Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| DuPont Capital Management Corp | 9,052 | $6.41M | 0.73% | +9,052 | New |
| Daymark Wealth Partners, LLC | 9,030 | $6.40M | 0.20% | +399+4.6% | Added |
| Burney Co | 9,016 | $6.39M | 0.20% | −3,769−29.5% | Reduced |
| Financial Synergies Wealth Advisors, Inc. | 9,008 | $6.38M | 0.61% | +1,281+16.6% | Added |
| Patriot Financial Group Insurance Agency, LLC | 8,968 | $6.35M | 0.36% | +6,994+354.3% | Added |
| Buckley Wealth Management, LLC | 8,945 | $6.34M | 1.62% | −50−0.6% | Reduced |
| Hartford Financial Management Inc. | 8,940 | $6.33M | 1.61% | −553−5.8% | Reduced |
| Coastline Trust Co | 8,937 | $6.33M | 0.63% | −140−1.5% | Reduced |
| Douglass Winthrop Advisors, LLC | 8,911 | $6.31M | 0.12% | −138−1.5% | Reduced |
| Capital Asset Advisory Services LLC | 7,899 | $6.31M | 0.24% | −701−8.2% | Reduced |
| Evercore Wealth Management, LLC | 8,889 | $6.30M | 0.10% | −67−0.7% | Reduced |
| Iowa State Bank | 8,885 | $6.29M | 1.16% | −165−1.8% | Reduced |
| Penobscot Investment Management Company, Inc. | 8,857 | $6.27M | 0.49% | +125+1.4% | Added |
| Delta Capital Management LLC | 8,850 | $6.27M | 3.45% | −20−0.2% | Reduced |
| AlTi Global, Inc. | 8,792 | $6.23M | 0.14% | +95+1.1% | Added |
| Churchill Financial Advisors, LLC | 8,768 | $6.21M | 1.31% | +5,355+156.9% | Added |
| Cullen/Frost Bankers, Inc. | 8,753 | $6.20M | 0.07% | −1,442−14.1% | Reduced |
| BCM Advisors, LLC | 7,048 | $6.17M | 1.22% | +14+0.2% | Added |
| Profund Advisors LLC | 8,692 | $6.16M | 0.23% | −129−1.5% | Reduced |
| Brendel Financial Advisors LLC | 8,670 | $6.14M | 3.04% | −522−5.7% | Reduced |
| Alerus Financial NA | 8,662 | $6.14M | 0.30% | −1,139−11.6% | Reduced |
| First Dallas Securities Inc. | 8,652 | $6.13M | 2.27% | −1,038−10.7% | Reduced |
| Nordwand Advisors, LLC | 8,645 | $6.12M | 1.07% | −2,180−20.1% | Reduced |
| V-Square Quantitative Management LLC | 8,606 | $6.10M | 0.64% | +164+1.9% | Added |
| Cullen Investment Group, Ltd. | 8,591 | $6.09M | 0.80% | −21−0.2% | Reduced |
| Scopus Asset Management, L.P. | 8,582 | $6.08M | 0.19% | −662−7.2% | Reduced |
| Palisade Asset Management, LLC | 8,558 | $6.06M | 0.61% | −25−0.3% | Reduced |
| Concord Asset Management, LLC | 8,550 | $6.06M | 1.02% | +1,036+13.8% | Added |
| Platinum Investment Management Ltd | 8,500 | $6.02M | 1.52% | +3,000+54.5% | Added |
| Mill Capital Management, LLC | 8,458 | $5.99M | 0.46% | −341−3.9% | Reduced |
| LGT Group Foundation | 8,455 | $5.99M | 0.07% | +6,251+283.6% | Added |
| United Capital Management of KS, Inc. | 8,438 | $5.98M | 0.91% | −313−3.6% | Reduced |
| Clune & Associates, Ltd. | 8,395 | $5.95M | 1.12% | −63−0.7% | Reduced |
| Brevan Howard Capital Management LP | 8,633 | $5.94M | 0.06% | +3,434+66.1% | Added |
| AMG National Trust Bank | 8,376 | $5.93M | 0.13% | +1,651+24.6% | Added |
| Tower Research Capital LLC (TRC) | 8,370 | $5.93M | 0.15% | −10,049−54.6% | Reduced |
| Radnor Capital Management, LLC | 8,366 | $5.93M | 0.88% | +104+1.3% | Added |
| Parcion Private Wealth LLC | 8,339 | $5.91M | 0.37% | −11,475−57.9% | Reduced |
| Ameritas Investment Partners, Inc. | 8,337 | $5.91M | 0.18% | −534−6.0% | Reduced |
| Hudock, Inc. | 8,279 | $5.87M | 0.86% | +27+0.3% | Added |
| River Street Advisors LLC | 8,260 | $5.85M | 1.98% | +50+0.6% | Added |
| Fideuram Asset Management (Ireland) dac | 8,819 | $5.84M | 0.75% | −1,157−11.6% | Reduced |
| B & T Capital Management DBA Alpha Capital Management | 8,235 | $5.83M | 0.85% | −4,467−35.2% | Reduced |
| Global Wealth Management Investment Advisory, Inc. | 8,230 | $5.83M | 0.91% | −2,830−25.6% | Reduced |
| Cornell Pochily Investment Advisors, Inc. | 8,202 | $5.81M | 1.71% | −56−0.7% | Reduced |
| Evolve Private Wealth, LLC | 8,202 | $5.81M | 0.31% | −3,213−28.1% | Reduced |
| Caldwell Sutter Capital, Inc. | 8,180 | $5.80M | 2.36% | −419−4.9% | Reduced |
| Financial Enhancement Group LLC | 7,274 | $5.78M | 0.72% | −597−7.6% | Reduced |
| Sterling Capital Management LLC | 8,111 | $5.75M | 0.11% | +2,383+41.6% | Added |
| Fairfield Financial Advisors, LTD | 8,104 | $5.74M | 1.98% | +219+2.8% | Added |
| KMG Fiduciary Partners, LLC | 8,098 | $5.74M | 0.42% | −101−1.2% | Reduced |
| CWA Asset Management Group, LLC | 8,082 | $5.73M | 0.20% | −312−3.7% | Reduced |
| Golden State Equity Partners | 8,054 | $5.71M | 0.43% | +3,531+78.1% | Added |
| Baldwin Investment Management, LLC | 8,040 | $5.70M | 0.67% | −159−1.9% | Reduced |
| Great Lakes Retirement, Inc. | 8,025 | $5.69M | 0.59% | +238+3.1% | Added |
| Gladstone Institutional Advisory LLC | 8,008 | $5.67M | 0.21% | +697+9.5% | Added |
| Cozad Asset Management Inc | 8,006 | $5.67M | 0.45% | −270−3.3% | Reduced |
| St Germain D J Co Inc | 7,909 | $5.60M | 0.22% | −129−1.6% | Reduced |
| Chicago Capital, LLC | 7,893 | $5.59M | 0.15% | +120+1.5% | Added |
| Westerkirk Capital Inc. | 7,877 | $5.58M | 0.60% | −3,955−33.4% | Reduced |
| Money Concepts Capital Corp | 7,855 | $5.56M | 0.31% | −3,311−29.7% | Reduced |
| Evergreen Capital Management LLC | 7,844 | $5.56M | 0.12% | +57+0.7% | Added |
| Phoenix Holdings Ltd. | 7,816 | $5.54M | 0.05% | +640+8.9% | Added |
| Osmosis Investment Management UK Ltd | 7,811 | $5.53M | 0.15% | −3,171−28.9% | Reduced |
| Kovack Advisors, Inc. | 7,677 | $5.53M | 0.30% | +689+9.9% | Added |
| Inspire Advisors, LLC | 7,781 | $5.51M | 0.45% | −157−2.0% | Reduced |
| Syon Capital LLC | 7,739 | $5.48M | 0.28% | −24−0.3% | Reduced |
| Monetary Management Group Inc | 7,737 | $5.48M | 1.31% | −50−0.6% | Reduced |
| Pinnacle Wealth Management Advisory Group, LLC | 7,735 | $5.48M | 0.37% | −381−4.7% | Reduced |
| Vestmark Advisory Solutions, Inc. | 7,730 | $5.48M | 0.06% | +3,068+65.8% | Added |
| Petredis Investment Advisors LLC | 7,729 | $5.48M | 0.45% | −71−0.9% | Reduced |
| Oarsman Capital, Inc. | 7,726 | $5.47M | 0.68% | +200+2.7% | Added |
| Global Trust Asset Management, LLC | 7,718 | $5.47M | 2.09% | +373+5.1% | Added |
| Naviter Wealth, LLC | 7,708 | $5.46M | 0.68% | +29+0.4% | Added |
| Foundations Investment Advisors, LLC | 7,692 | $5.45M | 0.07% | −178−2.3% | Reduced |
| Cannon Advisors, Inc. | 7,692 | $5.45M | 4.04% | +41+0.5% | Added |
| Verdence Capital Advisors LLC | 7,690 | $5.45M | 0.32% | −1,998−20.6% | Reduced |
| Granite Investment Partners, LLC | 7,685 | $5.44M | 0.33% | +747+10.8% | Added |
| Legacy Bridge, LLC | 7,669 | $5.43M | 2.07% | +304+4.1% | Added |
| Investors Asset Management of Georgia Inc | 7,664 | $5.43M | 2.22% | +132+1.8% | Added |
| Valley Brook Capital Group | 7,591 | $5.38M | 3.61% | +80+1.1% | Added |
| Hanson & Doremus Investment Management | 7,586 | $5.37M | 0.62% | −344−4.3% | Reduced |
| Boltwood Capital Management | 7,571 | $5.36M | 1.37% | −275−3.5% | Reduced |
| K.J. Harrison & Partners Inc | 7,565 | $5.36M | 0.88% | −4,000−34.6% | Reduced |
| Adirondack Trust Co | 7,556 | $5.35M | 1.80% | −273−3.5% | Reduced |
| Sumitomo Life Insurance Co | 7,548 | $5.35M | 0.13% | +1,100+17.1% | Added |
| Focused Wealth Management, Inc | 7,518 | $5.33M | 0.56% | −783−9.4% | Reduced |
| SeaCrest Wealth Management, LLC | 7,481 | $5.30M | 0.57% | −398−5.1% | Reduced |
| Exchange Bank | 7,472 | $5.29M | 3.67% | −815−9.8% | Reduced |
| Loudon Investment Management, LLC | 7,441 | $5.27M | 2.84% | −15−0.2% | Reduced |
| Tenere Capital LLC | 7,429 | $5.26M | 3.86% | +978+15.2% | Added |
| Old Port Advisors | 7,420 | $5.26M | 1.21% | +39+0.5% | Added |
| Wilkerson Advisory Group LLC | 7,380 | $5.23M | 1.80% | +291+4.1% | Added |
| Western Wealth Management, LLC | 7,366 | $5.22M | 0.20% | +2,931+66.1% | Added |
| Tyche Wealth Partners LLC | 7,363 | $5.22M | 0.80% | −17−0.2% | Reduced |
| ABN AMRO Bank N.V. | 7,296 | $5.19M | 0.06% | −993−12.0% | Reduced |
| Pine Valley Investments Ltd Liability Co | 7,327 | $5.19M | 0.25% | −483−6.2% | Reduced |
| First National Bank & Trust Co of Newtown | 7,321 | $5.19M | 1.12% | −1,646−18.4% | Reduced |
| Smartleaf Asset Management LLC | 7,750 | $5.17M | 0.19% | +773+11.1% | Added |
| Old Mission Investment Co LLC | 7,298 | $5.17M | 1.21% | −275−3.6% | Reduced |