Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Clearbridge Investments, LLC | 13,691 | $9.70M | 0.01% | −168−1.2% | Reduced |
| Blue Edge Capital, LLC | 13,657 | $9.68M | 1.29% | +541+4.1% | Added |
| Oak Ridge Investments LLC | 13,639 | $9.66M | 0.64% | +13,639 | New |
| Signaturefd, LLC | 13,529 | $9.58M | 0.15% | +549+4.2% | Added |
| Nicholas Hoffman & Company, LLC. | 13,423 | $9.51M | 0.22% | −62−0.5% | Reduced |
| North Dakota State Investment Board | 13,417 | $9.51M | 0.41% | −2,458−15.5% | Reduced |
| Malaga Cove Capital, LLC | 13,397 | $9.49M | 3.41% | −493−3.5% | Reduced |
| SMA Capital LLC | 13,375 | $9.48M | 4.09% | +13,375 | New |
| Mathes Company, Inc. | 13,354 | $9.46M | 3.46% | −60−0.4% | Reduced |
| Eukles Asset Management | 13,341 | $9.45M | 4.21% | −882−6.2% | Reduced |
| Trust Co of Toledo NA | 13,320 | $9.44M | 0.90% | −142−1.1% | Reduced |
| Consolidated Capital Management, LLC | 13,306 | $9.43M | 3.04% | −802−5.7% | Reduced |
| Chilton Capital Management LLC | 13,258 | $9.39M | 0.33% | −344−2.5% | Reduced |
| Johnson Investment Counsel Inc | 13,165 | $9.33M | 0.08% | −1,000−7.1% | Reduced |
| Caisse des Depots Et Consignations | 13,150 | $9.32M | 0.15% | +960+7.9% | Added |
| Y.D. More Investments Ltd | 13,207 | $9.31M | 0.36% | −451−3.3% | Reduced |
| Parallel Advisors, LLC | 13,090 | $9.27M | 0.17% | +798+6.5% | Added |
| New Age Alpha Advisors, LLC | 13,037 | $9.24M | 0.43% | −513−3.8% | Reduced |
| Johnson Financial Group, Inc. | 13,032 | $9.23M | 0.33% | −954−6.8% | Reduced |
| RH Tailwind Management, LLC | 13,000 | $9.21M | 4.77% | +10,000+333.3% | Added |
| Ameritas Advisory Services, LLC | 12,998 | $9.21M | 0.36% | −474−3.5% | Reduced |
| FourThought Financial Partners, LLC | 12,877 | $9.12M | 0.79% | −376−2.8% | Reduced |
| MUFG Securities Americas Inc. | 12,872 | $9.12M | 0.59% | +264+2.1% | Added |
| WCG Wealth Advisors LLC | 12,871 | $9.12M | 0.26% | −509−3.8% | Reduced |
| Viewpoint Capital Management LLC | 12,801 | $9.07M | 4.24% | −50.0% | Reduced |
| Resolute Wealth Strategies, LLC | 12,772 | $9.05M | 3.90% | −51−0.4% | Reduced |
| Kingsview Wealth Management, LLC | 12,767 | $9.04M | 0.12% | +1,180+10.2% | Added |
| HBK Sorce Advisory LLC | 10,078 | $9.04M | 0.18% | −62−0.6% | Reduced |
| Palmer Knight Co | 12,761 | $9.04M | 4.41% | +136+1.1% | Added |
| Essex Financial Services, Inc. | 12,727 | $9.02M | 0.51% | −63−0.5% | Reduced |
| Ambassador Advisors, LLC | 12,678 | $8.98M | 1.36% | +45+0.4% | Added |
| Seascape Capital Management | 12,644 | $8.96M | 2.58% | −160−1.2% | Reduced |
| Heritage Trust Co | 12,641 | $8.96M | 0.90% | +706+5.9% | Added |
| Securian Asset Management, Inc | 12,623 | $8.94M | 0.35% | −102−0.8% | Reduced |
| Vivaldi Capital Management, LLC | 12,551 | $8.89M | 1.23% | −446−3.4% | Reduced |
| BNP Paribas | 13,556 | $8.87M | 0.28% | +3,757+38.3% | Added |
| Barbara Oil Co. | 12,500 | $8.86M | 3.41% | 00.0% | Unchanged |
| Jag Capital Management, LLC | 12,491 | $8.85M | 1.00% | +11,466+1,118.6% | Added |
| Nomura Holdings Inc | 12,461 | $8.83M | 0.07% | −11,547−48.1% | Reduced |
| JPL Wealth Management, LLC | 12,410 | $8.79M | 2.02% | −504−3.9% | Reduced |
| Highland Capital Management, LLC | 12,386 | $8.77M | 0.46% | −7,018−36.2% | Reduced |
| Montag A & Associates Inc | 12,368 | $8.76M | 0.41% | −3,107−20.1% | Reduced |
| CoreCap Advisors, LLC | 12,363 | $8.76M | 0.30% | +7,435+150.9% | Added |
| BNC Wealth Management, LLC | 12,294 | $8.71M | 2.42% | −283−2.3% | Reduced |
| Kentucky Retirement Systems Insurance Trust Fund | 12,186 | $8.63M | 0.59% | 00.0% | Unchanged |
| Webster Bank, N. A. | 12,176 | $8.63M | 0.82% | −278−2.2% | Reduced |
| Gilliland Jeter Wealth Management LLC | 12,148 | $8.61M | 2.55% | −48−0.4% | Reduced |
| Advisors Asset Management, Inc. | 12,133 | $8.60M | 0.14% | +2,632+27.7% | Added |
| Hodges Capital Management Inc. | 12,125 | $8.59M | 0.71% | −1,209−9.1% | Reduced |
| Anchor Investment Management, LLC | 12,099 | $8.57M | 0.72% | −336−2.7% | Reduced |
| Aaron Wealth Advisors | 12,073 | $8.55M | 0.49% | −247−2.0% | Reduced |
| Quantitative Investment Management, LLC | 12,072 | $8.55M | 0.89% | +12,072 | New |
| PFG Advisors | 12,013 | $8.51M | 0.41% | +329+2.8% | Added |
| Pensionmark Financial Group, LLC | 11,957 | $8.47M | 0.14% | −158−1.3% | Reduced |
| Savvy Advisors, Inc. | 11,944 | $8.46M | 0.23% | +2,969+33.1% | Added |
| Hayek Kallen Investment Management | 11,891 | $8.42M | 2.74% | −675−5.4% | Reduced |
| Whitener Capital Management, Inc. | 11,878 | $8.42M | 1.92% | +428+3.7% | Added |
| North Star Investment Management Corp. | 11,792 | $8.35M | 0.51% | +37+0.3% | Added |
| Panagora Asset Management Inc | 11,785 | $8.35M | 0.03% | +801+7.3% | Added |
| Meiji Yasuda Asset Management Co Ltd. | 11,756 | $8.33M | 0.42% | +98+0.8% | Added |
| Diversified Trust Co | 11,739 | $8.32M | 0.15% | +1,505+14.7% | Added |
| J.P. Marvel Investment Advisors, LLC | 11,734 | $8.31M | 1.18% | 00.0% | Unchanged |
| Change Path, LLC | 11,668 | $8.27M | 0.19% | +779+7.2% | Added |
| Baader Bank INC | 11,725 | $8.26M | 0.81% | −2,190−15.7% | Reduced |
| Moneta Group Investment Advisors LLC | 11,636 | $8.24M | 0.06% | +682+6.2% | Added |
| Providence Wealth Advisors, LLC | 11,190 | $8.20M | 5.21% | +21+0.2% | Added |
| Tribune Investment Group LP | 11,530 | $8.17M | 5.48% | −1,470−11.3% | Reduced |
| Jacobi Capital Management LLC | 11,519 | $8.16M | 0.46% | −307−2.6% | Reduced |
| Kinneret Advisory, LLC | 11,462 | $8.12M | 0.77% | −508−4.2% | Reduced |
| Asset Dedication, LLC | 11,452 | $8.11M | 0.57% | −2,531−18.1% | Reduced |
| New Hampshire Trust | 11,417 | $8.09M | 1.63% | −120−1.0% | Reduced |
| Raiffeisen Bank International AG | 12,056 | $8.09M | 0.12% | −2,155−15.2% | Reduced |
| Liberty One Investment Management, LLC | 11,356 | $8.04M | 0.83% | +1,859+19.6% | Added |
| Zhang Financial LLC | 11,341 | $8.03M | 0.28% | +856+8.2% | Added |
| Spartan Wealth Advisory Services LLC | 11,329 | $8.03M | 0.70% | +11,329 | New |
| Nilsine Partners, LLC | 9,673 | $8.02M | 0.63% | +340+3.6% | Added |
| Jones Kertz & Associates, Inc. | 11,300 | $8.01M | 4.25% | −399−3.4% | Reduced |
| Stokes Capital Advisors, LLC | 11,278 | $7.99M | 1.79% | −175−1.5% | Reduced |
| Lombard Odier Asset Management (Switzerland) SA | 11,265 | $7.98M | 0.30% | +11,265 | New |
| Eventide Asset Management, LLC | 11,799 | $7.96M | 0.13% | −248−2.1% | Reduced |
| RiverFront Investment Group, LLC | 11,214 | $7.94M | 0.12% | +2,299+25.8% | Added |
| Spirit of America Management Corp | 11,190 | $7.93M | 1.56% | +100+0.9% | Added |
| Stenger Family Office, LLC | 11,140 | $7.89M | 1.43% | +1,063+10.5% | Added |
| Modus Advisors, LLC | 11,124 | $7.88M | 2.17% | −702−5.9% | Reduced |
| Geneva Partners, LLC | 10,783 | $7.87M | 3.78% | +10,067+1,406.0% | Added |
| Ledyard National Bank | 11,099 | $7.86M | 0.68% | −520−4.5% | Reduced |
| J. Safra Sarasin Holding AG | 11,041 | $7.82M | 0.13% | −62,816−85.1% | Reduced |
| Pinnacle Holdings, LLC | 10,920 | $7.74M | 2.50% | +1,263+13.1% | Added |
| Ci Investments Inc. | 10,889 | $7.71M | 0.04% | −30.0% | Reduced |
| Capital Investment Counsel, Inc | 10,870 | $7.70M | 0.94% | −992−8.4% | Reduced |
| DMKC Advisory Services, LLC | 10,868 | $7.70M | 3.21% | +37+0.3% | Added |
| Sapient Capital LLC | 10,867 | $7.70M | 0.12% | −1,520−12.3% | Reduced |
| Natixis | 10,862 | $7.70M | 0.03% | −78,186−87.8% | Reduced |
| Gateway Wealth Partners, LLC | 10,852 | $7.69M | 0.30% | +6,240+135.3% | Added |
| Financial & Tax Architects, LLC | 10,812 | $7.66M | 1.71% | −2,626−19.5% | Reduced |
| Asset Management Group, Inc. | 10,801 | $7.65M | 1.24% | −64−0.6% | Reduced |
| First National Bank of Omaha | 11,464 | $7.65M | 0.24% | −3,715−24.5% | Reduced |
| Argent Trust Co | 10,778 | $7.64M | 0.26% | −256−2.3% | Reduced |
| Advisors Preferred, LLC | 10,745 | $7.61M | 1.13% | +4,445+70.6% | Added |
| Truvestments Capital LLC | 10,704 | $7.58M | 1.37% | −1,110−9.4% | Reduced |