Connors Investor Services Inc | 16,151 | $11.4M | 1.06% | −9,307−36.6% | Reduced |
| Harel Insurance Investments & Financial Services Ltd. | 16,135 | $11.4M | 0.08% | +16,094+39,253.7% | Added |
| Geneos Wealth Management Inc. | 16,134 | $11.4M | 0.27% | −127−0.8% | Reduced |
| Oak Harbor Wealth Partners, LLC | 16,063 | $11.4M | 2.66% | −1,586−9.0% | Reduced |
| Greenleaf Trust | 15,961 | $11.3M | 0.11% | +675+4.4% | Added |
| Independent Financial Group, LLC | 15,957 | $11.3M | 0.25% | −115−0.7% | Reduced |
| Gouws Capital LLC | 15,942 | $11.3M | 5.98% | −328−2.0% | Reduced |
| Ascent Wealth Partners, LLC | 15,931 | $11.3M | 1.31% | +412+2.7% | Added |
| Equitable Trust Co | 15,856 | $11.2M | 0.52% | −196−1.2% | Reduced |
| Picton Mahoney Asset Management | 15,803 | $11.2M | 0.12% | +15,803 | New |
| Wealthcare Advisory Partners LLC | 15,800 | $11.2M | 0.22% | −207−1.3% | Reduced |
| Colonial Trust Advisors | 15,781 | $11.2M | 0.87% | −469−2.9% | Reduced |
| Ipswich Investment Management Co., Inc. | 15,769 | $11.2M | 2.62% | −552−3.4% | Reduced |
| Livforsakringsbolaget Skandia, Omsesidigt | 15,752 | $11.2M | 0.45% | −7,700−32.8% | Reduced |
| Level Four Advisory Services, LLC | 15,738 | $11.1M | 0.37% | −2,976−15.9% | Reduced |
| Guyasuta Investment Advisors Inc | 15,629 | $11.1M | 0.64% | −180−1.1% | Reduced |
| Holderness Investments Co | 15,557 | $11.0M | 2.21% | +110+0.7% | Added |
| Squarepoint Ops LLC | 15,441 | $10.9M | 0.02% | +2,969+23.8% | Added |
| Gerald Baker Financial Group LLC | 15,428 | $10.9M | 3.46% | +15,428 | New |
| Siemens Fonds Invest GmbH | 15,425 | $10.9M | 0.63% | −509−3.2% | Reduced |
| Assenagon Asset Management S.A. | 15,377 | $10.9M | 0.02% | −93−0.6% | Reduced |
| Bryn Mawr Trust Co | 15,340 | $10.9M | 0.26% | +58+0.4% | Added |
| Neville Rodie & Shaw Inc | 15,312 | $10.8M | 0.79% | −425−2.7% | Reduced |
| SageGuard Financial Group, LLC | 15,307 | $10.8M | 1.68% | −43−0.3% | Reduced |
| Leavell Investment Management, Inc. | 15,236 | $10.8M | 0.44% | +120+0.8% | Added |
| Canandaigua National Corp | 15,203 | $10.8M | 0.96% | +15,203 | New |
| Community Bank, N.A. | 15,180 | $10.8M | 1.28% | −121−0.8% | Reduced |
| Bailard, Inc. | 15,167 | $10.7M | 0.25% | −4,488−22.8% | Reduced |
| Jackson Square Capital, LLC | 15,061 | $10.7M | 2.24% | +5,629+59.7% | Added |
| Columbia Asset Management | 15,058 | $10.7M | 2.03% | −25−0.2% | Reduced |
| Albar Capital Partners LLP | 15,054 | $10.7M | 1.73% | −36,980−71.1% | Reduced |
| RBF Capital, LLC | 15,000 | $10.6M | 0.52% | 00.0% | Unchanged |
| DKRT Investments Corp. | 15,000 | $10.6M | 2.69% | 00.0% | Unchanged |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $10.6M | 3.23% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 14,956 | $10.6M | 0.56% | −101−0.7% | Reduced |
| Fidelis Capital Partners, LLC | 14,950 | $10.6M | 0.75% | +1,268+9.3% | Added |
| Northwestern Mutual Investment Management Company, LLC | 14,888 | $10.5M | 0.16% | −65−0.4% | Reduced |
| Integrity Alliance, LLC. | 14,875 | $10.5M | 0.40% | −2,179−12.8% | Reduced |
| Meeder Advisory Services, Inc. | 14,849 | $10.5M | 0.44% | +132+0.9% | Added |
| Larson Financial Group LLC | 14,801 | $10.5M | 0.34% | +1,886+14.6% | Added |
| Signet Financial Management, LLC | 14,685 | $10.4M | 1.17% | −549−3.6% | Reduced |
| StoneX Group Inc. | 14,669 | $10.4M | 0.56% | −9,596−39.5% | Reduced |
| Hilton Capital Management, LLC | 14,663 | $10.4M | 0.78% | +330+2.3% | Added |
| L & S Advisors Inc | 14,617 | $10.4M | 1.30% | +1,964+15.5% | Added |
| Buckingham Strategic Partners | 14,560 | $10.3M | 0.10% | +2,884+24.7% | Added |
| Great Lakes Advisors, LLC | 14,550 | $10.3M | 0.09% | −390−2.6% | Reduced |
| Advocate Group LLC | 14,526 | $10.3M | 1.61% | −883−5.7% | Reduced |
| Franklin Street Advisors Inc | 14,513 | $10.3M | 0.63% | +8,222+130.7% | Added |
| Laurion Capital Management LP | 14,499 | $10.3M | 0.96% | +14,499 | New |
| Foster & Motley Inc | 14,481 | $10.3M | 0.53% | −1,046−6.7% | Reduced |
| Vestcor Inc | 14,462 | $10.2M | 0.28% | +3,007+26.3% | Added |
| Family Legacy, Inc. | 14,422 | $10.2M | 3.07% | −1,254−8.0% | Reduced |
| Reliant Investment Management, LLC | 14,420 | $10.2M | 4.92% | −15−0.1% | Reduced |
| Eastern Bank | 14,356 | $10.2M | 0.17% | −493−3.3% | Reduced |
| Montgomery Investment Management Inc | 14,327 | $10.1M | 3.46% | 00.0% | Unchanged |
| OpenArc Corporate Advisory, LLC | 14,266 | $10.1M | 0.14% | +681+5.0% | Added |
| Sandhill Capital Partners LLC | 14,251 | $10.1M | 0.87% | −1,711−10.7% | Reduced |
| Romano Brothers and Company | 14,235 | $10.1M | 1.15% | −68−0.5% | Reduced |
| Calamos Wealth Management LLC | 14,235 | $10.1M | 0.35% | +9,384+193.4% | Added |
| SevenBridge Financial Group, LLC | 12,396 | $10.0M | 1.57% | −306−2.4% | Reduced |
| Traynor Capital Management, Inc. | 14,965 | $9.99M | 0.59% | +1,258+9.2% | Added |
| Plato Investment Management Ltd | 14,070 | $9.97M | 0.67% | +271+2.0% | Added |
| CX Institutional | 14,044 | $9.95M | 0.30% | −12,158−46.4% | Reduced |
| OneAscent Financial Services LLC | 14,025 | $9.94M | 0.54% | +10,906+349.7% | Added |
| GAMMA Investing LLC | 14,016 | $9.93M | 0.46% | +1,102+8.5% | Added |
| CVFG LLC | 13,993 | $9.91M | 1.23% | +13,993 | New |
| Private Wealth Asset Management, LLC | 13,928 | $9.87M | 1.05% | +272+2.0% | Added |
| Castleark Management LLC | 13,920 | $9.86M | 0.33% | 00.0% | Unchanged |
| Pflug Koory, LLC | 13,841 | $9.81M | 4.49% | −8−0.1% | Reduced |
| Monument Capital Management | 13,806 | $9.78M | 2.45% | −612−4.2% | Reduced |
| HighPoint Advisor Group LLC | 13,801 | $9.78M | 0.41% | −35,672−72.1% | Reduced |
| WealthPlan Investment Management, LLC | 13,770 | $9.76M | 0.54% | +3,849+38.8% | Added |
| Financial Advisory Service, Inc. | 13,754 | $9.74M | 0.61% | −2,146−13.5% | Reduced |
| Ashton Thomas Private Wealth, LLC | 13,720 | $9.72M | 0.23% | −6,899−33.5% | Reduced |
| FRG Family Wealth Advisors LLC | 13,717 | $9.72M | 1.59% | −379−2.7% | Reduced |
| Cadinha & Co LLC | 13,711 | $9.71M | 1.81% | −11,426−45.5% | Reduced |
| Quadrant Capital Group LLC | 13,697 | $9.70M | 0.29% | +336+2.5% | Added |