Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hudson Capital Management LLC | 10,694 | $7.58M | 1.96% | −1,091−9.3% | Reduced |
| Plimoth Trust Co LLC | 10,694 | $7.58M | 1.69% | −341−3.1% | Reduced |
| Ogorek Anthony Joseph | 10,660 | $7.55M | 2.07% | −2,175−16.9% | Reduced |
| Slow Capital, Inc. | 10,647 | $7.54M | 0.98% | −294−2.7% | Reduced |
| Close Asset Management Ltd | 10,623 | $7.52M | 0.20% | +8,910+520.1% | Added |
| Smith, Moore & Co. | 10,611 | $7.52M | 0.55% | −150−1.4% | Reduced |
| Lowe Brockenbrough & Co Inc | 10,564 | $7.48M | 0.37% | +354+3.5% | Added |
| Meiji Yasuda America Inc | 10,545 | $7.47M | 1.85% | −1,902−15.3% | Reduced |
| Cyndeo Wealth Partners, LLC | 10,540 | $7.47M | 0.39% | −2,771−20.8% | Reduced |
| Boothbay Fund Management, LLC | 10,529 | $7.46M | 0.18% | +6,426+156.6% | Added |
| Rice Partnership, LLC | 10,528 | $7.46M | 1.02% | +6,638+170.6% | Added |
| Indiana Trust & Investment Management CO | 10,515 | $7.45M | 2.30% | +996+10.5% | Added |
| Creative Financial Designs Inc | 10,510 | $7.45M | 0.45% | +240+2.3% | Added |
| Mission Creek Capital Partners, Inc. | 10,499 | $7.44M | 1.48% | −1,737−14.2% | Reduced |
| Brighton Jones LLC | 10,428 | $7.39M | 0.16% | +10,428 | New |
| Nikko Asset Management Americas, Inc. | 10,416 | $7.38M | 0.10% | +1,110+11.9% | Added |
| Perryman Financial Advisory Inc | 10,387 | $7.36M | 1.10% | −225−2.1% | Reduced |
| Alps Advisors Inc | 10,384 | $7.36M | 0.03% | −1,890−15.4% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 10,377 | $7.35M | 1.08% | −216−2.0% | Reduced |
| Argyle Capital Management Inc. | 10,359 | $7.34M | 2.38% | −845−7.5% | Reduced |
| Groupama Asset Managment | 10,356 | $7.34M | 0.11% | −1,881−15.4% | Reduced |
| MWA Asset Management | 10,337 | $7.32M | 4.01% | −924−8.2% | Reduced |
| Perigon Wealth Management, LLC | 10,318 | $7.31M | 0.13% | −699−6.3% | Reduced |
| Boyd Watterson Asset Management LLC | 10,305 | $7.30M | 2.24% | −461−4.3% | Reduced |
| IHT Wealth Management, LLC | 10,248 | $7.26M | 0.17% | +749+7.9% | Added |
| CPA Asset Management LLC | 10,244 | $7.26M | 2.43% | −783−7.1% | Reduced |
| Procyon Private Wealth Partners, LLC | 10,242 | $7.26M | 0.36% | +79+0.8% | Added |
| Azimuth Capital Investment Management LLC | 10,195 | $7.22M | 0.27% | −45−0.4% | Reduced |
| Whalerock Point Partners, LLC | 10,172 | $7.21M | 1.39% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 10,132 | $7.18M | 0.20% | +6,524+180.8% | Added |
| Ramirez Asset Management, Inc. | 10,110 | $7.16M | 0.86% | +260+2.6% | Added |
| Occidental Asset Management, LLC | 10,090 | $7.15M | 0.85% | −2,791−21.7% | Reduced |
| NorthRock Partners, LLC | 10,086 | $7.15M | 0.12% | +1,342+15.3% | Added |
| Mission Wealth Management, LP | 10,077 | $7.14M | 0.15% | +526+5.5% | Added |
| Fisher Funds Management LTD | 10,023 | $7.10M | 0.21% | 00.0% | Unchanged |
| Terry L. Blaker | 10,019 | $7.10M | 0.27% | −556−5.3% | Reduced |
| Alight Capital Management LP | 10,000 | $7.08M | 2.06% | 00.0% | Unchanged |
| Walleye Capital LLC | 9,988 | $7.08M | 0.04% | −44,547−81.7% | Reduced |
| Indivisible Partners | 9,960 | $7.06M | 0.62% | +7,355+282.3% | Added |
| Finer Wealth Management, Inc. | 9,959 | $7.06M | 3.56% | −80−0.8% | Reduced |
| Tritonpoint Wealth, LLC | 9,953 | $7.05M | 0.75% | −674−6.3% | Reduced |
| Mystic Asset Management, Inc. | 9,948 | $7.05M | 1.63% | −255−2.5% | Reduced |
| Jaffetilchin Investment Partners, LLC | 9,934 | $7.04M | 0.42% | +2,243+29.2% | Added |
| Ibex Wealth Advisors | 9,917 | $7.03M | 0.65% | +9,917 | New |
| Focus Financial Network, Inc. | 9,883 | $7.00M | 0.25% | −641−6.1% | Reduced |
| Sound View Wealth Advisors Group, LLC | 9,882 | $7.00M | 0.48% | −141−1.4% | Reduced |
| Studio Investment Management LLC | 9,824 | $6.96M | 1.25% | −506−4.9% | Reduced |
| MEMBERS Trust Co | 9,796 | $6.94M | 0.23% | −190−1.9% | Reduced |
| Old National Bancorp | 9,783 | $6.93M | 0.12% | −664−6.4% | Reduced |
| Symmetry Investments LP | 9,776 | $6.93M | 1.68% | +1,726+21.4% | Added |
| Mattern Wealth Management LLC | 9,768 | $6.92M | 1.35% | −40−0.4% | Reduced |
| Concord Wealth Partners | 9,764 | $6.92M | 0.90% | +672+7.4% | Added |
| Wright Investors Service Inc | 9,758 | $6.91M | 2.18% | −1,110−10.2% | Reduced |
| MV Capital Management, Inc. | 9,757 | $6.91M | 0.68% | −660−6.3% | Reduced |
| Thoroughbred Financial Services, LLC | 9,751 | $6.91M | 0.41% | +76+0.8% | Added |
| Denali Advisors LLC | 9,697 | $6.87M | 0.76% | +30.0% | Added |
| Titan Wealth (CI) Ltd | 9,695 | $6.87M | 2.97% | −1,454−13.0% | Reduced |
| RFG - Bristol Wealth Advisors, LLC | 9,687 | $6.86M | 1.85% | −109−1.1% | Reduced |
| Cornerstone Wealth Group, LLC | 8,565 | $6.86M | 0.44% | −594−6.5% | Reduced |
| Stonebridge Capital Management Inc | 9,672 | $6.85M | 3.12% | +9,672 | New |
| LMG Wealth Partners, LLC | 9,663 | $6.85M | 1.25% | −40−0.4% | Reduced |
| Tradewinds, LLC. | 7,689 | $6.84M | 2.20% | +21+0.3% | Added |
| McKinley Carter Wealth Services, Inc. | 9,613 | $6.81M | 0.39% | −296−3.0% | Reduced |
| Robbins Farley LLC | 9,601 | $6.80M | 3.01% | −2,146−18.3% | Reduced |
| Snowden Capital Advisors LLC | 9,563 | $6.78M | 0.18% | +257+2.8% | Added |
| Jericho Financial, LLP | 9,553 | $6.77M | 4.27% | −1,572−14.1% | Reduced |
| Investor's Fiduciary Advisor Network, LLC | 9,545 | $6.76M | 2.07% | −192−2.0% | Reduced |
| Hixon Zuercher, LLC | 9,524 | $6.75M | 2.10% | −301−3.1% | Reduced |
| RFG Advisory, LLC | 9,516 | $6.74M | 0.12% | +145+1.5% | Added |
| RMB Capital Management, LLC | 9,505 | $6.73M | 0.12% | −115−1.2% | Reduced |
| Lifeworks Advisors, LLC | 9,503 | $6.73M | 0.86% | −1,208−11.3% | Reduced |
| Cumberland Advisors Inc | 9,500 | $6.73M | 2.63% | 00.0% | Unchanged |
| River Wealth Advisors LLC | 9,494 | $6.73M | 0.77% | +1,832+23.9% | Added |
| Wellington Shields & Co., LLC | 9,483 | $6.72M | 1.71% | +66+0.7% | Added |
| Longbow Finance SA | 9,475 | $6.71M | 1.22% | −4,678−33.1% | Reduced |
| Gluskin Sheff & Assoc Inc | 9,475 | $6.71M | 1.12% | −330−3.4% | Reduced |
| Cornerstone Wealth Management, LLC | 9,468 | $6.71M | 0.34% | +4,335+84.5% | Added |
| Twin Capital Management Inc | 9,468 | $6.71M | 0.86% | +725+8.3% | Added |
| Choate Investment Advisors | 9,446 | $6.69M | 0.13% | +86+0.9% | Added |
| Bank of Hawaii | 9,442 | $6.69M | 0.35% | −1,870−16.5% | Reduced |
| M&G Plc | 9,444 | $6.69M | 0.03% | 00.0% | Unchanged |
| Asset One Wealth Management LLC | 8,325 | $6.66M | 0.74% | 00.0% | Unchanged |
| 1st Source Bank | 9,376 | $6.64M | 0.34% | −223−2.3% | Reduced |
| RB Capital Management, LLC | 9,361 | $6.63M | 1.41% | −921−9.0% | Reduced |
| GAM Holding AG | 9,328 | $6.61M | 0.58% | −4,582−32.9% | Reduced |
| Oddo BHF Asset Management SAS | 9,311 | $6.60M | 0.26% | +5,014+116.7% | Added |
| Rockline Wealth Management, LLC | 9,279 | $6.57M | 1.43% | +8,130+707.6% | Added |
| Forty-three Eighteen Advisors, LLC | 9,273 | $6.57M | 4.95% | −39−0.4% | Reduced |
| Wedmont Private Capital | 8,512 | $6.57M | 0.21% | +325+4.0% | Added |
| Ballentine Partners, LLC | 9,262 | $6.56M | 0.09% | +1,520+19.6% | Added |
| Heartland Bank & Trust Co | 9,252 | $6.55M | 1.48% | +3,032+48.7% | Added |
| Schnieders Capital Management, LLC. | 9,250 | $6.55M | 1.04% | −128−1.4% | Reduced |
| PFG Investments, LLC | 9,212 | $6.53M | 0.30% | +512+5.9% | Added |
| Envestnet Portfolio Solutions, Inc. | 9,205 | $6.52M | 0.04% | −2,446−21.0% | Reduced |
| Naples Global Advisors, LLC | 9,176 | $6.50M | 0.47% | −541−5.6% | Reduced |
| Accurate Wealth Management, LLC | 8,202 | $6.48M | 0.78% | +670+8.9% | Added |
| Mitchell Capital Management Co | 9,150 | $6.48M | 1.19% | +9,150 | New |
| Great Valley Advisor Group, Inc. | 9,111 | $6.46M | 0.12% | +122+1.4% | Added |
| Soltis Investment Advisors LLC | 9,107 | $6.45M | 0.42% | +6,934+319.1% | Added |
| Asahi Life Asset Management Co., Ltd. | 9,087 | $6.44M | 4.16% | +288+3.3% | Added |